Kevin M Carome

CIK 1228937 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 14, 2008 · Latest: May 15, 2020

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 93 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

93 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 15, 2018 IVZ S 10b5-1 25,000 $33.38 $834,500 465,859 Direct -5.09% Disposed -3.6% (price as of 2026-08-21)
Nov. 25, 2013 IVZ S 38 $33.89 $1,288 374,524 Direct -0.01% Disposed -5.0% (price as of 2026-08-21)
Nov. 25, 2013 IVZ S 11 $33.84 $372 374,562 Direct 0.00% Disposed -4.9% (price as of 2026-08-21)
Nov. 22, 2013 IVZ S 29,700 $33.63 $998,811 374,494 Direct -7.35% Disposed -4.3% (price as of 2026-08-21)
Nov. 22, 2013 IVZ S 15,960 $33.69 $537,692 404,194 Direct -3.80% Disposed -4.5% (price as of 2026-08-21)
Nov. 22, 2013 IVZ S 29,700 $33.63 $998,811 374,573 Direct -7.35% Disposed -4.3% (price as of 2026-08-21)
Nov. 22, 2013 IVZ S 15,960 $33.69 $537,692 404,273 Direct -3.80% Disposed -4.5% (price as of 2026-08-21)

Showing latest 100 of 104 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 28, 2015 IVZ Restricted Stock Units [F1] Common Shares (12,710) $0.00 — 12,710 Disposed
Feb. 28, 2014 IVZ Restricted Stock Units [F1] Common Shares (12,709) $0.00 — 12,709 Disposed
Feb. 26, 2014 IVZ Restricted Stock Units [F1] Common Shares (13,776) $0.00 — 13,776 Disposed
Nov. 25, 2013 IVZ Employee Stock Option (right to buy) Common Shares (62) — Dec. 30, 2014 62 Disposed
Nov. 25, 2013 IVZ Employee Stock Option (right to buy) Common Shares (17) — Dec. 15, 2013 17 Disposed
Nov. 22, 2013 IVZ Employee Stock Option (right to buy) Common Shares (48,760) — Dec. 30, 2014 48,760 Disposed
Nov. 22, 2013 IVZ Employee Stock Option (right to buy) Common Shares (24,983) — Dec. 15, 2013 24,983 Disposed
Nov. 21, 2013 IVZ Employee Stock Option (right to buy) Common Shares (48,822) — Dec. 30, 2014 48,822 Disposed
Nov. 21, 2013 IVZ Employee Stock Option (right to buy) Common Shares (25,000) — Dec. 15, 2013 25,000 Disposed
March 6, 2013 IVZ Employee Stock Option (right to buy) Common Shares (38,953) — April 29, 2013 38,953 Disposed
Feb. 28, 2013 IVZ Restricted Stock Units [F1] Common Shares (12,710) $0.00 — 12,710 Disposed
Feb. 26, 2013 IVZ Restricted Stock Units [F1] Common Shares (13,775) $0.00 — 13,775 Disposed
Feb. 28, 2012 IVZ Restricted Stock Units [F1] Common Shares (12,709) $0.00 — 12,709 Disposed
Feb. 26, 2012 IVZ Restricted Stock Units [F1] Common Shares (13,776) $0.00 — 13,776 Disposed
Feb. 28, 2011 IVZ Restricted Stock Units [F1] Common Shares (50,838) $0.00 — 50,838 Acquired
Feb. 25, 2011 IVZ Restricted Stock Units [F1] Common Shares (13,775) $0.00 — 13,775 Disposed
Nov. 30, 2007 IVZ Deferred Share Awards - Time Vesting Common Shares, par value $0.20 per share $0.00 — 46,079 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 17 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 15, 2020 VLT Common Shares 0 Direct
May 15, 2020 VVR Common Shares 0 Direct
May 15, 2020 VKQ Common Shares 0 Direct
May 15, 2020 IQI Common Shares 0 Direct
May 15, 2020 IIM Common Shares 0 Direct
May 15, 2020 VMO Common Shares 0 Direct
May 15, 2020 VGM Common Shares 0 Direct
May 15, 2020 VTN Common Shares 0 Direct
May 15, 2020 VBF Common Shares 0 Direct
May 15, 2020 VPV Common Shares 0 Direct
May 15, 2020 OIA Common Shares 0 Direct
May 15, 2020 VCV Common Shares 0 Direct
July 30, 2007 IVZ Ordinary Shares, per value $0.10 per share 2,906 Direct
July 30, 2007 IVZ Ordinary Shares, per value $0.10 per share [F1] 90,085 Direct
July 30, 2007 IVZ Deferred Share Awards-Time Vesting→ Ordinary Shares, par value $0.10 per share (46,079) 46,079 Direct
July 30, 2007 IVZ Options to Purchase - Time Vesting→ Ordinary Shares, par value $0.10 per share (77,907) 77,907 Direct
July 30, 2007 IVZ Options to Purchase - Performance Vesting→ Ordinary Shares, par value $0.10 per share (50,000) 50,000 Direct