Klaus Kleinfeld
Insider
First SEC filing: Jan. 19, 2017 · Latest: Jan. 19, 2017
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| April 21, 2017 | HPE | A | 11,853 | · | · | 11,853 Direct | · | Acquired | (price as of 2026-10-05) |
| April 21, 2017 | HPE | A | 165 | $18.14 | $2,993 | 26,773 Direct | +0.62% | Acquired | 382.2% (price as of 2026-10-05) |
| March 22, 2017 | HPE | M | 13,499 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| March 22, 2017 | HPE | M | 13,499 | · | · | 26,608 Direct | +102.98% | Acquired | (price as of 2026-10-05) |
| March 22, 2017 | HPE | M | 10,253 | · | · | 23,362 Direct | +78.21% | Acquired | (price as of 2026-10-05) |
| March 22, 2017 | HPE | M | 10,253 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Feb. 28, 2017 | HPE | A | 547 | $22.82 | $12,483 | 13,109 Direct | +4.35% | Acquired | 411.7% (price as of 2026-10-05) |
| Jan. 17, 2017 | HWM | F | 41,942 | $20.74 | $869,877 | 918,498 Direct | -4.37% | Disposed | 1010.0% (price as of 2026-10-05) |
| Jan. 17, 2017 | HWM | F | 33,862 | $20.74 | $702,298 | 960,440 Direct | -3.41% | Disposed | 1010.0% (price as of 2026-10-05) |
| Jan. 17, 2017 | HWM | F | 58,765 | $20.74 | $1,218,786 | 994,302 Direct | -5.58% | Disposed | 1010.0% (price as of 2026-10-05) |
| Jan. 13, 2017 | HWM | A | 287,540 | · | · | 287,540 Direct | · | Acquired | (price as of 2026-10-05) |
| Jan. 13, 2017 | HWM | A | 151,442 | · | · | 1,053,067 Direct | +16.80% | Acquired | (price as of 2026-10-05) |
| Jan. 13, 2017 | HWM | A | 71,351 | · | · | 901,625 Direct | +8.59% | Acquired | (price as of 2026-10-05) |
| Jan. 13, 2017 | HWM | A | 81,330 | · | · | 830,274 Direct | +10.86% | Acquired | (price as of 2026-10-05) |
| Jan. 4, 2017 | HPE | A | 28 | · | · | 10,252 Direct | +0.27% | Acquired | (price as of 2026-10-05) |
| Nov. 30, 2016 | HPE | A | 525 | $23.80 | $12,495 | 12,562 Direct | +4.36% | Acquired | 390.6% (price as of 2026-10-05) |
| Oct. 31, 2016 | HPE | A | 25 | · | · | 10,224 Direct | +0.25% | Acquired | (price as of 2026-10-05) |
| Sept. 15, 2016 | MS | G | 1,590 | · | · | 51,952 Direct | -2.97% | Disposed | (price as of 2026-10-05) |
| Aug. 31, 2016 | HPE | A | 581 | $21.48 | $12,480 | 12,037 Direct | +5.07% | Acquired | 443.6% (price as of 2026-10-05) |
| July 6, 2016 | HPE | A | 30 | · | · | 10,199 Direct | +0.30% | Acquired | (price as of 2026-10-05) |
| May 31, 2016 | HPE | A | 676 | $18.47 | $12,486 | 11,456 Direct | +6.27% | Acquired | 532.2% (price as of 2026-10-05) |
| May 17, 2016 | MS | A | 9,525 | · | · | 53,166 Direct | +21.83% | Acquired | (price as of 2026-10-05) |
| April 25, 2016 | HPE | A | 10,169 | · | · | 10,169 Direct | · | Acquired | (price as of 2026-10-05) |
| April 20, 2016 | HPE | M | 7,542 | · | · | 10,780 Direct | +232.92% | Acquired | (price as of 2026-10-05) |
| April 20, 2016 | HPE | M | 7,542 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Jan. 19, 2016 | HWM | F | 127,613 | $6.74 | $860,112 | 2,322,257 Direct | -5.21% | Disposed | 3315.7% (price as of 2026-10-05) |
