Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 2 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

2 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Dec. 15, 2014 HGBL P 50,000 $0.35 $17,500 131,967 Direct +61.00% Acquired 268.6% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Dec. 9, 2016 HGBL Option to purchase common stock Common Stock (300,000) $0.45 Dec. 9, 2026 300,000 Acquired
March 11, 2013 HGBL Option to purchase common stock Common stock (150,000) $1.00 March 11, 2020 150,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
March 13, 2013 HGBL Common stock 81,967 Indirect
March 13, 2013 HGBL Option to purchase common stock→ Common stock (200,000) 200,000 Indirect

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2015 $425,000 $53,705 · · · · · $478,705

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.