Kermitt Brooks
CIK 1805170 · View on SEC EDGAR ↗
Insider
First SEC filing: Feb. 28, 2020 · Latest: Feb. 28, 2020
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 5 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 16, 2020 | EQH | A | 65 | — | — | 5,835 Direct | +1.13% | Acquired | (price as of 2026-08-20) |
| March 16, 2020 | EQH | A | 118 | — | — | 15,392 Direct | +0.77% | Acquired | (price as of 2026-08-20) |
| March 1, 2020 | EQH | F | 305 | $21.40 | $6,527 | 15,274 Direct | -1.96% | Disposed | 130.4% (price as of 2026-08-20) |
| Feb. 26, 2020 | EQH | A | 34,325 | — | — | 56,906 Direct | +152.01% | Acquired | (price as of 2026-08-20) |
| Feb. 26, 2020 | EQH | A | 6,472 | — | — | 15,579 Direct | +71.07% | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 16, 2020 | EQH | Performance Restricted Stock Units | Common Stock (65) | — | — | 65 | Acquired |
| Feb. 26, 2020 | EQH | Employee Stock Option (right to buy) | Common Stock (34,325) | $23.18 | Feb. 26, 2030 | 34,325 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 28, 2020 | EQH | Common Stock | 9,106 | Direct |
| Feb. 28, 2020 | EQH | Employee Stock Option (right to buy)→ Common Stock (9,491) | 9,491 | Direct |
| Feb. 28, 2020 | EQH | Employee Stock Option (right to buy)→ Common Stock (13,090) | 13,090 | Direct |
| Feb. 28, 2020 | EQH | Performance Restricted Stock Units→ Common Stock (5,769) | 5,769 | Direct |