| Jan. 19, 2016 | HWM | F | 89,401 | $6.74 | $602,563 | 2,232,856 Direct | -3.85% | Disposed | 3315.7% (price as of 2026-10-05) |
| Jan. 19, 2016 | HWM | F | 172,961 | $6.74 | $1,165,757 | 2,059,895 Direct | -7.75% | Disposed | 3315.7% (price as of 2026-10-05) |
| Jan. 19, 2016 | HWM | A | 933,020 | · | · | 933,020 Direct | · | Acquired | (price as of 2026-10-05) |
| Jan. 18, 2016 | HWM | A | 147,944 | · | · | 2,320,080 Direct | +6.81% | Acquired | (price as of 2026-10-05) |
| Jan. 18, 2016 | HWM | A | 129,790 | · | · | 2,449,870 Direct | +5.59% | Acquired | (price as of 2026-10-05) |
| Jan. 18, 2016 | HWM | A | 173,358 | · | · | 2,172,136 Direct | +8.67% | Acquired | (price as of 2026-10-05) |
| Nov. 2, 2015 | HPE | J | 3,238 | · | · | 3,238 Direct | · | Acquired | (price as of 2026-10-05) |
| July 16, 2015 | HPQ | M | 3,238 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| July 16, 2015 | HPQ | M | 3,238 | · | · | 3,238 Direct | · | Acquired | (price as of 2026-10-05) |
| July 1, 2015 | HPQ | A | 24 | · | · | 4,140 Direct | +0.58% | Acquired | (price as of 2026-10-05) |
| May 19, 2015 | MS | A | 6,470 | · | · | 43,121 Direct | +17.65% | Acquired | (price as of 2026-10-05) |
| April 20, 2015 | HPQ | A | 19,559 | · | · | 19,559 Direct | · | Acquired | (price as of 2026-10-05) |
| April 20, 2015 | HPQ | A | 4,116 | · | · | 4,116 Direct | · | Acquired | (price as of 2026-10-05) |
| Jan. 20, 2015 | HWM | A | 480,990 | · | · | 480,990 Direct | · | Acquired | (price as of 2026-10-05) |
| Jan. 20, 2015 | HWM | F | 139,972 | $15.55 | $2,176,565 | 1,998,778 Direct | -6.54% | Disposed | 1380.5% (price as of 2026-10-05) |
| Jan. 20, 2015 | HWM | F | 120,137 | $15.55 | $1,868,130 | 2,138,750 Direct | -5.32% | Disposed | 1380.5% (price as of 2026-10-05) |
| Jan. 20, 2015 | HWM | F | 124,145 | $15.55 | $1,930,455 | 2,258,887 Direct | -5.21% | Disposed | 1380.5% (price as of 2026-10-05) |
| Jan. 19, 2015 | HWM | A | 271,420 | · | · | 1,761,422 Direct | +18.22% | Acquired | (price as of 2026-10-05) |
| Jan. 19, 2015 | HWM | A | 335,389 | · | · | 2,096,811 Direct | +19.04% | Acquired | (price as of 2026-10-05) |
| Jan. 19, 2015 | HWM | A | 286,221 | · | · | 2,383,032 Direct | +13.65% | Acquired | (price as of 2026-10-05) |
| Jan. 14, 2015 | HWM | M | 800,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Jan. 14, 2015 | HWM | S 10b5-1 | 316,448 | $14.76 | $4,670,772 | 1,490,002 Direct | -17.52% | Disposed | 1459.7% (price as of 2026-10-05) |
| Jan. 14, 2015 | HWM | M 10b5-1 | 400,000 | $8.33 | $3,332,000 | 1,806,450 Direct | +28.44% | Acquired | 2663.7% (price as of 2026-10-05) |
| Jan. 14, 2015 | HWM | S 10b5-1 | 400,000 | $15.11 | $6,044,000 | 1,406,450 Direct | -22.14% | Disposed | 1423.6% (price as of 2026-10-05) |
| Jan. 14, 2015 | HWM | M 10b5-1 | 400,000 | $8.33 | $3,332,000 | 1,806,450 Direct | +28.44% | Acquired | 2663.7% (price as of 2026-10-05) |
