Kenneth W Bauer

Insider

First SEC filing: Feb. 20, 2004 · Latest: Feb. 20, 2004

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 5 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Sept. 29, 2005	SMTC	A	25,000	—	—	25,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 25, 2005	SMTC	A	5,514	—	—	5,514 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 18, 2004	SMTC	A	30,000	—	—	30,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 19, 2004	SMTC	A	2,510	—	—	2,510 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 21, 2003	SMTC	A	25,000	—	—	25,000 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Sept. 29, 2005	SMTC	Stock Option (right to buy)	Common Stock (25,000)	$15.54	Sept. 29, 2015	25,000	Acquired
Feb. 25, 2005	SMTC	Stock Option (right to buy)	Common Stock (5,514)	$19.95	Feb. 25, 2015	5,514	Acquired
Aug. 18, 2004	SMTC	Stock Option (right to buy)	common stock (30,000)	$17.48	Aug. 18, 2014	30,000	Acquired
Feb. 19, 2004	SMTC	Stock Option (right to buy)	common stock (2,510)	$24.60	Feb. 19, 2014	2,510	Acquired
Aug. 21, 2003	SMTC	Stock Option (right to buy)	com mon stock (25,000)	$17.35	Aug. 21, 2013	25,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).