Kenneth W Locke

CIK 1315264 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 28, 2005 · Latest: Jan. 28, 2005

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 6 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 7, 2008 MNOV A 39,000 39,000 Direct Acquired (price as of 2026-08-21)
Nov. 12, 2006 MNOV A 145,908 145,908 Direct Acquired (price as of 2026-08-21)
Jan. 4, 2006 MNOV A 320,000 320,000 Direct Acquired (price as of 2026-08-21)
Dec. 12, 2005 MNOV A 375,000 375,000 Direct Acquired (price as of 2026-08-21)
Dec. 12, 2005 MNOV A 225,000 225,000 Direct Acquired (price as of 2026-08-21)
Dec. 12, 2005 MNOV A 150,000 150,000 Direct Acquired (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 7, 2008 MNOV Stock Option (right to buy) Common Stock (39,000) $4.42 Jan. 6, 2018 39,000 Acquired
Nov. 12, 2006 MNOV Stock Option (right to buy) Common Stock (145,908) $9.73 Nov. 11, 2016 145,908 Acquired
Jan. 4, 2006 MNOV Employee Stock Option (right to buy) Common Stock (320,000) $1.16 Jan. 3, 2016 320,000 Acquired
Dec. 12, 2005 MNOV Employee Stock Option (right to buy) Common Stock (375,000) $3.31 Dec. 11, 2015 375,000 Acquired
Dec. 12, 2005 MNOV Employee Stock Option (right to buy) Common Stock (225,000) $2.34 Dec. 11, 2015 225,000 Acquired
Dec. 12, 2005 MNOV Employee Stock Option (right to buy) Common Stock (150,000) $1.38 Dec. 11, 2015 150,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 28, 2005 MNOV Stock Option (right to buy)→ Common Stock (100,000) 100,000 Direct
Jan. 28, 2005 MNOV Stock Option (right to buy)→ Common Stock (80,000) 80,000 Direct
Jan. 28, 2005 MNOV Stock Option (right to buy)→ Common Stock (120,000) 120,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2007 $260,000 $36,400 $36,670 $333,070
2006 $245,000 $73,000 $1,173,364 $31,366 $1,522,730
2005 $223,525,215,222,209,984 $750,006,296,642,000

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.