| Oct. 14, 2014 | HWM | M | 800,000 | · | · | 800,000 Direct | -50.00% | Disposed | (price as of 2026-10-05) |
| Oct. 14, 2014 | HWM | S 10b5-1 | 800,000 | $14.33 | $11,464,000 | 1,406,450 Direct | -36.26% | Disposed | 1506.5% (price as of 2026-10-05) |
| Oct. 14, 2014 | HWM | M 10b5-1 | 800,000 | $8.33 | $6,664,000 | 2,206,450 Direct | +56.88% | Acquired | 2663.7% (price as of 2026-10-05) |
| Oct. 1, 2014 | HPQ | A | 44 | · | · | 3,219 Direct | +1.39% | Acquired | (price as of 2026-10-05) |
| July 17, 2014 | HPQ | A | 3,175 | · | · | 3,175 Direct | · | Acquired | (price as of 2026-10-05) |
| July 15, 2014 | HWM | M | 800,000 | · | · | 1,600,000 Direct | -33.33% | Disposed | (price as of 2026-10-05) |
| July 15, 2014 | HWM | S 10b5-1 | 800,000 | $16.08 | $12,864,000 | 1,406,450 Direct | -36.26% | Disposed | 1331.7% (price as of 2026-10-05) |
| July 15, 2014 | HWM | M 10b5-1 | 800,000 | $8.33 | $6,664,000 | 2,206,450 Direct | +56.88% | Acquired | 2663.7% (price as of 2026-10-05) |
| May 13, 2014 | MS | A | 8,219 | · | · | 36,307 Direct | +29.26% | Acquired | (price as of 2026-10-05) |
| Jan. 27, 2014 | HWM | F | 94,044 | $11.64 | $1,094,672 | 1,406,450 Direct | -6.27% | Disposed | 1877.8% (price as of 2026-10-05) |
| Jan. 27, 2014 | HWM | F | 97,182 | $11.64 | $1,131,198 | 1,500,494 Direct | -6.08% | Disposed | 1877.8% (price as of 2026-10-05) |
| Jan. 27, 2014 | HWM | F | 98,388 | $11.64 | $1,145,236 | 1,597,676 Direct | -5.80% | Disposed | 1877.8% (price as of 2026-10-05) |
| Jan. 16, 2014 | HWM | A | 612,680 | · | · | 612,680 Direct | · | Acquired | (price as of 2026-10-05) |
| Jan. 16, 2014 | HWM | A | 287,863 | · | · | 1,696,064 Direct | +20.44% | Acquired | (price as of 2026-10-05) |
| Jan. 16, 2014 | HWM | A | 232,959 | · | · | 1,408,201 Direct | +19.82% | Acquired | (price as of 2026-10-05) |
| Jan. 16, 2014 | HWM | A | 182,360 | · | · | 1,175,242 Direct | +18.37% | Acquired | (price as of 2026-10-05) |
| Dec. 27, 2013 | HWM | A | 682 | $10.56 | $7,202 | 33,526 Direct | +2.08% | Acquired | 2080.1% (price as of 2026-10-05) |
| Nov. 29, 2013 | HWM | A | 745 | $9.66 | $7,197 | 32,931 Direct | +2.31% | Acquired | 2283.2% (price as of 2026-10-05) |
| Nov. 1, 2013 | HWM | A | 778 | $9.26 | $7,204 | 32,139 Direct | +2.48% | Acquired | 2386.1% (price as of 2026-10-05) |
| Oct. 4, 2013 | HWM | A | 903 | $7.98 | $7,206 | 31,494 Direct | +2.95% | Acquired | 2784.9% (price as of 2026-10-05) |
| Aug. 30, 2013 | HWM | A | 928 | $7.76 | $7,201 | 30,618 Direct | +3.13% | Acquired | 2866.7% (price as of 2026-10-05) |
| Aug. 2, 2013 | HWM | A | 904 | $7.97 | $7,205 | 29,564 Direct | +3.15% | Acquired | 2788.5% (price as of 2026-10-05) |
| June 28, 2013 | HWM | A | 920 | $7.83 | $7,204 | 28,680 Direct | +3.31% | Acquired | 2840.2% (price as of 2026-10-05) |
| May 31, 2013 | HWM | A | 844 | $8.53 | $7,199 | 27,691 Direct | +3.14% | Acquired | 2598.9% (price as of 2026-10-05) |
