Klaus Kleinfeld

Insider

First SEC filing: Jan. 19, 2017 · Latest: Jan. 19, 2017

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 96 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

96 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
April 21, 2017	HPE	A	11,853	—	—	11,853 Direct	—	Acquired	(price as of 2026-08-20)
April 21, 2017	HPE	A	165	$18.14	$2,993	26,773 Direct	+0.62%	Acquired	275.4% (price as of 2026-08-20)
March 22, 2017	HPE	M	13,499	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 22, 2017	HPE	M	13,499	—	—	26,608 Direct	+102.98%	Acquired	(price as of 2026-08-20)
March 22, 2017	HPE	M	10,253	—	—	23,362 Direct	+78.21%	Acquired	(price as of 2026-08-20)
March 22, 2017	HPE	M	10,253	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 28, 2017	HPE	A	547	$22.82	$12,483	13,109 Direct	+4.35%	Acquired	298.3% (price as of 2026-08-20)
Jan. 17, 2017	HWM	F	41,942	$20.74	$869,877	918,498 Direct	-4.37%	Disposed	1250.6% (price as of 2026-08-20)
Jan. 17, 2017	HWM	F	33,862	$20.74	$702,298	960,440 Direct	-3.41%	Disposed	1250.6% (price as of 2026-08-20)
Jan. 17, 2017	HWM	F	58,765	$20.74	$1,218,786	994,302 Direct	-5.58%	Disposed	1250.6% (price as of 2026-08-20)
Jan. 13, 2017	HWM	A	287,540	—	—	287,540 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 13, 2017	HWM	A	151,442	—	—	1,053,067 Direct	+16.80%	Acquired	(price as of 2026-08-20)
Jan. 13, 2017	HWM	A	71,351	—	—	901,625 Direct	+8.59%	Acquired	(price as of 2026-08-20)
Jan. 13, 2017	HWM	A	81,330	—	—	830,274 Direct	+10.86%	Acquired	(price as of 2026-08-20)
Jan. 4, 2017	HPE	A	28	—	—	10,252 Direct	+0.27%	Acquired	(price as of 2026-08-20)
Nov. 30, 2016	HPE	A	525	$23.80	$12,495	12,562 Direct	+4.36%	Acquired	281.9% (price as of 2026-08-20)
Oct. 31, 2016	HPE	A	25	—	—	10,224 Direct	+0.25%	Acquired	(price as of 2026-08-20)
Sept. 15, 2016	MS	G	1,590	—	—	51,952 Direct	-2.97%	Disposed	(price as of 2026-08-20)
Aug. 31, 2016	HPE	A	581	$21.48	$12,480	12,037 Direct	+5.07%	Acquired	323.2% (price as of 2026-08-20)
July 6, 2016	HPE	A	30	—	—	10,199 Direct	+0.30%	Acquired	(price as of 2026-08-20)
May 31, 2016	HPE	A	676	$18.47	$12,486	11,456 Direct	+6.27%	Acquired	392.1% (price as of 2026-08-20)
May 17, 2016	MS	A	9,525	—	—	53,166 Direct	+21.83%	Acquired	(price as of 2026-08-20)
April 25, 2016	HPE	A	10,169	—	—	10,169 Direct	—	Acquired	(price as of 2026-08-20)
April 20, 2016	HPE	M	7,542	—	—	10,780 Direct	+232.92%	Acquired	(price as of 2026-08-20)
April 20, 2016	HPE	M	7,542	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 19, 2016	HWM	F	127,613	$6.74	$860,112	2,322,257 Direct	-5.21%	Disposed	4056.1% (price as of 2026-08-20)
Jan. 19, 2016	HWM	F	89,401	$6.74	$602,563	2,232,856 Direct	-3.85%	Disposed	4056.1% (price as of 2026-08-20)
Jan. 19, 2016	HWM	F	172,961	$6.74	$1,165,757	2,059,895 Direct	-7.75%	Disposed	4056.1% (price as of 2026-08-20)
Jan. 19, 2016	HWM	A	933,020	—	—	933,020 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 18, 2016	HWM	A	147,944	—	—	2,320,080 Direct	+6.81%	Acquired	(price as of 2026-08-20)
