Kevin Brady

Insider

First SEC filing: Feb. 15, 2011 · Latest: Jan. 18, 2019

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

NLY buying Aug. 11, 2015

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 51 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

51 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 25, 2017	NLY	A	11,451	—	—	67,666 Direct	+20.37%	Acquired	(price as of 2026-08-20)
May 26, 2016	NLY	A	12,617	—	—	51,349 Direct	+32.58%	Acquired	(price as of 2026-08-20)
Aug. 11, 2015	NLY	P	48,750	$10.16	$495,300	48,750 Indirect	—	Acquired	-41.6% (price as of 2026-08-20)
May 21, 2015	NLY	A	13,197	—	—	35,437 Direct	+59.34%	Acquired	(price as of 2026-08-20)
May 22, 2014	NLY	A	11,539	—	—	11,539 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 20, 2013	NLY	P	9,000	$11.01	$99,090	9,000 Indirect	—	Acquired	-46.1% (price as of 2026-08-20)
June 26, 2012	NLY	A	1,250	—	—	1,250 Direct	—	Acquired	(price as of 2026-08-20)
May 9, 2012	NLY	M	12,500	—	—	12,500 Direct	-50.00%	Disposed	(price as of 2026-08-20)
May 9, 2012	NLY	M	12,500	$13.25	$165,625	44,150 Direct	+39.49%	Acquired	-55.2% (price as of 2026-08-20)
March 16, 2012	NLY	M	12,500	—	—	25,000 Direct	-33.33%	Disposed	(price as of 2026-08-20)
March 16, 2012	NLY	M	12,500	$13.25	$165,625	31,650 Direct	+65.27%	Acquired	-55.2% (price as of 2026-08-20)
June 27, 2011	NLY	A	1,250	—	—	1,250 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 2, 2010	NLY	M	1,250	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 2, 2010	NLY	M	12,500	—	—	37,500 Direct	-25.00%	Disposed	(price as of 2026-08-20)
Dec. 2, 2010	NLY	M	10,000	—	—	10,000 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Dec. 2, 2010	NLY	M	1,250	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 2, 2010	NLY	M	1,250	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 2, 2010	NLY	M	1,250	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 2, 2010	NLY	M	15,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 2, 2010	NLY	M	1,250	$15.09	$18,862	63,150 Direct	+2.02%	Acquired	-60.7% (price as of 2026-08-20)
Dec. 2, 2010	NLY	M	12,500	$13.25	$165,625	61,900 Direct	+25.30%	Acquired	-55.2% (price as of 2026-08-20)
Dec. 2, 2010	NLY	M	10,000	$15.61	$156,100	49,400 Direct	+25.38%	Acquired	-62.0% (price as of 2026-08-20)
Dec. 2, 2010	NLY	M	1,250	$15.59	$19,488	39,400 Direct	+3.28%	Acquired	-61.9% (price as of 2026-08-20)
Dec. 2, 2010	NLY	M	1,250	$14.17	$17,712	38,150 Direct	+3.39%	Acquired	-58.1% (price as of 2026-08-20)
Dec. 2, 2010	NLY	M	1,250	$12.15	$15,188	36,900 Direct	+3.51%	Acquired	-51.2% (price as of 2026-08-20)
Dec. 2, 2010	NLY	M	15,000	$11.72	$175,800	35,650 Direct	+72.64%	Acquired	-49.4% (price as of 2026-08-20)
June 28, 2010	NLY	A	1,250	—	—	1,250 Direct	—	Acquired	(price as of 2026-08-20)
June 26, 2009	NLY	A	1,250	—	—	1,250 Direct	—	Acquired	(price as of 2026-08-20)
April 22, 2009	NLY	A	50,000	—	—	50,000 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 19, 2008	NLY	A	20,000	—	—	20,000 Direct	—	Acquired	(price as of 2026-08-20)
June 26, 2008	NLY	A	1,250	—	—	1,250 Direct	—	Acquired	(price as of 2026-08-20)