| May 14, 2013 | MS | A | 10,301 | · | · | 27,952 Direct | +58.36% | Acquired | (price as of 2026-10-05) |
| May 3, 2013 | HWM | A | 836 | $8.61 | $7,198 | 26,754 Direct | +3.23% | Acquired | 2573.8% (price as of 2026-10-05) |
| March 28, 2013 | HWM | A | 743 | $8.48 | $6,301 | 25,932 Direct | +2.95% | Acquired | 2614.8% (price as of 2026-10-05) |
| Jan. 28, 2013 | HWM | F | 49,213 | $8.90 | $437,996 | 992,882 Direct | -4.72% | Disposed | 2486.7% (price as of 2026-10-05) |
| Jan. 28, 2013 | HWM | F | 152,359 | $8.90 | $1,355,995 | 1,042,095 Direct | -12.76% | Disposed | 2486.7% (price as of 2026-10-05) |
| Jan. 16, 2013 | HWM | A | 188,445 | · | · | 953,723 Direct | +24.62% | Acquired | (price as of 2026-10-05) |
| Jan. 16, 2013 | HWM | A | 240,731 | · | · | 1,194,454 Direct | +25.24% | Acquired | (price as of 2026-10-05) |
| Jan. 16, 2013 | HWM | A | 732,150 | · | · | 732,150 Direct | · | Acquired | (price as of 2026-10-05) |
| Dec. 21, 2012 | HWM | A | 839 | $8.58 | $7,199 | 25,096 Direct | +3.46% | Acquired | 2583.2% (price as of 2026-10-05) |
| Nov. 23, 2012 | HWM | A | 867 | $8.30 | $7,196 | 24,280 Direct | +3.70% | Acquired | 2673.7% (price as of 2026-10-05) |
| Nov. 2, 2012 | HWM | A | 826 | $8.72 | $7,203 | 23,377 Direct | +3.66% | Acquired | 2540.1% (price as of 2026-10-05) |
| Sept. 28, 2012 | HWM | A | 810 | $8.89 | $7,201 | 22,464 Direct | +3.74% | Acquired | 2489.6% (price as of 2026-10-05) |
| Aug. 31, 2012 | HWM | A | 846 | $8.51 | $7,199 | 21,676 Direct | +4.06% | Acquired | 2605.2% (price as of 2026-10-05) |
| Aug. 3, 2012 | HWM | A | 862 | $8.36 | $7,206 | 20,844 Direct | +4.31% | Acquired | 2653.8% (price as of 2026-10-05) |
| June 29, 2012 | HWM | A | 830 | $8.67 | $7,196 | 19,887 Direct | +4.36% | Acquired | 2555.3% (price as of 2026-10-05) |
| June 1, 2012 | HWM | A | 859 | $8.38 | $7,198 | 19,074 Direct | +4.72% | Acquired | 2647.2% (price as of 2026-10-05) |
| May 15, 2012 | MS | A | 17,500 | · | · | 17,500 Direct | · | Acquired | (price as of 2026-10-05) |
| May 4, 2012 | HWM | A | 764 | $9.43 | $7,205 | 18,091 Direct | +4.41% | Acquired | 2341.3% (price as of 2026-10-05) |
| March 30, 2012 | HWM | A | 656 | $10.06 | $6,599 | 17,297 Direct | +3.94% | Acquired | 2188.4% (price as of 2026-10-05) |
| Jan. 23, 2012 | HWM | F | 59,801 | $10.25 | $612,960 | 765,278 Direct | -7.25% | Disposed | 2146.0% (price as of 2026-10-05) |
| Jan. 20, 2012 | HWM | A | 488,750 | · | · | 488,750 Direct | · | Acquired | (price as of 2026-10-05) |
| Jan. 20, 2012 | HWM | A | 190,785 | · | · | 825,079 Direct | +30.08% | Acquired | (price as of 2026-10-05) |
| Dec. 30, 2011 | HWM | A | 835 | $8.62 | $7,198 | 16,676 Direct | +5.27% | Acquired | 2570.7% (price as of 2026-10-05) |
| Nov. 25, 2011 | HWM | A | 801 | $8.98 | $7,193 | 15,830 Direct | +5.33% | Acquired | 2463.7% (price as of 2026-10-05) |
