Kenneth William Mann

Insider

First SEC filing: March 13, 2013 · Latest: March 13, 2013

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 2 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

2 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 9, 2016	HGBL	A	300,000	—	—	650,000 Direct	+85.71%	Acquired	(price as of 2026-08-19)
Dec. 15, 2014	HGBL	P	50,000	$0.35	$17,500	131,967 Direct	+61.00%	Acquired	232.0% (price as of 2026-08-19)
March 11, 2013	HGBL	A	150,000	—	—	350,000 Direct	+75.00%	Acquired	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 9, 2016	HGBL	Option to purchase common stock	Common Stock (300,000)	$0.45	Dec. 9, 2026	300,000	Acquired
March 11, 2013	HGBL	Option to purchase common stock	Common stock (150,000)	$1.00	March 11, 2020	150,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
March 13, 2013	HGBL	Common stock	81,967	Indirect
March 13, 2013	HGBL	Option to purchase common stock→ Common stock (200,000)	200,000	Indirect

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2015	$425,000	$53,705	—	—	—	—	—	$478,705

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.