Kevin S Mccarthy
CIK 1304183 · View on SEC EDGAR ↗
First SEC filing: April 5, 2011 · Latest: April 5, 2011
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 14, 2023 | KNTK | P | 31,746 | $31.50 | $999,999 | 99,869 Direct | +46.60% | Acquired | 77.5% (price as of 2026-08-20) |
| June 23, 2022 | PAA | P | 200,000 | $9.81 | $1,962,000 | 200,000 Direct | — | Acquired | 147.2% (price as of 2026-08-20) |
| May 1, 2018 | KYN | P | 14,265 | $17.53 | $250,065 | 529,121 Direct | +2.77% | Acquired | -15.6% (price as of 2026-08-20) |
| April 5, 2011 | KYN | P | 10,000 | $30.58 | $305,800 | 56,419 Direct | +21.54% | Acquired | -51.6% (price as of 2026-08-20) |
| May 3, 2010 | RRC | S | 3,500 | $50.00 | $175,000 | 8,500 Direct | -29.17% | Disposed | -17.5% (price as of 2026-08-20) |
| Nov. 26, 2007 | KYN | P | 3,000 | $26.84 | $80,520 | 31,000 Direct | +10.71% | Acquired | -44.9% (price as of 2026-08-20) |
| Nov. 26, 2007 | KYN | P | 3,000 | $26.84 | $80,520 | 31,000 Direct | +10.71% | Acquired | -44.9% (price as of 2026-08-20) |
| July 5, 2007 | KYN | P | 3,000 | $34.00 | $102,000 | 28,000 Direct | +12.00% | Acquired | -56.5% (price as of 2026-08-20) |
| July 5, 2007 | KYN | P | 3,000 | $34.00 | $102,000 | 28,000 Direct | +12.00% | Acquired | -56.5% (price as of 2026-08-20) |
| Oct. 17, 2005 | KYN | P | 5,000 | $27.00 | $135,000 | 5,000 Indirect | — | Acquired | -45.2% (price as of 2026-08-20) |
| Oct. 17, 2005 | KYN | P | 5,000 | $27.00 | $135,000 | 25,000 Direct | +25.00% | Acquired | -45.2% (price as of 2026-08-20) |
| Sept. 27, 2004 | KYN | P | 20,000 | $25.00 | $500,000 | 20,000 Direct | — | Acquired | -40.8% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 14, 2026 | PAGP | Phantom Class A Shares [F1] | Class A Shares (7,400) | — | Aug. 14, 2026 | 7,400 | Disposed |
| Aug. 13, 2026 | PAGP | Phantom Class A Shares [F1] | Class A Shares (6,150) | — | — | 6,150 | Acquired |
| Aug. 14, 2025 | PAGP | Phantom Class A Shares [F1] | Class A Shares (7,400) | — | — | 7,400 | Acquired |
| Aug. 14, 2025 | PAGP | Phantom Class A Shares [F1] | Class A Shares (11,900) | — | Aug. 14, 2025 | 11,900 | Disposed |
| Aug. 14, 2025 | PAGP | Phantom Class A Shares [F1] | Class A Shares (7,650) | — | Aug. 14, 2025 | 7,650 | Disposed |
| Aug. 15, 2024 | PAGP | Phantom Class A Shares [F1] | Class A Shares (7,650) | — | — | 7,650 | Acquired |
| Aug. 14, 2024 | PAGP | Phantom Class A Shares [F1] | Class A Shares (8,050) | — | Aug. 14, 2024 | 8,050 | Disposed |
| Aug. 14, 2024 | PAGP | Phantom Class A Shares [F1] | Class A Shares (10,622) | — | Aug. 14, 2024 | 10,622 | Disposed |
| Aug. 17, 2023 | PAGP | Phantom Class A Shares [F1] | Class A Shares (8,050) | — | — | 8,050 | Acquired |
| Aug. 14, 2023 | PAGP | Phantom Class A Shares [F1] | Class A Shares (11,400) | — | Aug. 14, 2023 | 11,400 | Disposed |
| Aug. 18, 2022 | PAGP | Phantom Class A Shares [F1] | Class A Shares (11,400) | — | — | 11,400 | Acquired |
| Feb. 22, 2022 | KNTK | Restricted Stock / Units | CLASS A COMMON STOCK (2,311) | — | — | 2,311 | Disposed |
| Dec. 8, 2021 | KNTK | Restricted Stock / Units | CLASS A COMMON STOCK (1,565) | $0.00 | — | 1,565 | Acquired |