| Nov. 4, 2011 | HWM | A | 667 | $10.80 | $7,204 | 14,935 Direct | +4.67% | Acquired | 2031.6% (price as of 2026-10-05) |
Showing latest 100 of 164 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| April 21, 2017 | HPE | Restricted Stock Units | Common Stock | · | · | 11,853 | Acquired |
| March 22, 2017 | HPE | Restricted Stock Units | Common Stock | · | · | 13,499 | Disposed |
| March 22, 2017 | HPE | Restricted Stock Units | Common Stock | · | · | 10,253 | Disposed |
| Jan. 13, 2017 | HWM | Employee Stock Option (right to buy) | Common Stock | $21.13 | Jan. 13, 2027 | 287,540 | Acquired |
| Jan. 4, 2017 | HPE | Restricted Stock Units | Common Stock | · | · | 28 | Acquired |
| Oct. 31, 2016 | HPE | Restricted Stock Units | Common Stock | · | · | 25 | Acquired |
| July 6, 2016 | HPE | Restricted Stock Units | Common Stock | · | · | 30 | Acquired |
| April 25, 2016 | HPE | Restricted Stock Units | Common Stock | · | · | 10,169 | Acquired |
| April 20, 2016 | HPE | Restricted Stock Units | Common Stock | · | · | 7,542 | Disposed |
| Jan. 19, 2016 | HWM | Employee Stock Option (right to buy) | Common Stock | $6.74 | Jan. 19, 2026 | 933,020 | Acquired |
| July 16, 2015 | HPQ | Restricted Stock Units | Common Stock | · | · | 3,238 | Disposed |
| July 1, 2015 | HPQ | Restricted Stock Units | Common Stock | · | · | 24 | Acquired |
| April 20, 2015 | HPQ | Nonemployee Stock Option (Right to Buy) | Common Stock | $33.41 | April 20, 2025 | 19,559 | Acquired |
| April 20, 2015 | HPQ | Restricted Stock Units | Common Stock | · | · | 4,116 | Acquired |
| Jan. 20, 2015 | HWM | Employee Stock Option (right to buy) | Common Stock | $15.55 | Jan. 20, 2025 | 480,990 | Acquired |
| Jan. 14, 2015 | HWM | Employee Stock Option (right to buy) | Common Stock | $8.33 | Jan. 23, 2015 | 800,000 | Disposed |
| Oct. 14, 2014 | HWM | Employee Stock Option (right to buy) | Common Stock | $8.33 | Jan. 23, 2015 | 800,000 | Disposed |
| Oct. 1, 2014 | HPQ | Restricted Stock Units | Common Stock | · | · | 44 | Acquired |
| July 17, 2014 | HPQ | Restricted Stock Units | Common Stock | · | · | 3,175 | Acquired |
| July 15, 2014 | HWM | Employee Stock Option (right to buy) | Common Stock | $8.33 | Jan. 23, 2015 | 800,000 | Disposed |
| Jan. 16, 2014 | HWM | Employee Stock Option (right to buy) | Common Stock | $11.04 | Jan. 16, 2024 | 612,680 | Acquired |
| Dec. 27, 2013 | HWM | Phantom Stock Units | Common Stock | · | · | 682 | Acquired |
| Nov. 29, 2013 | HWM | Phantom Stock Units | Common Stock | · | · | 745 | Acquired |
| Nov. 1, 2013 | HWM | Phantom Stock Units | Common Stock | · | · | 778 | Acquired |
| Oct. 4, 2013 | HWM | Phantom Stock Units | Common Stock | · | · | 903 | Acquired |
| Aug. 30, 2013 | HWM | Phantom Stock Units | Common Stock | · | · | 928 | Acquired |
| Aug. 2, 2013 | HWM | Phantom Stock Units | Common Stock | · | · | 904 | Acquired |
| June 28, 2013 | HWM | Phantom Stock Units | Common Stock | · | · | 920 | Acquired |
