Kim M Rivera

Insider

First SEC filing: Nov. 16, 2015 · Latest: Nov. 16, 2015

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 40 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

40 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 9, 2015	HPQ	A	125,237	—	—	125,237 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 9, 2015	HPQ	A	85,879	—	—	85,879 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 22, 2015	DVA	M	5,000	—	—	5,000 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Sept. 22, 2015	DVA	M	90,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 22, 2015	DVA	S	1,360	$75.73	$102,993	7,438 Direct	-15.46%	Disposed	134.0% (price as of 2026-08-20)
Sept. 22, 2015	DVA	F	3,640	$76.02	$276,713	8,798 Direct	-29.27%	Disposed	133.1% (price as of 2026-08-20)
Sept. 22, 2015	DVA	M	5,000	$55.34	$276,700	12,438 Direct	+67.22%	Acquired	220.2% (price as of 2026-08-20)
Sept. 22, 2015	DVA	S	38,677	$75.47	$2,918,953	7,438 Direct	-83.87%	Disposed	134.8% (price as of 2026-08-20)
Sept. 22, 2015	DVA	F	51,323	$76.02	$3,901,574	46,115 Direct	-52.67%	Disposed	133.1% (price as of 2026-08-20)
Sept. 22, 2015	DVA	M	90,000	$43.35	$3,901,500	97,438 Direct	+1210.00%	Acquired	308.8% (price as of 2026-08-20)
June 2, 2015	DVA	A	2,387	—	—	7,438 Direct	+47.26%	Acquired	(price as of 2026-08-20)
June 2, 2015	DVA	A	9,549	—	—	9,549 Direct	—	Acquired	(price as of 2026-08-20)
May 15, 2015	DVA	A	6,482	—	—	8,292 Direct	+358.12%	Acquired	(price as of 2026-08-20)
May 15, 2015	DVA	S 10b5-1	3,241	$81.89	$265,405	5,051 Direct	-39.09%	Disposed	116.4% (price as of 2026-08-20)
Jan. 8, 2015	DVA	S 10b5-1	1,111	$75.10	$83,436	1,810 Direct	-38.03%	Disposed	136.0% (price as of 2026-08-20)
Dec. 1, 2014	DVA	S	6,503	$76.08	$494,748	2,921 Direct	-69.00%	Disposed	132.9% (price as of 2026-08-20)
Dec. 1, 2014	DVA	M	15,000	—	—	90,000 Direct	-14.29%	Disposed	(price as of 2026-08-20)
Dec. 1, 2014	DVA	F	8,497	$76.53	$650,275	9,424 Direct	-47.41%	Disposed	131.6% (price as of 2026-08-20)
Dec. 1, 2014	DVA	M	15,000	$43.35	$650,250	17,921 Direct	+513.52%	Acquired	308.8% (price as of 2026-08-20)
Sept. 8, 2014	DVA	S	1,111	$74.25	$82,492	2,921 Direct	-27.55%	Disposed	138.7% (price as of 2026-08-20)
June 11, 2014	DVA	M	15,000	—	—	105,000 Direct	-12.50%	Disposed	(price as of 2026-08-20)
June 11, 2014	DVA	S	5,929	$71.05	$421,255	4,032 Direct	-59.52%	Disposed	149.4% (price as of 2026-08-20)
June 11, 2014	DVA	F	9,071	$71.69	$650,300	9,961 Direct	-47.66%	Disposed	147.2% (price as of 2026-08-20)
June 11, 2014	DVA	M	15,000	$43.35	$650,250	19,032 Direct	+372.02%	Acquired	308.8% (price as of 2026-08-20)
May 8, 2014	DVA	M	30,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 8, 2014	DVA	S	1,111	$67.80	$75,326	4,032 Direct	-21.60%	Disposed	161.4% (price as of 2026-08-20)
May 8, 2014	DVA	S	16,500	$67.66	$1,116,390	5,143 Direct	-76.24%	Disposed	161.9% (price as of 2026-08-20)
May 8, 2014	DVA	F	13,500	$67.78	$915,030	21,643 Direct	-38.41%	Disposed	161.5% (price as of 2026-08-20)
May 8, 2014	DVA	M	30,000	$30.50	$915,000	35,143 Direct	+583.32%	Acquired	481.0% (price as of 2026-08-20)
April 24, 2014	DVA	A	17,286	—	—	17,286 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 13, 2014	DVA	M	35,000	—	—	30,000 Direct	-53.85%	Disposed	(price as of 2026-08-20)
Feb. 13, 2014	DVA	S	18,911	$65.17	$1,232,430	5,143 Direct	-78.62%	Disposed	171.9% (price as of 2026-08-20)
Feb. 13, 2014	DVA	F	16,089	$66.35	$1,067,505	24,054 Direct	-40.08%	Disposed	167.1% (price as of 2026-08-20)
Feb. 13, 2014	DVA	M	35,000	$30.50	$1,067,500	40,143 Direct	+680.54%	Acquired	481.0% (price as of 2026-08-20)
Jan. 9, 2014	DVA	F	413	$65.64	$27,109	5,143 Direct	-7.43%	Disposed	170.0% (price as of 2026-08-20)
May 13, 2013	DVA	S	1,672	$129.70	$216,858	2,778 Direct	-37.57%	Disposed	173.3% (price as of 2026-08-20)
March 19, 2013	DVA	A	18,800	—	—	18,800 Direct	—	Acquired	(price as of 2026-08-20)
March 19, 2013	DVA	M	18,800	—	—	18,800 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 10, 2013	DVA	S	550	$109.56	$60,258	4,450 Direct	-11.00%	Disposed	223.5% (price as of 2026-08-20)
