Kristopher Robert Konrad

CIK 1320146 · View on SEC EDGAR ↗

Insider

First SEC filing: May 25, 2005 · Latest: Feb. 13, 2013

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 34 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

34 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Aug. 13, 2013 NLY P 17,000 $11.72 $199,240 213,035 Direct +8.67% Acquired -49.2% (price as of 2026-08-19)
Feb. 20, 2009 NLY P 1,500 $13.74 $20,610 64,411 Direct +2.38% Acquired -56.6% (price as of 2026-08-19)
Aug. 13, 2008 NLY P 100 $13.90 $1,390 100 Direct — Acquired -57.1% (price as of 2026-08-19)
Aug. 13, 2008 NLY P 693 $13.92 $9,647 693 Direct — Acquired -57.2% (price as of 2026-08-19)
Aug. 13, 2008 NLY P 700 $13.88 $9,716 700 Direct — Acquired -57.1% (price as of 2026-08-19)
May 6, 2008 NLY P 750 $23.00 $17,250 2,600 Direct +40.54% Acquired -74.1% (price as of 2026-08-19)
Aug. 15, 2007 NLY P 1,000 $20.79 $20,790 1,850 Direct +117.65% Acquired -71.3% (price as of 2026-08-19)
Aug. 15, 2007 NLY P 1,500 $12.50 $18,750 1,500 Direct — Acquired -52.3% (price as of 2026-08-19)
Aug. 15, 2007 NLY P 300 $12.67 $3,801 300 Direct — Acquired -53.0% (price as of 2026-08-19)
Aug. 15, 2007 NLY P 700 $12.69 $8,883 1,623 Indirect +75.84% Acquired -53.0% (price as of 2026-08-19)
Feb. 13, 2007 NLY P 150 $13.65 $2,048 889 Indirect +20.30% Acquired -56.3% (price as of 2026-08-19)
Feb. 13, 2007 NLY P 1,740 $13.72 $23,873 40,157 Direct +4.53% Acquired -56.6% (price as of 2026-08-19)
Aug. 30, 2006 NLY P 350 $24.70 $8,645 850 Direct +70.00% Acquired -75.9% (price as of 2026-08-19)
Jan. 12, 2006 NLY P 1,000 $12.75 $12,750 38,255 Direct +2.68% Acquired -53.3% (price as of 2026-08-19)
Oct. 28, 2005 NLY P 500 $22.80 $11,400 500 Direct — Acquired -73.9% (price as of 2026-08-19)
Oct. 28, 2005 NLY P 500 $11.60 $5,800 699 Indirect +251.26% Acquired -48.6% (price as of 2026-08-19)
Oct. 28, 2005 NLY P 250 $11.60 $2,900 37,225 Direct +0.68% Acquired -48.6% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 21, 2013 NLY Option to purchase Common Stock [F1] Common Stock (20,000) $13.25 April 22, 2019 20,000 Disposed
Oct. 18, 2012 NLY Option to purchase Common Stock [F1] Common Stock (17,500) $13.25 April 22, 2019 17,500 Disposed
March 27, 2012 NLY Option to purchase Common Stock [F1] Common Stock (12,500) $13.25 April 22, 2019 12,500 Disposed
Dec. 6, 2011 NLY Option to purchase Common Stock [F1] Common Stock (20,000) $13.25 April 22, 2019 20,000 Disposed
June 30, 2011 NLY Option to purchase Common Stock [F1] Common Stock (20,000) $13.25 April 22, 2019 20,000 Disposed
Dec. 9, 2010 NLY Option to purchase Common Stock [F1] Common Stock (12,500) $13.25 April 22, 2019 12,500 Disposed
June 29, 2010 NLY Option to purchase Common Stock [F1] Common Stock (10,000) $13.25 April 22, 2019 10,000 Disposed
March 23, 2010 NLY Option to purchase Common Stock [F1] Common Stock (9,562) $11.72 Feb. 13, 2016 9,562 Acquired
Sept. 10, 2009 NLY Option to purchase Common Stock [F1] Common Stock (4,562) $11.72 Feb. 13, 2016 4,562 Disposed
June 23, 2009 NLY Option to purchase Common Stock [F1] Common Stock (5,000) $11.72 Feb. 13, 2016 5,000 Disposed
April 22, 2009 NLY Option to purchase Common Stock [F2] Common Stock (150,000) $13.25 April 22, 2019 150,000 Acquired
Jan. 7, 2009 NLY Option to purchase Common Stock [F1] Common Stock (4,126) $11.72 Feb. 13, 2016 4,126 Disposed
Sept. 19, 2008 NLY Option to purchase Common Stock [F2] Common Stock (53,000) $15.61 Sept. 19, 2018 53,000 Acquired
Aug. 13, 2008 NLY Option to purchase Common Stock [F1] Common Stock (5,000) $11.72 Feb. 13, 2016 5,000 Disposed
May 8, 2008 NLY Option to purchase Common Stock [F2] Common Stock (53,000) $16.46 May 8, 2018 53,000 Acquired
Feb. 15, 2008 NLY Option to purchase Common Stock [F1] Common Stock (5,000) $11.72 Feb. 13, 2016 5,000 Disposed
Dec. 27, 2007 NLY Option to purchase Common Stock [F1] Common Stock (33,250) $11.72 Feb. 13, 2016 5,000 Disposed
May 17, 2007 NLY Option to purchase Common Stock [F2] Common Stock (40,000) $15.70 May 17, 2017 40,000 Acquired
Feb. 13, 2006 NLY Option to purchase Common Stock Common Stock (38,250) $11.72 Feb. 13, 2016 38,250 Acquired
July 7, 2005 NLY Option to purchase Common Stock Common Stock (30,000) $17.07 July 7, 2015 30,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 25, 2005 FMY Common Shares 0 Direct
March 10, 2005 NLY Common Stock 37,005 Direct
March 10, 2005 NLY Common Stock 198 Indirect
March 10, 2005 NLY Employee Stock Option (right to buy)→ Common Stock (20,000) 20,000 Direct
March 10, 2005 NLY Employee Stock Option (right to buy)→ Common Stock (20,000) 20,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

NLY

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2013 $375,000 $0 — — — — $5,148 $380,148

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.