| May 31, 2013 | HWM | Phantom Stock Units | Common Stock | · | · | 844 | Acquired |
| May 3, 2013 | HWM | Phantom Stock Units | Common Stock | · | · | 836 | Acquired |
| March 28, 2013 | HWM | Phantom Stock Units | Common Stock | · | · | 743 | Acquired |
| Jan. 16, 2013 | HWM | Employee Stock Option (right to buy) | Common Stock | $8.88 | Jan. 16, 2023 | 732,150 | Acquired |
| Dec. 21, 2012 | HWM | Phantom Stock Units | Common Stock | · | · | 839 | Acquired |
| Nov. 23, 2012 | HWM | Phantom Stock Units | Common Stock | · | · | 867 | Acquired |
| Nov. 2, 2012 | HWM | Phantom Stock Units | Common Stock | · | · | 826 | Acquired |
| Sept. 28, 2012 | HWM | Phantom Stock Units | Common Stock | · | · | 810 | Acquired |
| Aug. 31, 2012 | HWM | Phantom Stock Units | Common Stock | · | · | 846 | Acquired |
| Aug. 3, 2012 | HWM | Phantom Stock Units | Common Stock | · | · | 862 | Acquired |
| June 29, 2012 | HWM | Phantom Stock Units | Common Stock | · | · | 830 | Acquired |
| June 1, 2012 | HWM | Phantom Stock Units | Common Stock | · | · | 859 | Acquired |
| May 4, 2012 | HWM | Phantom Stock Units | Common Stock | · | · | 764 | Acquired |
| March 30, 2012 | HWM | Phantom Stock Units | Common Stock | · | · | 656 | Acquired |
| Jan. 20, 2012 | HWM | Employee Stock Option (right to buy) | Common Stock | $10.17 | Jan. 20, 2022 | 488,750 | Acquired |
| Dec. 30, 2011 | HWM | Phantom Stock Units | Common Stock | · | · | 835 | Acquired |
| Nov. 25, 2011 | HWM | Phantom Stock Units | Common Stock | · | · | 801 | Acquired |
| Nov. 4, 2011 | HWM | Phantom Stock Units | Common Stock | · | · | 667 | Acquired |
| Sept. 30, 2011 | HWM | Phantom Stock Units | Common Stock | · | · | 736 | Acquired |
| Sept. 2, 2011 | HWM | Phantom Stock Units | Common Stock | · | · | 595 | Acquired |
| July 29, 2011 | HWM | Phantom Stock Units | Common Stock | · | · | 489 | Acquired |
| July 1, 2011 | HWM | Phantom Stock Units | Common Stock | · | · | 447 | Acquired |
| May 27, 2011 | HWM | Phantom Stock Units | Common Stock | · | · | 437 | Acquired |
| April 29, 2011 | HWM | Phantom Stock Units | Common Stock | · | · | 426 | Acquired |
| April 1, 2011 | HWM | Phantom Stock Units | Common Stock | · | · | 369 | Acquired |
| Jan. 25, 2011 | HWM | Employee Stock Option (right to buy) | Common Stock | $16.24 | Jan. 25, 2021 | 383,070 | Acquired |
| Jan. 20, 2011 | HWM | Employee Stock Option (right to buy) | Common Stock | $13.54 | Jan. 26, 2020 | 886,320 | Acquired |
| Dec. 23, 2010 | HWM | Phantom Stock Units | Common Stock | · | · | 454 | Acquired |
| Nov. 26, 2010 | HWM | Phantom Stock Units | Common Stock | · | · | 533 | Acquired |
| Oct. 29, 2010 | HWM | Phantom Stock Units | Common Stock | · | · | 542 | Acquired |
| Oct. 1, 2010 | HWM | Phantom Stock Units | Common Stock | · | · | 569 | Acquired |
| Sept. 3, 2010 | HWM | Phantom Stock Units | Common Stock | · | · | 640 | Acquired |
| July 30, 2010 | HWM | Phantom Stock Units | Common Stock | · | · | 632 | Acquired |