Dec. 18, 2012	DVA	A	5,000	—	—	5,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 17, 2012	DVA	M	10,000	$61.00	$610,000	15,000 Direct	+200.00%	Acquired	481.0% (price as of 2026-08-20)
Dec. 17, 2012	DVA	F	4,407	$109.07	$480,671	10,593 Direct	-29.38%	Disposed	225.0% (price as of 2026-08-20)
Dec. 17, 2012	DVA	S	5,593	$109.47	$612,266	5,000 Direct	-52.80%	Disposed	223.8% (price as of 2026-08-20)
Dec. 17, 2012	DVA	M	10,000	—	—	32,500 Direct	+44.44%	Acquired	(price as of 2026-08-20)
Aug. 6, 2012	DVA	M	10,000	—	—	42,500 Direct	-19.05%	Disposed	(price as of 2026-08-20)
Aug. 6, 2012	DVA	S	3,856	$96.25	$371,140	5,000 Direct	-43.54%	Disposed	268.2% (price as of 2026-08-20)
Aug. 6, 2012	DVA	F	6,144	$99.29	$610,038	8,856 Direct	-40.96%	Disposed	257.0% (price as of 2026-08-20)
Aug. 6, 2012	DVA	M	10,000	$61.00	$610,000	15,000 Direct	+200.00%	Acquired	481.0% (price as of 2026-08-20)
April 13, 2011	DVA	A	60,000	—	—	60,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 18, 2011	DVA	S	1,784	$79.96	$142,649	5,000 Direct	-26.30%	Disposed	343.3% (price as of 2026-08-20)
Feb. 18, 2011	DVA	F	5,716	$80.04	$457,509	6,784 Direct	-45.73%	Disposed	342.8% (price as of 2026-08-20)
Feb. 18, 2011	DVA	M	7,500	$61.00	$457,500	12,500 Direct	+150.00%	Acquired	481.0% (price as of 2026-08-20)
Feb. 18, 2010	DVA	M	7,500	—	—	52,500 Direct	-12.50%	Disposed	(price as of 2026-08-20)
Jan. 8, 2010	DVA	A	60,000	—	—	60,000 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 8, 2010	DVA	A	5,000	—	—	5,000 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 9, 2015	HPQ	Performance Adjusted Restricted Stock Units	Common Stock (125,237)	—	—	125,237	Acquired
Dec. 9, 2015	HPQ	Restricted Stock Units	Common Stock (85,879)	—	—	85,879	Acquired
Sept. 22, 2015	DVA	Stock Appreciation Rights	Common Stock (5,000)	$55.34	Dec. 18, 2017	5,000	Disposed
Sept. 22, 2015	DVA	Stock Appreciation Rights	Common Stock (90,000)	$43.35	April 13, 2016	90,000	Disposed
June 2, 2015	DVA	Stock Appreciation Rights	Common Stock (9,549)	$83.82	June 2, 2020	9,549	Acquired
Dec. 1, 2014	DVA	Stock Appreciation Rights	Common Stock (15,000)	$43.35	April 13, 2016	15,000	Disposed
June 11, 2014	DVA	Stock Appreciation Right	Common Stock (15,000)	$43.35	April 13, 2016	15,000	Disposed
May 8, 2014	DVA	Stock Appreciation Rights	Common Stock (30,000)	$30.50	Jan. 8, 2015	30,000	Disposed
April 24, 2014	DVA	Stock Appreciation Rights	Common Stock (17,286)	$69.38	April 24, 2018	17,286	Acquired
Feb. 13, 2014	DVA	Stock Appreciation Right	Common Stock (35,000)	$30.50	Jan. 8, 2015	35,000	Disposed
March 19, 2013	DVA	Stock Appreciation Right	Common Stock (18,800)	$117.88	March 19, 2018	18,800	Acquired
March 19, 2013	DVA	Stock Appreciation Right	Common Stock (18,800)	$117.88	March 19, 2018	18,800	Acquired
Dec. 18, 2012	DVA	Stock Appreciation Right	Common Stock (5,000)	$110.68	Dec. 18, 2017	5,000	Acquired
Dec. 17, 2012	DVA	Stock Appreciation Right	Common Stock (10,000)	$61.00	Jan. 8, 2015	10,000	Acquired
Aug. 6, 2012	DVA	Stock Appreciation Right	Common Stock (10,000)	$61.00	Jan. 8, 2015	10,000	Disposed
April 13, 2011	DVA	Stock Appreciation Right	Common Stock (60,000)	$86.70	April 13, 2016	60,000	Acquired
Feb. 18, 2010	DVA	Stock Appreciation Right	Common Stock (7,500)	$61.00	Jan. 8, 2015	7,500	Disposed
Jan. 8, 2010	DVA	Stock Appreciation Right	Common Stock (60,000)	$61.00	Jan. 8, 2015	60,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Nov. 16, 2015	HPQ	Common Stock	0	Direct
Nov. 16, 2015	HPQ	Restricted Stock Units→ Common Stock (237,924)	237,924	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

HPQ

Strategy andBusiness Management and ChiefLegal Officer

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2020	$693,500	—	—	—	$1,080,204	—	$44,187	$5,910,377

DVA

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2013	$500,000	$150,000	—	$507,732	—	—	$22,450	$1,180,182
2012	$499,994	$216,000	$358,714	$120,744	$215,000	—	$561	$1,411,013
2011	$465,376	$896,000	—	—	$180,000	—	—	$2,988,894

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.