Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 21 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
May 19, 2016 ASTI A 300,000 · · 589,728 Direct +103.55% Acquired (price as of 2026-10-06)
Jan. 1, 2016 ASTI A 200,000 · · 289,728 Direct +222.90% Acquired (price as of 2026-10-06)
Jan. 1, 2015 ASTI A 70,092 · · 89,728 Direct +356.96% Acquired (price as of 2026-10-06)
Jan. 1, 2014 ASTI A 105,632 · · 396,108 Direct +36.37% Acquired (price as of 2026-10-06)
Jan. 3, 2013 ASTI A 120,964 · · 290,476 Direct +71.36% Acquired (price as of 2026-10-06)
July 2, 2012 ASTI A 14,084 · · 169,512 Direct +9.06% Acquired (price as of 2026-10-06)
Jan. 4, 2012 ASTI A 129,816 · · 155,428 Direct +506.86% Acquired (price as of 2026-10-06)
Dec. 19, 2011 ASTI M 4,092 · · 0 Direct -100.00% Disposed (price as of 2026-10-06)
Dec. 19, 2011 ASTI M 4,092 · · 25,612 Direct +19.01% Acquired (price as of 2026-10-06)
Sept. 19, 2011 ASTI M 4,092 · · 4,092 Direct -50.00% Disposed (price as of 2026-10-06)
Sept. 19, 2011 ASTI M 4,092 · · 21,520 Direct +23.48% Acquired (price as of 2026-10-06)
June 20, 2011 ASTI M 4,092 · · 8,184 Direct -33.33% Disposed (price as of 2026-10-06)
June 20, 2011 ASTI M 4,092 · · 17,428 Direct +30.68% Acquired (price as of 2026-10-06)
March 21, 2011 ASTI M 4,092 · · 12,276 Direct -25.00% Disposed (price as of 2026-10-06)
March 21, 2011 ASTI M 4,092 · · 13,336 Direct +44.27% Acquired (price as of 2026-10-06)
Feb. 3, 2011 ASTI A 2,680 · · 16,368 Direct +19.58% Acquired (price as of 2026-10-06)
Jan. 4, 2011 ASTI A 13,688 · · 13,688 Direct · Acquired (price as of 2026-10-06)
Dec. 31, 2010 ASTI M 3,872 · · 0 Direct -100.00% Disposed (price as of 2026-10-06)
Dec. 31, 2010 ASTI M 3,872 · · 9,244 Direct +72.08% Acquired (price as of 2026-10-06)
Sept. 30, 2010 ASTI M 3,872 · · 5,372 Direct +258.13% Acquired (price as of 2026-10-06)
Sept. 30, 2010 ASTI M 3,872 · · 3,872 Direct -50.00% Disposed (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Dec. 19, 2011 ASTI Restricted Stock Units Common Stock (4,092) · · 4,092 Disposed
Sept. 19, 2011 ASTI Restricted Stock Units Common Stock (4,092) · · 4,092 Disposed
June 20, 2011 ASTI Restricted Stock Units Common Stock (4,092) · · 4,092 Disposed
March 21, 2011 ASTI Restricted Stock Units Common Stock (4,092) · · 4,092 Disposed
Feb. 3, 2011 ASTI Restricted Stock Units Common Stock (2,680) · · 2,680 Acquired
Jan. 4, 2011 ASTI Restricted Stock Units Common Stock (13,688) · · 13,688 Acquired
Dec. 31, 2010 ASTI Restricted Stock Units Common Stock (3,872) · · 3,872 Disposed
Sept. 30, 2010 ASTI Restricted Stock Units Common Stock (3,872) · · 3,872 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
June 24, 2010 ASTI Common Stock 1,500 Direct
June 24, 2010 ASTI Restricted Stock Units→ Common Stock (7,744) 7,744 Direct