Kenneth Robert Bertram
CIK 1645281 · View on SEC EDGAR ↗
Insider
First SEC filing: June 15, 2023 · Latest: June 15, 2023
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 71 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
71 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 3, 2021 | OLLI | S 10b5-1 | 574 | $91.62 | $52,590 | 28,630 Direct | -1.97% | Disposed | -16.0% (price as of 2026-08-19) |
| Aug. 3, 2021 | OLLI | S 10b5-1 | 1,845 | $93.19 | $171,936 | 29,204 Direct | -5.94% | Disposed | -17.4% (price as of 2026-08-19) |
| Aug. 3, 2021 | OLLI | S 10b5-1 | 1,366 | $93.13 | $127,216 | 29,204 Direct | -4.47% | Disposed | -17.3% (price as of 2026-08-19) |
| Aug. 3, 2021 | OLLI | S 10b5-1 | 1,789 | $93.18 | $166,699 | 29,204 Direct | -5.77% | Disposed | -17.4% (price as of 2026-08-19) |
| April 5, 2021 | OLLI | S 10b5-1 | 750 | $90.00 | $67,500 | 29,204 Direct | -2.50% | Disposed | -14.5% (price as of 2026-08-19) |
| March 26, 2021 | OLLI | S 10b5-1 | 1,613 | $85.00 | $137,105 | 29,204 Direct | -5.23% | Disposed | -9.4% (price as of 2026-08-19) |
| March 26, 2021 | OLLI | S 10b5-1 | 732 | $85.00 | $62,220 | 29,204 Direct | -2.45% | Disposed | -9.4% (price as of 2026-08-19) |
| March 26, 2021 | OLLI | S 10b5-1 | 2,577 | $85.00 | $219,045 | 29,204 Direct | -8.11% | Disposed | -9.4% (price as of 2026-08-19) |
| Oct. 5, 2020 | OLLI | S 10b5-1 | 1,700 | $90.77 | $154,309 | 28,630 Direct | -5.61% | Disposed | -15.2% (price as of 2026-08-19) |
| Oct. 5, 2020 | OLLI | S 10b5-1 | 981 | $90.54 | $88,820 | 28,630 Direct | -3.31% | Disposed | -15.0% (price as of 2026-08-19) |
| Oct. 5, 2020 | OLLI | S 10b5-1 | 3,754 | $90.73 | $340,600 | 28,630 Direct | -11.59% | Disposed | -15.2% (price as of 2026-08-19) |
| Oct. 5, 2020 | OLLI | S 10b5-1 | 4,950 | $90.71 | $449,014 | 28,630 Direct | -14.74% | Disposed | -15.1% (price as of 2026-08-19) |
| Sept. 29, 2020 | OLLI | S 10b5-1 | 300 | $90.54 | $27,162 | 28,630 Direct | -1.04% | Disposed | -15.0% (price as of 2026-08-19) |
| Sept. 29, 2020 | OLLI | S 10b5-1 | 886 | $90.57 | $80,245 | 28,630 Direct | -3.00% | Disposed | -15.0% (price as of 2026-08-19) |
| Sept. 29, 2020 | OLLI | S 10b5-1 | 400 | $90.53 | $36,212 | 28,630 Direct | -1.38% | Disposed | -15.0% (price as of 2026-08-19) |
| Sept. 29, 2020 | OLLI | S 10b5-1 | 800 | $90.51 | $72,408 | 28,630 Direct | -2.72% | Disposed | -14.9% (price as of 2026-08-19) |
| Nov. 15, 2019 | OLLI | S 10b5-1 | 4,375 | $64.71 | $283,106 | 24,967 Direct | -14.91% | Disposed | 19.0% (price as of 2026-08-19) |
| Nov. 15, 2019 | OLLI | S 10b5-1 | 7,853 | $64.71 | $508,168 | 24,967 Direct | -23.93% | Disposed | 19.0% (price as of 2026-08-19) |
| June 12, 2019 | OLLI | S 10b5-1 | 3,500 | $95.30 | $333,550 | 15,967 Direct | -17.98% | Disposed | -19.2% (price as of 2026-08-19) |
| June 12, 2019 | OLLI | S 10b5-1 | 1,900 | $95.30 | $181,070 | 15,967 Direct | -10.63% | Disposed | -19.2% (price as of 2026-08-19) |
| June 12, 2019 | OLLI | S 10b5-1 | 125 | $95.30 | $11,912 | 15,967 Direct | -0.78% | Disposed | -19.2% (price as of 2026-08-19) |
| June 12, 2019 | OLLI | S 10b5-1 | 3,000 | $95.30 | $285,900 | 15,967 Direct | -15.82% | Disposed | -19.2% (price as of 2026-08-19) |
