Klaus Zumwinkel
CIK 1275633 · View on SEC EDGAR ↗
Insider
First SEC filing: March 17, 2005 · Latest: March 17, 2005
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 7 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| April 10, 2007 | MS | A | 3,103 | — | — | 15,103 Direct | +25.86% | Acquired | (price as of 2026-08-21) |
| April 4, 2006 | MS | A | 4,000 | — | — | 12,000 Direct | +50.00% | Acquired | (price as of 2026-08-21) |
| March 15, 2005 | MS | A | 4,000 | — | — | 8,000 Direct | +100.00% | Acquired | (price as of 2026-08-21) |
| April 20, 2004 | MS | A | 6,000 | — | — | 6,000 Direct | — | Acquired | (price as of 2026-08-21) |
| April 20, 2004 | MS | A | 2,000 | — | — | 4,000 Direct | +100.00% | Acquired | (price as of 2026-08-21) |
| March 1, 2004 | MS | A | 6,000 | — | — | 6,000 Direct | — | Acquired | (price as of 2026-08-21) |
| March 1, 2004 | MS | A | 2,000 | — | — | 2,000 Direct | — | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| April 20, 2004 | MS | Non-Qualified Stock Option (Right to Buy) | Common Stock (6,000) | $53.04 | April 20, 2014 | 6,000 | Acquired |
| March 1, 2004 | MS | Non-Qualified Stock Option (Right to Buy) | Common Stock (6,000) | $60.75 | March 1, 2014 | 6,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).