Klaus Alexander Anselm

CIK 1587463 · View on SEC EDGAR ↗

Insider

First SEC filing: Sept. 25, 2013 · Latest: Sept. 25, 2013

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 13 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

13 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 1, 2016 AAOI S 10b5-1 366 $15.90 $5,819 9,723 Direct -3.63% Disposed 724.1% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Dec. 3, 2014 AAOI Non-Qualified Stock Option (Right to Buy Common Stock, $0.001 par value (2,000) $3.00 Dec. 31, 2014 2,000 Disposed
Feb. 25, 2014 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (1,000) $4.50 July 31, 2014 1,000 Disposed
Feb. 25, 2014 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (1,000) $6.00 Dec. 31, 2014 1,000 Disposed
Jan. 28, 2014 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (3,200) $13.84 Jan. 28, 2024 3,200 Acquired
Sept. 26, 2013 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (7,000) $9.96 Sept. 26, 2023 7,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 11 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Sept. 25, 2013 AAOI Common Stock, $0.001 par value 3,666 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (1,000) 1,000 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (2,000) 2,000 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (1,000) 1,000 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (950) 950 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (1,333) 1,333 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (1,500) 1,500 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (4,333) 4,333 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (2,833) 2,833 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (2,667) 2,667 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (10,333) 10,333 Direct