Jan. 18, 2016	HWM	A	129,790	—	—	2,449,870 Direct	+5.59%	Acquired	(price as of 2026-08-20)
Jan. 18, 2016	HWM	A	173,358	—	—	2,172,136 Direct	+8.67%	Acquired	(price as of 2026-08-20)
Nov. 2, 2015	HPE	J	3,238	—	—	3,238 Direct	—	Acquired	(price as of 2026-08-20)
July 16, 2015	HPQ	M	3,238	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 16, 2015	HPQ	M	3,238	—	—	3,238 Direct	—	Acquired	(price as of 2026-08-20)
July 1, 2015	HPQ	A	24	—	—	4,140 Direct	+0.58%	Acquired	(price as of 2026-08-20)
May 19, 2015	MS	A	6,470	—	—	43,121 Direct	+17.65%	Acquired	(price as of 2026-08-20)
April 20, 2015	HPQ	A	19,559	—	—	19,559 Direct	—	Acquired	(price as of 2026-08-20)
April 20, 2015	HPQ	A	4,116	—	—	4,116 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 20, 2015	HWM	A	480,990	—	—	480,990 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 20, 2015	HWM	F	139,972	$15.55	$2,176,565	1,998,778 Direct	-6.54%	Disposed	1701.4% (price as of 2026-08-20)
Jan. 20, 2015	HWM	F	120,137	$15.55	$1,868,130	2,138,750 Direct	-5.32%	Disposed	1701.4% (price as of 2026-08-20)
Jan. 20, 2015	HWM	F	124,145	$15.55	$1,930,455	2,258,887 Direct	-5.21%	Disposed	1701.4% (price as of 2026-08-20)
Jan. 19, 2015	HWM	A	271,420	—	—	1,761,422 Direct	+18.22%	Acquired	(price as of 2026-08-20)
Jan. 19, 2015	HWM	A	335,389	—	—	2,096,811 Direct	+19.04%	Acquired	(price as of 2026-08-20)
Jan. 19, 2015	HWM	A	286,221	—	—	2,383,032 Direct	+13.65%	Acquired	(price as of 2026-08-20)
Jan. 14, 2015	HWM	M	800,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 14, 2015	HWM	S 10b5-1	316,448	$14.76	$4,670,772	1,490,002 Direct	-17.52%	Disposed	1797.8% (price as of 2026-08-20)
Jan. 14, 2015	HWM	M 10b5-1	400,000	$8.33	$3,332,000	1,806,450 Direct	+28.44%	Acquired	3262.8% (price as of 2026-08-20)
Jan. 14, 2015	HWM	S 10b5-1	400,000	$15.11	$6,044,000	1,406,450 Direct	-22.14%	Disposed	1753.9% (price as of 2026-08-20)
Jan. 14, 2015	HWM	M 10b5-1	400,000	$8.33	$3,332,000	1,806,450 Direct	+28.44%	Acquired	3262.8% (price as of 2026-08-20)
Oct. 14, 2014	HWM	M	800,000	—	—	800,000 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Oct. 14, 2014	HWM	S 10b5-1	800,000	$14.33	$11,464,000	1,406,450 Direct	-36.26%	Disposed	1854.8% (price as of 2026-08-20)
Oct. 14, 2014	HWM	M 10b5-1	800,000	$8.33	$6,664,000	2,206,450 Direct	+56.88%	Acquired	3262.8% (price as of 2026-08-20)
Oct. 1, 2014	HPQ	A	44	—	—	3,219 Direct	+1.39%	Acquired	(price as of 2026-08-20)
July 17, 2014	HPQ	A	3,175	—	—	3,175 Direct	—	Acquired	(price as of 2026-08-20)
July 15, 2014	HWM	M	800,000	—	—	1,600,000 Direct	-33.33%	Disposed	(price as of 2026-08-20)
July 15, 2014	HWM	S 10b5-1	800,000	$16.08	$12,864,000	1,406,450 Direct	-36.26%	Disposed	1642.0% (price as of 2026-08-20)
July 15, 2014	HWM	M 10b5-1	800,000	$8.33	$6,664,000	2,206,450 Direct	+56.88%	Acquired	3262.8% (price as of 2026-08-20)
May 13, 2014	MS	A	8,219	—	—	36,307 Direct	+29.26%	Acquired	(price as of 2026-08-20)