May 8, 2008	NLY	A	20,000	—	—	20,000 Direct	—	Acquired	(price as of 2026-08-20)
March 17, 2008	NLY	M	3,250	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
March 17, 2008	NLY	M	5,000	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
March 17, 2008	NLY	M	3,250	$7.94	$25,805	3,250 Direct	—	Acquired	-25.3% (price as of 2026-08-20)
March 17, 2008	NLY	M	5,000	$8.63	$43,150	5,000 Direct	—	Acquired	-31.2% (price as of 2026-08-20)
June 26, 2007	NLY	A	1,250	—	—	1,250 Direct	—	Acquired	(price as of 2026-08-20)
June 26, 2006	NLY	A	1,250	—	—	1,250 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 13, 2006	NLY	A	15,000	—	—	15,000 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Jan. 19, 2006	NLY	S	10,900	$12.30	$134,070	12,400 Direct	-46.78%	Disposed	-51.8% (price as of 2026-08-20)
Jan. 19, 2006	NLY	S	600	$12.39	$7,434	0 Direct	-100.00%	Disposed	-52.1% (price as of 2026-08-20)
Jan. 17, 2006	NLY	S	5,200	$12.42	$64,584	0 Direct	-100.00%	Disposed	-52.2% (price as of 2026-08-20)
Jan. 17, 2006	NLY	S	4,800	$12.40	$59,520	0 Direct	-100.00%	Disposed	-52.1% (price as of 2026-08-20)
July 7, 2005	NLY	A	15,000	$17.07	$256,050	15,000 Direct	—	Acquired	-65.2% (price as of 2026-08-20)
June 27, 2005	NLY	A	1,250	$18.26	$22,825	1,250 Direct	—	Acquired	-67.5% (price as of 2026-08-20)
June 7, 2005	NLY	M	1,250	$9.06	$11,325	0 Direct	-100.00%	Disposed	-34.5% (price as of 2026-08-20)
June 7, 2005	NLY	M	1,250	$9.06	$11,325	33,900 Direct	+3.83%	Acquired	-34.5% (price as of 2026-08-20)
June 28, 2004	NLY	A	1,250	$17.21	$21,512	1,250 Direct	—	Acquired	-65.5% (price as of 2026-08-20)
June 17, 2004	NLY	M	1,250	$10.75	$13,438	0 Direct	-100.00%	Disposed	-44.8% (price as of 2026-08-20)
June 17, 2004	NLY	M	1,250	$10.75	$13,438	37,650 Direct	+3.43%	Acquired	-44.8% (price as of 2026-08-20)
April 20, 2004	NLY	A	15,000	$17.39	$260,850	15,000 Direct	—	Acquired	-65.9% (price as of 2026-08-20)
Jan. 9, 2004	NLY	M	15,000	$8.13	$121,950	29,500 Direct	-33.71%	Disposed	-27.0% (price as of 2026-08-20)
Jan. 9, 2004	NLY	M	6,500	$8.13	$52,845	0 Direct	-100.00%	Disposed	-27.0% (price as of 2026-08-20)
Jan. 9, 2004	NLY	M	15,000	$8.63	$129,450	36,400 Direct	+70.09%	Acquired	-31.2% (price as of 2026-08-20)
Jan. 9, 2004	NLY	M	6,500	$8.13	$52,845	0 Direct	—	Acquired	-27.0% (price as of 2026-08-20)
Aug. 7, 2003	NLY	A	14,900	—	—	14,900 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 6, 2003	NLY	A	15,000	—	—	51,000 Direct	+41.67%	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 25, 2017	NLY	Deferred Stock Units	Common Stock (11,451)	—	—	11,451	Acquired
May 26, 2016	NLY	Deferred Stock Units	Common Stock (12,617)	—	—	12,617	Acquired
May 21, 2015	NLY	Deferred Stock Units	Common Stock (13,197)	—	—	13,197	Acquired
May 22, 2014	NLY	Deferred Stock Units	Common Stock (11,539)	—	—	11,539	Acquired
June 26, 2012	NLY	Option to purchase Common Stock [F3]	Common Stock (1,250)	$17.11	June 26, 2017	1,250	Acquired
May 9, 2012	NLY	Option to purchase Common Stock [F2]	Common Stock (12,500)	$13.25	April 22, 2019	12,500	Disposed
March 16, 2012	NLY	Option to purchase Common Stock [F2]	Common Stock (12,500)	$13.25	April 22, 2019	12,500	Disposed