| March 12, 2019 | OLLI | S 10b5-1 | 10,250 | $79.80 | $817,950 | 15,967 Direct | -39.10% | Disposed | -3.5% (price as of 2026-08-19) |
| March 12, 2019 | OLLI | S 10b5-1 | 5,750 | $79.80 | $458,850 | 15,967 Direct | -26.48% | Disposed | -3.5% (price as of 2026-08-19) |
| Feb. 12, 2019 | OLLI | S 10b5-1 | 4,000 | $85.42 | $341,680 | 15,967 Direct | -20.03% | Disposed | -9.9% (price as of 2026-08-19) |
| Nov. 12, 2018 | OLLI | S 10b5-1 | 9,000 | $91.32 | $821,880 | 15,967 Direct | -36.05% | Disposed | -15.7% (price as of 2026-08-19) |
| Aug. 22, 2018 | OLLI | S 10b5-1 | 5,500 | $78.99 | $434,445 | 15,967 Direct | -25.62% | Disposed | -2.5% (price as of 2026-08-19) |
| Aug. 22, 2018 | OLLI | S 10b5-1 | 1,250 | $78.99 | $98,738 | 15,967 Direct | -7.26% | Disposed | -2.5% (price as of 2026-08-19) |
| June 13, 2018 | OLLI | S 10b5-1 | 7,500 | $74.41 | $558,075 | 15,967 Direct | -31.96% | Disposed | 3.5% (price as of 2026-08-19) |
Showing latest 100 of 163 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 3, 2021 | OLLI | Employee stock Option (right to buy) | Common Stock (1,845) | $79.89 | March 20, 2029 | 1,845 | Disposed |
| Aug. 3, 2021 | OLLI | Employee stock Option (right to buy) | Common Stock (1,366) | $58.90 | March 28, 2028 | 1,366 | Disposed |
| Aug. 3, 2021 | OLLI | Employee stock Option (right to buy) | Common Stock (1,789) | $32.20 | March 22, 2027 | 1,789 | Disposed |
| April 5, 2021 | OLLI | Employee stock Option (right to buy) | Common Stock (750) | $79.89 | March 20, 2029 | 750 | Disposed |
| March 26, 2021 | OLLI | Employee stock Option (right to buy) | Common Stock (732) | $58.90 | March 28, 2028 | 732 | Disposed |
| March 26, 2021 | OLLI | Employee stock Option (right to buy) | Common Stock (2,577) | $41.49 | March 24, 2030 | 2,577 | Disposed |
| March 24, 2021 | OLLI | Restricted Stock Units | Common Stock (810) | — | — | 810 | Disposed |
| March 22, 2021 | OLLI | Restricted Stock Units | Common Stock (1,744) | — | — | 1,744 | Acquired |
| March 22, 2021 | OLLI | Employee stock Option (right to buy) | Common Stock (4,413) | $86.03 | March 22, 2031 | 4,413 | Acquired |
| March 22, 2021 | OLLI | Restricted Stock Units | Common Stock (2,347) | — | — | 2,347 | Disposed |
| Oct. 5, 2020 | OLLI | Employee stock Option (right to buy) | Common Stock (1,700) | $58.90 | March 28, 2028 | 1,700 | Disposed |
| Oct. 5, 2020 | OLLI | Employee stock Option (right to buy) | Common Stock (981) | $32.20 | March 22, 2027 | 981 | Disposed |
| Oct. 5, 2020 | OLLI | Employee stock Option (right to buy) | Common Stock (3,754) | $20.26 | March 7, 2026 | 3,754 | Disposed |
| Oct. 5, 2020 | OLLI | Employee stock Option (right to buy) | Common Stock (4,950) | $11.54 | March 10, 2025 | 4,950 | Disposed |
| Sept. 29, 2020 | OLLI | Employee stock Option (right to buy) | Common Stock (300) | $58.90 | March 28, 2028 | 300 | Disposed |
| Sept. 29, 2020 | OLLI | Employee stock Option (right to buy) | Common Stock (886) | $32.20 | March 22, 2027 | 886 | Disposed |
| Sept. 29, 2020 | OLLI | Employee stock Option (right to buy) | Common Stock (400) | $20.26 | March 7, 2026 | 400 | Disposed |
| Sept. 29, 2020 | OLLI | Employee stock Option (right to buy) | Common Stock (800) | $11.54 | March 10, 2025 | 800 | Disposed |