Jan. 27, 2014	HWM	F	94,044	$11.64	$1,094,672	1,406,450 Direct	-6.27%	Disposed	2306.5% (price as of 2026-08-20)
Jan. 27, 2014	HWM	F	97,182	$11.64	$1,131,198	1,500,494 Direct	-6.08%	Disposed	2306.5% (price as of 2026-08-20)
Jan. 27, 2014	HWM	F	98,388	$11.64	$1,145,236	1,597,676 Direct	-5.80%	Disposed	2306.5% (price as of 2026-08-20)
Jan. 16, 2014	HWM	A	612,680	—	—	612,680 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 16, 2014	HWM	A	287,863	—	—	1,696,064 Direct	+20.44%	Acquired	(price as of 2026-08-20)
Jan. 16, 2014	HWM	A	232,959	—	—	1,408,201 Direct	+19.82%	Acquired	(price as of 2026-08-20)
Jan. 16, 2014	HWM	A	182,360	—	—	1,175,242 Direct	+18.37%	Acquired	(price as of 2026-08-20)
Dec. 27, 2013	HWM	A	682	$10.56	$7,202	33,526 Direct	+2.08%	Acquired	2552.7% (price as of 2026-08-20)
Nov. 29, 2013	HWM	A	745	$9.66	$7,197	32,931 Direct	+2.31%	Acquired	2799.8% (price as of 2026-08-20)
Nov. 1, 2013	HWM	A	778	$9.26	$7,204	32,139 Direct	+2.48%	Acquired	2925.1% (price as of 2026-08-20)
Oct. 4, 2013	HWM	A	903	$7.98	$7,206	31,494 Direct	+2.95%	Acquired	3410.3% (price as of 2026-08-20)
Aug. 30, 2013	HWM	A	928	$7.76	$7,201	30,618 Direct	+3.13%	Acquired	3509.8% (price as of 2026-08-20)
Aug. 2, 2013	HWM	A	904	$7.97	$7,205	29,564 Direct	+3.15%	Acquired	3414.7% (price as of 2026-08-20)
June 28, 2013	HWM	A	920	$7.83	$7,204	28,680 Direct	+3.31%	Acquired	3477.5% (price as of 2026-08-20)
May 31, 2013	HWM	A	844	$8.53	$7,199	27,691 Direct	+3.14%	Acquired	3183.9% (price as of 2026-08-20)
May 14, 2013	MS	A	10,301	—	—	27,952 Direct	+58.36%	Acquired	(price as of 2026-08-20)
May 3, 2013	HWM	A	836	$8.61	$7,198	26,754 Direct	+3.23%	Acquired	3153.4% (price as of 2026-08-20)
March 28, 2013	HWM	A	743	$8.48	$6,301	25,932 Direct	+2.95%	Acquired	3203.3% (price as of 2026-08-20)
Jan. 28, 2013	HWM	F	49,213	$8.90	$437,996	992,882 Direct	-4.72%	Disposed	3047.4% (price as of 2026-08-20)
Jan. 28, 2013	HWM	F	152,359	$8.90	$1,355,995	1,042,095 Direct	-12.76%	Disposed	3047.4% (price as of 2026-08-20)
Jan. 16, 2013	HWM	A	188,445	—	—	953,723 Direct	+24.62%	Acquired	(price as of 2026-08-20)
Jan. 16, 2013	HWM	A	240,731	—	—	1,194,454 Direct	+25.24%	Acquired	(price as of 2026-08-20)
Jan. 16, 2013	HWM	A	732,150	—	—	732,150 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 21, 2012	HWM	A	839	$8.58	$7,199	25,096 Direct	+3.46%	Acquired	3164.8% (price as of 2026-08-20)
Nov. 23, 2012	HWM	A	867	$8.30	$7,196	24,280 Direct	+3.70%	Acquired	3274.9% (price as of 2026-08-20)
Nov. 2, 2012	HWM	A	826	$8.72	$7,203	23,377 Direct	+3.66%	Acquired	3112.4% (price as of 2026-08-20)
Sept. 28, 2012	HWM	A	810	$8.89	$7,201	22,464 Direct	+3.74%	Acquired	3051.0% (price as of 2026-08-20)
Aug. 31, 2012	HWM	A	846	$8.51	$7,199	21,676 Direct	+4.06%	Acquired	3191.7% (price as of 2026-08-20)
Aug. 3, 2012	HWM	A	862	$8.36	$7,206	20,844 Direct	+4.31%	Acquired	3250.7% (price as of 2026-08-20)
June 29, 2012	HWM	A	830	$8.67	$7,196	19,887 Direct	+4.36%	Acquired	3130.9% (price as of 2026-08-20)
