Lakshmi N Mittal

CIK 1438783 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 17, 2020 · Latest: Jan. 17, 2020

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 27 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Oct. 18, 2023 GS A 83 — — 4,022 Direct +2.11% Acquired (price as of 2026-08-21)
July 20, 2023 GS A 72 — — 3,939 Direct +1.86% Acquired (price as of 2026-08-21)
April 19, 2023 GS A 75 — — 3,867 Direct +1.98% Acquired (price as of 2026-08-21)
Jan. 18, 2023 GS A 1,072 — — 3,792 Direct +39.41% Acquired (price as of 2026-08-21)
Oct. 19, 2022 GS A 81 — — 2,720 Direct +3.07% Acquired (price as of 2026-08-21)
July 19, 2022 GS A 79 — — 2,639 Direct +3.09% Acquired (price as of 2026-08-21)
April 18, 2022 GS A 76 — — 2,560 Direct +3.06% Acquired (price as of 2026-08-21)
Jan. 19, 2022 GS A 1,077 — — 2,484 Direct +76.55% Acquired (price as of 2026-08-21)
Oct. 18, 2021 GS A 61 — — 1,407 Direct +4.53% Acquired (price as of 2026-08-21)
July 14, 2021 GS A 67 — — 1,346 Direct +5.24% Acquired (price as of 2026-08-21)
April 15, 2021 GS A 74 — — 1,279 Direct +6.14% Acquired (price as of 2026-08-21)
Jan. 20, 2021 GS A 1,550 — — 1,550 Direct — Acquired (price as of 2026-08-21)
Jan. 16, 2020 GS A 2,304 — — 32,564 Direct +7.61% Acquired (price as of 2026-08-21)
Jan. 17, 2019 GS A 2,889 — — 30,260 Direct +10.55% Acquired (price as of 2026-08-21)
Jan. 18, 2018 GS A 2,292 — — 27,371 Direct +9.14% Acquired (price as of 2026-08-21)
Jan. 19, 2017 GS A 2,486 — — 25,079 Direct +11.00% Acquired (price as of 2026-08-21)
Jan. 21, 2016 GS A 3,793 — — 22,593 Direct +20.18% Acquired (price as of 2026-08-21)
Jan. 20, 2015 GS A 3,275 — — 18,800 Direct +21.10% Acquired (price as of 2026-08-21)
Jan. 28, 2014 GS A 3,452 — — 15,525 Direct +28.59% Acquired (price as of 2026-08-21)
Jan. 17, 2014 GS M 10,000 $154.16 $1,541,600 10,000 Direct — Acquired 564.5% (price as of 2026-08-21)
Jan. 17, 2014 GS M 10,000 — — 0 Direct -100.00% Disposed (price as of 2026-08-21)
Jan. 17, 2013 GS A 3,532 — — 12,073 Direct +41.35% Acquired (price as of 2026-08-21)
Feb. 1, 2012 GS A 3,162 — — 8,541 Direct +58.78% Acquired (price as of 2026-08-21)
Jan. 26, 2011 GS A 2,965 — — 5,379 Direct +122.83% Acquired (price as of 2026-08-21)
Feb. 5, 2010 GS A 10,000 — — 10,000 Direct — Acquired (price as of 2026-08-21)
Feb. 5, 2010 GS A 487 — — 2,414 Direct +25.27% Acquired (price as of 2026-08-21)
Dec. 17, 2008 GS A 1,927 — — 1,927 Direct — Acquired (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Oct. 18, 2023 GS Restricted Stock Units Common Stock, par value $0.01 per share (83) — — 83 Acquired
July 20, 2023 GS Restricted Stock Units Common Stock, par value $0.01 per share (72) — — 72 Acquired
April 19, 2023 GS Restricted Stock Units Common Stock, par value $0.01 per share (75) — — 75 Acquired
Jan. 18, 2023 GS Restricted Stock Units Common Stock, par value $0.01 per share (1,072) — — 1,072 Acquired
Oct. 19, 2022 GS Restricted Stock Units Common Stock, par value $0.01 per share (81) — — 81 Acquired
July 19, 2022 GS Restricted Stock Units Common Stock, par value $0.01 per share (79) — — 79 Acquired
April 18, 2022 GS Restricted Stock Units Common Stock, par value $0.01 per share (76) — — 76 Acquired
Jan. 19, 2022 GS Restricted Stock Units Common Stock, par value $0.01 per share (1,077) — — 1,077 Acquired
Oct. 18, 2021 GS Restricted Stock Units Common Stock, par value $0.01 per share (61) — — 61 Acquired
July 14, 2021 GS Restricted Stock Units Common Stock, par value $0.01 per share (67) — — 67 Acquired
April 15, 2021 GS Restricted Stock Units Common Stock, par value $0.01 per share (74) — — 74 Acquired
Jan. 20, 2021 GS Restricted Stock Units Common Stock, par value $0.01 per share (1,550) — — 1,550 Acquired
Jan. 16, 2020 GS Restricted Stock Units Common Stock, par value $0.01 per share (2,304) — — 2,304 Acquired
Jan. 17, 2019 GS Restricted Stock Units Common Stock, par value $0.01 per share (2,889) — — 2,889 Acquired
Jan. 18, 2018 GS Restricted Stock Units Common Stock, par value $0.01 per share (2,292) — — 2,292 Acquired
Jan. 19, 2017 GS Restricted Stock Units Common Stock, par value $0.01 per share (2,486) — — 2,486 Acquired
Jan. 21, 2016 GS Restricted Stock Units Common Stock, par value $0.01 per share (3,793) — — 3,793 Acquired
Jan. 20, 2015 GS Restricted Stock Units Common Stock, par value $0.01 per share (3,275) — — 3,275 Acquired
Jan. 28, 2014 GS Restricted Stock Units Common Stock, par value $0.01 per share (3,452) — — 3,452 Acquired
Jan. 17, 2014 GS Nonqualified Stock Options Common Stock, par value $0.01 per share (10,000) $154.16 Feb. 5, 2014 10,000 Disposed
Jan. 17, 2013 GS Restricted Stock Units Common Stock, par value $0.01 per share (3,532) — — 3,532 Acquired
Feb. 1, 2012 GS Restricted Stock Units Common Stock, par value $0.01 per share (3,162) — — 3,162 Acquired
Jan. 26, 2011 GS Restricted Stock Units Common Stock, par value $0.01 per share (2,965) — — 2,965 Acquired
Feb. 5, 2010 GS Nonqualified Stock Options Common Stock (10,000) $154.16 Feb. 5, 2014 10,000 Acquired
Feb. 5, 2010 GS Restricted Stock Units Common Stock (487) — — 487 Acquired
Dec. 17, 2008 GS Restricted Stock Units Common Stock (1,927) — — 1,927 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 7, 2008 GS Common Stock, par value $0.01 per share 5,000 Indirect