| March 24, 2020 | OLLI | Restricted Stock Units | Common Stock (3,239) | — | — | 3,239 | Acquired |
| March 24, 2020 | OLLI | Employee stock Option (right to buy) | Common Stock (10,307) | $41.49 | March 24, 2030 | 10,307 | Acquired |
| March 7, 2020 | OLLI | Restricted Stock Units | Common Stock (5,183) | — | — | 5,183 | Disposed |
| Nov. 15, 2019 | OLLI | Employee stock Option (right to buy) | Common Stock (4,375) | $16.00 | July 15, 2025 | 4,375 | Disposed |
| Nov. 15, 2019 | OLLI | Employee stock Option (right to buy) | Common Stock (25,750) | $8.03 | June 10, 2024 | 25,750 | Disposed |
| June 12, 2019 | OLLI | Employee stock Option (right to buy) | Common Stock (3,500) | $32.20 | March 22, 2027 | 3,500 | Disposed |
| June 12, 2019 | OLLI | Employee stock Option (right to buy) | Common Stock (1,900) | $20.26 | March 7, 2026 | 1,900 | Disposed |
| June 12, 2019 | OLLI | Employee stock Option (right to buy) | Common Stock (125) | $16.00 | July 15, 2025 | 125 | Disposed |
| June 12, 2019 | OLLI | Employee stock Option (right to buy) | Common Stock (3,000) | $8.03 | June 10, 2024 | 3,000 | Disposed |
| March 20, 2019 | OLLI | Restricted Stock Units | Common Stock (1,643) | — | — | 1,643 | Acquired |
| March 20, 2019 | OLLI | Employee stock Option (right to buy) | Common Stock (5,265) | $79.89 | March 20, 2029 | 5,265 | Acquired |
| March 12, 2019 | OLLI | Employee stock Option (right to buy) | Common Stock (10,250) | $20.26 | March 7, 2026 | 10,250 | Disposed |
| March 12, 2019 | OLLI | Employee stock Option (right to buy) | Common Stock (5,750) | $11.54 | March 10, 2025 | 5,750 | Disposed |
| Feb. 12, 2019 | OLLI | Employee stock Option (right to buy) | Common Stock (4,000) | $16.00 | July 15, 2025 | 4,000 | Disposed |
| Nov. 12, 2018 | OLLI | Employee stock Option (right to buy) | Common Stock (9,000) | $16.00 | July 15, 2025 | 9,000 | Disposed |
| Aug. 22, 2018 | OLLI | Employee stock Option (right to buy) | Common Stock (5,500) | $11.54 | March 10, 2025 | 5,500 | Disposed |
| Aug. 22, 2018 | OLLI | Employee stock Option (right to buy) | Common Stock (1,250) | $8.03 | June 10, 2024 | 1,250 | Disposed |
| June 13, 2018 | OLLI | Employee stock Option (right to buy) | Common Stock (7,500) | $8.03 | June 10, 2024 | 7,500 | Disposed |
| June 13, 2018 | OLLI | Employee stock Option (right to buy) | Common Stock (20,000) | $8.03 | June 10, 2024 | 20,000 | Disposed |
| March 28, 2018 | OLLI | Restricted Stock Units | Common Stock (1,740) | — | — | 1,740 | Acquired |
| March 28, 2018 | OLLI | Employee stock Option (right to buy) | Common Stock (5,464) | $58.90 | March 28, 2028 | 5,464 | Acquired |
| March 20, 2018 | OLLI | Employee stock Option (right to buy) | Common Stock (1,750) | $11.54 | March 10, 2025 | 1,750 | Disposed |
| March 20, 2018 | OLLI | Employee stock Option (right to buy) | Common Stock (2,250) | $8.03 | June 10, 2024 | 2,250 | Disposed |
| Feb. 20, 2018 | OLLI | Employee stock Option (right to buy) | Common Stock (6,000) | $8.03 | June 10, 2024 | 6,000 | Disposed |
| Jan. 5, 2018 | OLLI | Employee stock Option (right to buy) | Common Stock (2,000) | $11.54 | March 10, 2025 | 2,000 | Disposed |
| Dec. 4, 2017 | OLLI | Employee stock Option (right to buy) | Common Stock (4,000) | $8.03 | June 10, 2024 | 4,000 | Disposed |