| July 2, 2010 | HWM | Phantom Stock Units | Common Stock | · | · | 699 | Acquired |
| May 28, 2010 | HWM | Phantom Stock Units | Common Stock | · | · | 600 | Acquired |
| April 30, 2010 | HWM | Phantom Stock Units | Common Stock | · | · | 516 | Acquired |
| April 1, 2010 | HWM | Phantom Stock Units | Common Stock | · | · | 432 | Acquired |
| April 1, 2010 | HWM | Phantom Stock Units | Common Stock | · | · | 432 | Acquired |
| Jan. 21, 2010 | HWM | Employee Stock Option (right to buy) | Common Stock | $8.33 | Jan. 23, 2015 | 1,200,000 | Acquired |
| April 3, 2009 | HWM | Phantom Stock Units | Common Stock | · | · | 787 | Acquired |
| Jan. 23, 2009 | HWM | Employee Stock Option (right to buy) | Common Stock | $8.33 | Jan. 23, 2015 | 1,200,000 | Acquired |
| Dec. 26, 2008 | HWM | Phantom Stock Units | Common Stock | · | · | 731 | Acquired |
| Nov. 28, 2008 | HWM | Phantom Stock Units | Common Stock | · | · | 674 | Acquired |
| Oct. 31, 2008 | HWM | Phantom Stock Units | Common Stock | · | · | 618 | Acquired |
| Oct. 3, 2008 | HWM | Phantom Stock Units | Common Stock | · | · | 349 | Acquired |
| Aug. 29, 2008 | HWM | Phantom Stock Units | Common Stock | · | · | 217 | Acquired |
| Aug. 1, 2008 | HWM | Phantom Stock Units | Common Stock | · | · | 213 | Acquired |
| July 3, 2008 | HWM | Phantom Stock Units | Common Stock | · | · | 216 | Acquired |
| May 30, 2008 | HWM | Phantom Stock Units | Common Stock | · | · | 172 | Acquired |
| May 2, 2008 | HWM | Phantom Stock Units | Common Stock | · | · | 197 | Acquired |
| March 28, 2008 | HWM | Phantom Stock Units | Common Stock | · | · | 197 | Acquired |
| March 13, 2008 | HWM | Employee Stock Option (right to buy) | Common Stock | $39.15 | Oct. 1, 2013 | 89,286 | Acquired |
| Feb. 29, 2008 | HWM | Phantom Stock Units | Common Stock | · | · | 5 | Acquired |
| Dec. 27, 2007 | HWM | Phantom Stock Units | Common Stock | · | · | 188 | Acquired |
| Nov. 23, 2007 | HWM | Phantom Stock Units | Common Stock | · | · | 14 | Acquired |
| Nov. 23, 2007 | HWM | Phantom Stock Units | Common Stock | · | · | 14 | Acquired |
| Jan. 3, 2005 | HWM | Phantom Stock Units | Common Stock | · | · | 598 | Acquired |
| Oct. 1, 2004 | HWM | Phantom Stock Units | Common Stock | · | · | 553 | Acquired |
| July 1, 2004 | HWM | Phantom Stock Units | Common Stock | · | · | 575 | Acquired |
| April 1, 2004 | HWM | Phantom Stock Units | Common Stock | · | · | 540 | Acquired |
| Jan. 2, 2004 | HWM | Phantom Stock Units | Common Stock | · | · | 495 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2017 | · | $0 | $74,930,932 | $18,000,002 | $0 | $650,440 | $6,114,784 | $165,904,912 |
| 2015 | $1,440,000 | · | $8,600,394 | $2,150,025 | $1,816,020 | $3,246,848 | $232,942 | $17,486,229 |
| 2014 | $1,440,000 | · | $6,960,058 | $1,740,011 | $3,228,984 | $4,568,900 | $220,569 | $18,158,522 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.