June 1, 2012	HWM	A	859	$8.38	$7,198	19,074 Direct	+4.72%	Acquired	3242.7% (price as of 2026-08-20)
May 15, 2012	MS	A	17,500	—	—	17,500 Direct	—	Acquired	(price as of 2026-08-20)
May 4, 2012	HWM	A	764	$9.43	$7,205	18,091 Direct	+4.41%	Acquired	2870.5% (price as of 2026-08-20)
March 30, 2012	HWM	A	656	$10.06	$6,599	17,297 Direct	+3.94%	Acquired	2684.5% (price as of 2026-08-20)
Jan. 23, 2012	HWM	F	59,801	$10.25	$612,960	765,278 Direct	-7.25%	Disposed	2632.9% (price as of 2026-08-20)
Jan. 20, 2012	HWM	A	488,750	—	—	488,750 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 20, 2012	HWM	A	190,785	—	—	825,079 Direct	+30.08%	Acquired	(price as of 2026-08-20)
Dec. 30, 2011	HWM	A	835	$8.62	$7,198	16,676 Direct	+5.27%	Acquired	3149.7% (price as of 2026-08-20)
Nov. 25, 2011	HWM	A	801	$8.98	$7,193	15,830 Direct	+5.33%	Acquired	3019.4% (price as of 2026-08-20)
Nov. 4, 2011	HWM	A	667	$10.80	$7,204	14,935 Direct	+4.67%	Acquired	2493.7% (price as of 2026-08-20)

Showing latest 100 of 164 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
April 21, 2017	HPE	Restricted Stock Units	Common Stock (11,853)	—	—	11,853	Acquired
March 22, 2017	HPE	Restricted Stock Units	Common Stock (13,499)	—	—	13,499	Disposed
March 22, 2017	HPE	Restricted Stock Units	Common Stock (10,253)	—	—	10,253	Disposed
Jan. 13, 2017	HWM	Employee Stock Option (right to buy)	Common Stock (287,540)	$21.13	Jan. 13, 2027	287,540	Acquired
Jan. 4, 2017	HPE	Restricted Stock Units	Common Stock (28)	—	—	28	Acquired
Oct. 31, 2016	HPE	Restricted Stock Units	Common Stock (25)	—	—	25	Acquired
July 6, 2016	HPE	Restricted Stock Units	Common Stock (30)	—	—	30	Acquired
April 25, 2016	HPE	Restricted Stock Units	Common Stock (10,169)	—	—	10,169	Acquired
April 20, 2016	HPE	Restricted Stock Units	Common Stock (7,542)	—	—	7,542	Disposed
Jan. 19, 2016	HWM	Employee Stock Option (right to buy)	Common Stock (933,020)	$6.74	Jan. 19, 2026	933,020	Acquired
July 16, 2015	HPQ	Restricted Stock Units	Common Stock (3,238)	—	—	3,238	Disposed
July 1, 2015	HPQ	Restricted Stock Units	Common Stock (24)	—	—	24	Acquired
April 20, 2015	HPQ	Nonemployee Stock Option (Right to Buy)	Common Stock (19,559)	$33.41	April 20, 2025	19,559	Acquired
April 20, 2015	HPQ	Restricted Stock Units	Common Stock (4,116)	—	—	4,116	Acquired
Jan. 20, 2015	HWM	Employee Stock Option (right to buy)	Common Stock (480,990)	$15.55	Jan. 20, 2025	480,990	Acquired
Jan. 14, 2015	HWM	Employee Stock Option (right to buy)	Common Stock (800,000)	$8.33	Jan. 23, 2015	800,000	Disposed
Oct. 14, 2014	HWM	Employee Stock Option (right to buy)	Common Stock (800,000)	$8.33	Jan. 23, 2015	800,000	Disposed
Oct. 1, 2014	HPQ	Restricted Stock Units	Common Stock (44)	—	—	44	Acquired
July 17, 2014	HPQ	Restricted Stock Units	Common Stock (3,175)	—	—	3,175	Acquired
July 15, 2014	HWM	Employee Stock Option (right to buy)	Common Stock (800,000)	$8.33	Jan. 23, 2015	800,000	Disposed