| July 17, 2017 | OLLI | Employee stock Option (right to buy) | Common Stock (6,000) | $8.03 | June 10, 2024 | 6,000 | Disposed |
| June 12, 2017 | OLLI | Employee stock Option (right to buy) | Common Stock (10,500) | $8.03 | June 10, 2024 | 10,500 | Disposed |
| March 22, 2017 | OLLI | Restricted Stock Units | Common Stock (2,347) | — | — | 2,347 | Acquired |
| March 22, 2017 | OLLI | Employee stock Option (right to buy) | Common Stock (7,156) | $32.20 | March 22, 2027 | 7,156 | Acquired |
| March 13, 2017 | OLLI | Employee stock Option (right to buy) | Common Stock (5,500) | $11.54 | March 10, 2025 | 5,500 | Disposed |
| Sept. 1, 2016 | OLLI | Employee stock Option (right to buy) | Common Stock (7,500) | $8.03 | June 10, 2024 | 7,500 | Disposed |
| Sept. 1, 2016 | OLLI | Employee stock Option (right to buy) | Common Stock (2,500) | $11.54 | March 10, 2025 | 2,500 | Disposed |
| Aug. 11, 2016 | OLLI | Employee stock Option (right to buy) | Common Stock (10,000) | $8.03 | June 10, 2024 | 10,000 | Disposed |
| July 19, 2016 | OLLI | Employee stock Option (right to buy) | Common Stock (10,000) | $8.03 | June 10, 2024 | 10,000 | Disposed |
| June 16, 2016 | OLLI | Employee stock Option (right to buy) | Common Stock (5,000) | $8.03 | June 10, 2024 | 5,000 | Disposed |
| March 7, 2016 | OLLI | Restricted Stock Units | Common Stock (5,183) | — | — | 5,183 | Acquired |
| March 7, 2016 | OLLI | Employee stock Option (right to buy) | Common Stock (16,304) | $20.26 | March 7, 2027 | 16,304 | Acquired |
| March 7, 2016 | OLLI | Restricted Stock Units | Common Stock (5,183) | — | March 7, 2020 | 5,183 | Disposed |
| March 7, 2016 | OLLI | Employee stock Option (right to buy) | Common Stock (16,304) | $20.26 | March 7, 2026 | 16,304 | Disposed |
| March 7, 2016 | OLLI | Restricted Stock Units | Common Stock (5,183) | — | March 7, 2020 | 5,183 | Disposed |
| March 7, 2016 | OLLI | Employee stock Option (right to buy) | Common Stock (16,304) | $20.26 | March 7, 2027 | 16,304 | Disposed |
| Feb. 24, 2016 | OLLI | Employee Stock Option (right to buy) | Common Stock (10,000) | $8.03 | June 10, 2024 | 10,000 | Disposed |
| Jan. 15, 2016 | OLLI | Employee stock Option (right to buy) | Common Stock (3,500) | $8.03 | June 10, 2024 | 3,500 | Disposed |
| Jan. 15, 2016 | OLLI | Employee stock Option (right to buy) | Common Stock (4,000) | $8.03 | June 10, 2024 | 4,000 | Disposed |
| Jan. 13, 2016 | OLLI | Employee stock Option (right to buy) | Common Stock (7,500) | $8.03 | June 10, 2024 | 7,500 | Disposed |
| July 15, 2015 | OLLI | Option (right to buy) | Common stock, par value $0.001 per share (17,500) | $16.00 | July 15, 2025 | 17,500 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 5 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| June 15, 2023 | CAVA | Common Stock | — | Direct |
| June 15, 2023 | CAVA | Stock Options (right to buy)→ Common Stock (21,108) | 21,108 | Direct |
| June 15, 2023 | CAVA | Stock Options (right to buy)→ Common Stock (19,131) | 19,131 | Direct |
| July 15, 2015 | OLLI | Option (right to buy)→ Common stock, par value $0.001 per share (143,750) | 143,750 | Direct |
| July 15, 2015 | OLLI | Option (right to buy)→ Common stock, par value $0.001 per share (28,750) | 28,750 | Direct |