Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 5 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
May 28, 2014 ANIX A 300,000 · · 300,000 Direct · Acquired (price as of 2026-10-02)
March 28, 2013 ANIX A 300,000 · · 300,000 Direct · Acquired (price as of 2026-10-02)
Nov. 30, 2012 ANIX A 60,000 · · 60,000 Direct · Acquired (price as of 2026-10-02)
Nov. 30, 2012 ANIX A 1,000,000 · · 1,000,000 Direct · Acquired (price as of 2026-10-02)
Sept. 19, 2012 ANIX A 750,000 · · 750,000 Direct · Acquired (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
May 28, 2014 ANIX Employee Stock Option (right to buy) [F1] Common Stock (300,000) $0.28 May 28, 2019 300,000 Acquired
March 28, 2013 ANIX Employee Stock Options (Right to Buy) Common Stock (300,000) $0.20 March 28, 2023 300,000 Acquired
Nov. 30, 2012 ANIX Employee Stock Option [F1] Common Stock (60,000) $0.20 Nov. 30, 2017 60,000 Acquired
Nov. 30, 2012 ANIX Employee Stock Option [F2] Common Stock (1,000,000) $0.21 Nov. 30, 2022 1,000,000 Acquired
Sept. 19, 2012 ANIX Employee Stock Options (Right to Buy) Common Stock (750,000) $0.22 Sept. 19, 2022 750,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Aug. 30, 2012 ANIX CopyTele, Inc. common stock 111,210 Direct
Aug. 30, 2012 ANIX CopyTele, Inc. common stock 99,540 Indirect
Aug. 30, 2012 ANIX CopyTele, Inc. common stock 215,460 Indirect
Aug. 30, 2012 ANIX CopyTele, Inc. common stock 47,700 Indirect
Aug. 30, 2012 ANIX Employee Stock Options (Right to Buy) [F4]→ Common Stock (60,000) 60,000 Direct