Jan. 16, 2014	HWM	Employee Stock Option (right to buy)	Common Stock (612,680)	$11.04	Jan. 16, 2024	612,680	Acquired
Dec. 27, 2013	HWM	Phantom Stock Units	Common Stock (682)	—	—	682	Acquired
Nov. 29, 2013	HWM	Phantom Stock Units	Common Stock (745)	—	—	745	Acquired
Nov. 1, 2013	HWM	Phantom Stock Units	Common Stock (778)	—	—	778	Acquired
Oct. 4, 2013	HWM	Phantom Stock Units	Common Stock (903)	—	—	903	Acquired
Aug. 30, 2013	HWM	Phantom Stock Units	Common Stock (928)	—	—	928	Acquired
Aug. 2, 2013	HWM	Phantom Stock Units	Common Stock (904)	—	—	904	Acquired
June 28, 2013	HWM	Phantom Stock Units	Common Stock (920)	—	—	920	Acquired
May 31, 2013	HWM	Phantom Stock Units	Common Stock (844)	—	—	844	Acquired
May 3, 2013	HWM	Phantom Stock Units	Common Stock (836)	—	—	836	Acquired
March 28, 2013	HWM	Phantom Stock Units	Common Stock (743)	—	—	743	Acquired
Jan. 16, 2013	HWM	Employee Stock Option (right to buy)	Common Stock (732,150)	$8.88	Jan. 16, 2023	732,150	Acquired
Dec. 21, 2012	HWM	Phantom Stock Units	Common Stock (839)	—	—	839	Acquired
Nov. 23, 2012	HWM	Phantom Stock Units	Common Stock (867)	—	—	867	Acquired
Nov. 2, 2012	HWM	Phantom Stock Units	Common Stock (826)	—	—	826	Acquired
Sept. 28, 2012	HWM	Phantom Stock Units	Common Stock (810)	—	—	810	Acquired
Aug. 31, 2012	HWM	Phantom Stock Units	Common Stock (846)	—	—	846	Acquired
Aug. 3, 2012	HWM	Phantom Stock Units	Common Stock (862)	—	—	862	Acquired
June 29, 2012	HWM	Phantom Stock Units	Common Stock (830)	—	—	830	Acquired
June 1, 2012	HWM	Phantom Stock Units	Common Stock (859)	—	—	859	Acquired
May 4, 2012	HWM	Phantom Stock Units	Common Stock (764)	—	—	764	Acquired
March 30, 2012	HWM	Phantom Stock Units	Common Stock (656)	—	—	656	Acquired
Jan. 20, 2012	HWM	Employee Stock Option (right to buy)	Common Stock (488,750)	$10.17	Jan. 20, 2022	488,750	Acquired
Dec. 30, 2011	HWM	Phantom Stock Units	Common Stock (835)	—	—	835	Acquired
Nov. 25, 2011	HWM	Phantom Stock Units	Common Stock (801)	—	—	801	Acquired
Nov. 4, 2011	HWM	Phantom Stock Units	Common Stock (667)	—	—	667	Acquired
Sept. 30, 2011	HWM	Phantom Stock Units	Common Stock (736)	—	—	736	Acquired
Sept. 2, 2011	HWM	Phantom Stock Units	Common Stock (595)	—	—	595	Acquired
July 29, 2011	HWM	Phantom Stock Units	Common Stock (489)	—	—	489	Acquired
July 1, 2011	HWM	Phantom Stock Units	Common Stock (447)	—	—	447	Acquired
May 27, 2011	HWM	Phantom Stock Units	Common Stock (437)	—	—	437	Acquired
April 29, 2011	HWM	Phantom Stock Units	Common Stock (426)	—	—	426	Acquired
April 1, 2011	HWM	Phantom Stock Units	Common Stock (369)	—	—	369	Acquired
Jan. 25, 2011	HWM	Employee Stock Option (right to buy)	Common Stock (383,070)	$16.24	Jan. 25, 2021	383,070	Acquired
Jan. 20, 2011	HWM	Employee Stock Option (right to buy)	Common Stock (886,320)	$13.54	Jan. 26, 2020	886,320	Acquired
Dec. 23, 2010	HWM	Phantom Stock Units	Common Stock (454)	—	—	454	Acquired
Nov. 26, 2010	HWM	Phantom Stock Units	Common Stock (533)	—	—	533	Acquired
Oct. 29, 2010	HWM	Phantom Stock Units	Common Stock (542)	—	—	542	Acquired
