Kimberly A Capps
Insider
First SEC filing: Nov. 1, 2010 · Latest: Nov. 1, 2010
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 24, 2026 | SMBC | A | 875 | · | · | 70,366 Direct | +1.26% | Acquired | (price as of 2026-10-02) |
| Feb. 18, 2025 | SMBC | A | 500 | · | · | 69,469 Direct | +0.72% | Acquired | (price as of 2026-10-02) |
| Feb. 18, 2025 | SMBC | A | 1,250 | · | · | 1,250 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 8, 2024 | SMBC | A | 600 | · | · | 68,947 Direct | +0.88% | Acquired | (price as of 2026-10-02) |
| Feb. 8, 2024 | SMBC | A | 1,500 | · | · | 1,500 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 21, 2023 | SMBC | A | 500 | · | · | 68,322 Direct | +0.74% | Acquired | (price as of 2026-10-02) |
| Feb. 21, 2023 | SMBC | A | 1,500 | · | · | 1,500 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 3, 2022 | SMBC | A | 400 | · | · | 67,700 Direct | +0.59% | Acquired | (price as of 2026-10-02) |
| Feb. 3, 2022 | SMBC | A | 1,500 | · | · | 1,500 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 10, 2021 | SMBC | A | 600 | · | · | 67,143 Direct | +0.90% | Acquired | (price as of 2026-10-02) |
| Feb. 10, 2021 | SMBC | A | 3,000 | · | · | 3,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 18, 2020 | SMBC | A | 2,000 | · | · | 2,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 18, 2020 | SMBC | A | 600 | · | · | 66,186 Direct | +0.91% | Acquired | (price as of 2026-10-02) |
| Jan. 15, 2020 | SMBC | M | 5,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Jan. 15, 2020 | SMBC | M | 5,000 | $6.38 | $31,900 | 65,586 Direct | +8.25% | Acquired | 1037.8% (price as of 2026-10-02) |
| Dec. 27, 2019 | SMBC | M | 5,000 | · | · | 5,000 Direct | -50.00% | Disposed | (price as of 2026-10-02) |
| Dec. 27, 2019 | SMBC | M | 5,000 | $6.38 | $31,900 | 60,586 Direct | +9.00% | Acquired | 1037.8% (price as of 2026-10-02) |
| Jan. 4, 2019 | SMBC | A | 2,000 | · | · | 2,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Jan. 4, 2019 | SMBC | A | 600 | · | · | 55,586 Direct | +1.09% | Acquired | (price as of 2026-10-02) |
| Jan. 16, 2018 | SMBC | A | 2,000 | · | · | 2,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Jan. 16, 2018 | SMBC | A | 500 | · | · | 54,866 Direct | +0.92% | Acquired | (price as of 2026-10-02) |
| May 16, 2017 | SMBC | A | 1,250 | · | · | 54,188 Direct | +2.36% | Acquired | (price as of 2026-10-02) |
| May 13, 2014 | SMBC | M | 3,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| May 13, 2014 | SMBC | M | 3,000 | $15.23 | $45,690 | 25,307 Direct | +13.45% | Acquired | 853.3% (price as of 2026-10-02) |
| Dec. 30, 2013 | SMBC | M | 3,000 | · | · | 3,000 Direct | -50.00% | Disposed | (price as of 2026-10-02) |
| Dec. 30, 2013 | SMBC | M | 3,000 | $15.23 | $45,690 | 22,307 Direct | +15.54% | Acquired | 853.3% (price as of 2026-10-02) |
| Aug. 12, 2013 | SMBC | P | 170 | $27.99 | $4,758 | 170 Indirect | · | Acquired | 418.7% (price as of 2026-10-02) |
| Aug. 12, 2013 | SMBC | P | 170 | $27.99 | $4,758 | 170 Indirect | · | Acquired | 418.7% (price as of 2026-10-02) |
| June 29, 2012 | SMBC | A | 4,000 | $21.50 | $86,000 | 18,957 Direct | +26.74% | Acquired | 575.3% (price as of 2026-10-02) |
| Nov. 17, 2011 | SMBC | P | 8,684 | $19.00 | $164,996 | 14,840 Direct | +141.07% | Acquired | 664.1% (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 18, 2025 | SMBC | Stock Option (Right to Buy) | Common Stock | $60.42 | Feb. 18, 2035 | 1,250 | Acquired |
| Feb. 8, 2024 | SMBC | Stock Option (Right to Buy) | Common Stock | $40.82 | Feb. 8, 2034 | 1,500 | Acquired |
| Feb. 21, 2023 | SMBC | Stock Option (Right to Buy) | Common Stock | $46.94 | Feb. 21, 2033 | 1,500 | Acquired |
| Feb. 3, 2022 | SMBC | Stock Option (Right to Buy) | Common Stock | $53.82 | Feb. 3, 2032 | 1,500 | Acquired |
| Feb. 10, 2021 | SMBC | Stock Option (Right to buy) | Common stock | $34.91 | Feb. 10, 2031 | 3,000 | Acquired |
| Feb. 18, 2020 | SMBC | Stock Option (Right to buy) | Common Stock | $37.40 | Feb. 18, 2030 | 2,000 | Acquired |
| Jan. 15, 2020 | SMBC | Stock Option (Right to Buy) | Common Stock | $6.38 | Jan. 19, 2020 | 5,000 | Disposed |
| Dec. 27, 2019 | SMBC | Stock Option (Right to Buy) | Common Stock | $6.38 | Jan. 19, 2020 | 5,000 | Disposed |
| Jan. 4, 2019 | SMBC | Stock Option (Right to Buy) | Common Stock | $34.35 | Jan. 4, 2029 | 2,000 | Acquired |
| Jan. 16, 2018 | SMBC | Stock Option (Right to Buy) | Common Stock | $37.31 | Jan. 16, 2028 | 2,000 | Acquired |
| May 13, 2014 | SMBC | Stock Option (Right to Buy) | Common Stock | $15.23 | May 18, 2014 | 3,000 | Disposed |
| Dec. 30, 2013 | SMBC | Stock Option (Right to Buy) | Common Stock | $15.23 | May 18, 2014 | 3,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.