June 27, 2011	NLY	Option to purchase Common Stock [F2]	Common Stock (1,250)	$18.67	June 27, 2016	1,250	Acquired
Dec. 2, 2010	NLY	Option to purchase Common Stock [F1]	Common Stock (1,250)	$15.09	June 26, 2014	1,250	Disposed
Dec. 2, 2010	NLY	Option to purchase Common Stock	Common Stock (12,500)	$13.25	April 22, 2019	12,500	Disposed
Dec. 2, 2010	NLY	Option to purchase Common Stock [F1]	Common Stock (10,000)	$15.61	Sept. 19, 2018	10,000	Disposed
Dec. 2, 2010	NLY	Option to purchase Common Stock [F1]	Common Stock (1,250)	$15.59	June 26, 2013	1,250	Disposed
Dec. 2, 2010	NLY	Option to purchase Common Stock [F1]	Common Stock (1,250)	$14.17	June 26, 2012	1,250	Disposed
Dec. 2, 2010	NLY	Option to purchase Common Stock [F1]	Common Stock (1,250)	$12.15	June 26, 2011	1,250	Disposed
Dec. 2, 2010	NLY	Option to purchase Common Stock [F1]	Common Stock (15,000)	$11.72	Feb. 13, 2016	15,000	Disposed
June 28, 2010	NLY	Option to purchase Common Stock [F2]	Common Stock (1,250)	$17.24	June 28, 2015	1,250	Acquired
June 26, 2009	NLY	Option to purchase Common Stock [F2]	Common Stock (1,250)	$15.09	June 26, 2014	1,250	Acquired
April 22, 2009	NLY	Option to purchase Common Stock [F2]	Common Stock (50,000)	$13.25	April 22, 2019	50,000	Acquired
Sept. 19, 2008	NLY	Option to purchase Common Stock [F2]	Common Stock (20,000)	$15.61	Sept. 19, 2019	20,000	Acquired
June 26, 2008	NLY	Option to purchase Common Stock [F2]	Common Stock (1,250)	$15.59	June 26, 2013	1,250	Acquired
May 8, 2008	NLY	Option to purchase Common Stock [F2]	Common Stock (20,000)	$16.46	May 8, 2018	20,000	Acquired
March 17, 2008	NLY	Option to purchase Common Stock [F1]	Common Stock (3,250)	$7.94	Nov. 29, 2010	3,250	Acquired
March 17, 2008	NLY	Option to purchase Common Stock [F1]	Common Stock (5,000)	$8.63	Nov. 18, 2009	5,000	Acquired
June 26, 2007	NLY	Option to purchase Common Stock [F2]	Common Stock (1,250)	$14.17	June 26, 2012	1,250	Acquired
June 26, 2006	NLY	Option to Purchase Common Stock	Common Stock (1,250)	$12.15	June 26, 2011	1,250	Acquired
Feb. 13, 2006	NLY	Option to purchase Common Stock [F1]	Common Stock (15,000)	$11.72	Feb. 13, 2016	15,000	Disposed
July 7, 2005	NLY	Option to purchase Common Stock	C/S (15,000)	$17.07	July 7, 2015	15,000	Acquired
June 27, 2005	NLY	Option to purchase Common Stock	C/S (1,250)	$18.26	June 27, 2010	1,250	Acquired
June 7, 2005	NLY	Option to purchase Common Stock	C/S (1,250)	$9.06	June 26, 2005	1,250	Disposed
June 28, 2004	NLY	Option to purchase Common Stock	C/S (1,250)	$17.21	June 28, 2009	1,250	Acquired
June 17, 2004	NLY	Option to Purchase Common Stock	C/S (1,250)	$10.75	June 26, 2004	1,250	Disposed
April 20, 2004	NLY	Option to purchase Common Stock	C/S (15,000)	$17.39	April 20, 2014	15,000	Acquired
Jan. 9, 2004	NLY	Option to purchase Common Stock	Common Stock (15,000)	$8.13	Nov. 18, 2009	15,000	Disposed
Jan. 9, 2004	NLY	Option to purchase Common Stock	Common Stock (6,500)	$8.13	July 31, 2008	6,500	Disposed
Aug. 6, 2003	NLY	Option to purchase Common Stock	x (0)	$17.97	Aug. 6, 2013	15,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).