Oct. 1, 2010	HWM	Phantom Stock Units	Common Stock (569)	—	—	569	Acquired
Sept. 3, 2010	HWM	Phantom Stock Units	Common Stock (640)	—	—	640	Acquired
July 30, 2010	HWM	Phantom Stock Units	Common Stock (632)	—	—	632	Acquired
July 2, 2010	HWM	Phantom Stock Units	Common Stock (699)	—	—	699	Acquired
May 28, 2010	HWM	Phantom Stock Units	Common Stock (600)	—	—	600	Acquired
April 30, 2010	HWM	Phantom Stock Units	Common Stock (516)	—	—	516	Acquired
April 1, 2010	HWM	Phantom Stock Units	Common Stock (432)	—	—	432	Acquired
April 1, 2010	HWM	Phantom Stock Units	Common Stock (432)	—	—	432	Acquired
Jan. 21, 2010	HWM	Employee Stock Option (right to buy)	Common Stock (1,200,000)	$8.33	Jan. 23, 2015	1,200,000	Acquired
April 3, 2009	HWM	Phantom Stock Units	Common Stock (787)	—	—	787	Acquired
Jan. 23, 2009	HWM	Employee Stock Option (right to buy)	Common Stock (1,200,000)	$8.33	Jan. 23, 2015	1,200,000	Acquired
Dec. 26, 2008	HWM	Phantom Stock Units	Common Stock (731)	—	—	731	Acquired
Nov. 28, 2008	HWM	Phantom Stock Units	Common Stock (674)	—	—	674	Acquired
Oct. 31, 2008	HWM	Phantom Stock Units	Common Stock (618)	—	—	618	Acquired
Oct. 3, 2008	HWM	Phantom Stock Units	Common Stock (349)	—	—	349	Acquired
Aug. 29, 2008	HWM	Phantom Stock Units	Common Stock (217)	—	—	217	Acquired
Aug. 1, 2008	HWM	Phantom Stock Units	Common Stock (213)	—	—	213	Acquired
July 3, 2008	HWM	Phantom Stock Units	Common Stock (216)	—	—	216	Acquired
May 30, 2008	HWM	Phantom Stock Units	Common Stock (172)	—	—	172	Acquired
May 2, 2008	HWM	Phantom Stock Units	Common Stock (197)	—	—	197	Acquired
March 28, 2008	HWM	Phantom Stock Units	Common Stock (197)	—	—	197	Acquired
March 13, 2008	HWM	Employee Stock Option (right to buy)	Common Stock (89,286)	$39.15	Oct. 1, 2013	89,286	Acquired
Feb. 29, 2008	HWM	Phantom Stock Units	Common Stock (5)	—	—	5	Acquired
Dec. 27, 2007	HWM	Phantom Stock Units	Common Stock (188)	—	—	188	Acquired
Nov. 23, 2007	HWM	Phantom Stock Units	Common Stock (14)	—	—	14	Acquired
Nov. 23, 2007	HWM	Phantom Stock Units	Common Stock (14)	—	—	14	Acquired
Jan. 3, 2005	HWM	Phantom Stock Units	Common Stock (598)	—	—	598	Acquired
Oct. 1, 2004	HWM	Phantom Stock Units	Common Stock (553)	—	—	553	Acquired
July 1, 2004	HWM	Phantom Stock Units	Common Stock (575)	—	—	575	Acquired
April 1, 2004	HWM	Phantom Stock Units	Common Stock (540)	—	—	540	Acquired
Jan. 2, 2004	HWM	Phantom Stock Units	Common Stock	—	—	495	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 22, 2015	HPE	Common Stock	0	Direct
July 21, 2014	HPQ	Common Stock	0	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

HWM

CEO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2017	—	$0	$74,930,932	$18,000,002	$0	$650,440	$6,114,784	$165,904,912
2015	$1,440,000	—	$8,600,394	$2,150,025	$1,816,020	$3,246,848	$232,942	$17,486,229
2014	$1,440,000	—	$6,960,058	$1,740,011	$3,228,984	$4,568,900	$220,569	$18,158,522

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.