| Sept. 22, 2021 | KNTK | Restricted Stock / Units | CLASS A COMMON STOCK (746) | $0.00 | — | 746 | Acquired |
| Dec. 21, 2018 | KNTK | Warrents (right to buy) | Class A Common Stock (388,889) | $11.50 | Nov. 9, 2023 | 388,889 | Acquired |
| May 2, 2017 | OKE | Phantom Stock-OKE | Common Stock, par value $.0.01 (5,804) | — | — | 5,804 | Disposed |
| May 25, 2016 | OKE | Phantom Stock-OKE | Common Stock, par value $.0.01 (3,168) | — | — | 3,168 | Acquired |
| Dec. 29, 2015 | OKE | Phantom Stock-OKE | Common Stock, par value $.0.01 (2,318) | — | — | 2,318 | Acquired |
| April 24, 2015 | RRC | Stock Appreciation Right | Common Stock (6,509) | $45.51 | May 19, 2015 | 6,509 | Disposed |
| April 24, 2015 | RRC | Stock Appreciation Right | Common Stock (6,509) | $45.51 | May 19, 2015 | 6,509 | Disposed |
| April 9, 2014 | RRC | Stock Appreciation Right | Common Stock (6,941) | $41.60 | May 20, 2014 | 6,941 | Disposed |
| May 22, 2013 | RRC | Stock Appreciation Right | Common Stock (3,163) | $77.26 | May 22, 2018 | 3,163 | Acquired |
| March 27, 2013 | RRC | Stock Appreciation Right | Common Stock (4,414) | $75.00 | May 20, 2013 | 4,414 | Disposed |
| May 23, 2012 | RRC | Stock Appreciation Right (SAR) | Common Stock (5,409) | $64.35 | May 23, 2017 | 5,409 | Acquired |
| May 23, 2012 | RRC | Stock Appreciation Right | Common Stock (7,350) | $38.02 | May 23, 2012 | 7,350 | Disposed |
| May 23, 2011 | RRC | Stock Appreciation Right | Common Stock (12,000) | $24.33 | May 24, 2011 | 12,000 | Disposed |
| May 18, 2011 | RRC | Stock Appreciation Right | Common Stock (6,067) | $52.35 | May 18, 2016 | 6,067 | Acquired |
| May 19, 2010 | RRC | Stock Appreciation Right | Common Stock (6,509) | $45.51 | May 19, 2015 | 6,509 | Acquired |
| May 3, 2010 | RRC | Non-qualified Stock Option (Right to Buy) | Common Stock (12,000) | $14.47 | May 18, 2010 | 12,000 | Disposed |
| May 20, 2009 | RRC | Stock Appreciation Right | Common Stock (6,941) | $41.60 | May 20, 2014 | 6,941 | Acquired |
| May 20, 2008 | RRC | Stock Appreciation Rights | Common Stock (4,414) | $75.00 | May 20, 2013 | 4,414 | Acquired |
| May 23, 2007 | RRC | Stock Appreciation Rights | Common Stock (7,350) | $38.02 | May 23, 2012 | 7,350 | Acquired |
| May 24, 2006 | RRC | Stock Appreciation Rights | Common Stock (12,000) | $24.33 | May 24, 2011 | 12,000 | Acquired |
| May 18, 2005 | RRC | Non-Qualified Stock Option (right to buy) | Common Stock (8,000) | $21.71 | May 18, 2010 | 8,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 7 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Oct. 1, 2020 | PAA | Common Units representing limited partner interests | 0 | Direct |
| Oct. 1, 2020 | PAA | Class A Units/Class B Shares/GP Units→ Common Units (15,861,958) | 15,861,958 | Indirect |
| Oct. 1, 2020 | PAGP | Class A Shares representing limited partner interests | 99,069 | Direct |
| Oct. 1, 2020 | PAGP | Class A Units/Class B Shares/GP Units→ Class A Shares (15,861,958) | 15,861,958 | Indirect |
| March 29, 2017 | KNTK | Class B Common Stock→ Class A Common Stock | — | Indirect |
| Sept. 27, 2004 | KYN | No securities beneficially owned. | 0 | Indirect |
| Sept. 27, 2004 | KYN | No securities beneficially owned.→ No securities beneficially owned. [F1] | — | Direct |