Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 31 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
April 20, 2016 LAZ M 44,383 · · 44,383 Direct · Acquired (price as of 2026-10-02)
April 20, 2016 LAZ M 44,383 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
June 1, 2015 LAZ A 2,624 · · 44,383 Direct +6.28% Acquired (price as of 2026-10-02)
Nov. 17, 2014 LAZ A 598 · · 41,759 Direct +1.45% Acquired (price as of 2026-10-02)
Aug. 15, 2014 LAZ A 582 · · 41,161 Direct +1.43% Acquired (price as of 2026-10-02)
June 2, 2014 LAZ A 2,887 · · 40,579 Direct +7.66% Acquired (price as of 2026-10-02)
May 15, 2014 LAZ A 604 · · 37,692 Direct +1.63% Acquired (price as of 2026-10-02)
Feb. 18, 2014 LAZ A 673 · · 37,088 Direct +1.85% Acquired (price as of 2026-10-02)
Nov. 15, 2013 LAZ A 733 · · 36,415 Direct +2.05% Acquired (price as of 2026-10-02)
Aug. 15, 2013 LAZ A 826 · · 35,682 Direct +2.37% Acquired (price as of 2026-10-02)
June 3, 2013 LAZ A 4,302 · · 34,856 Direct +14.08% Acquired (price as of 2026-10-02)
May 15, 2013 LAZ A 854 · · 30,554 Direct +2.88% Acquired (price as of 2026-10-02)
Feb. 15, 2013 LAZ A 793 · · 29,700 Direct +2.74% Acquired (price as of 2026-10-02)
Nov. 15, 2012 LAZ A 1,091 · · 28,907 Direct +3.92% Acquired (price as of 2026-10-02)
Aug. 15, 2012 LAZ A 1,043 · · 27,816 Direct +3.90% Acquired (price as of 2026-10-02)
June 1, 2012 LAZ A 6,401 · · 26,773 Direct +31.42% Acquired (price as of 2026-10-02)
May 15, 2012 LAZ A 1,239 · · 20,372 Direct +6.48% Acquired (price as of 2026-10-02)
Feb. 15, 2012 LAZ A 1,069 · · 19,133 Direct +5.92% Acquired (price as of 2026-10-02)
Nov. 15, 2011 LAZ A 1,193 · · 18,064 Direct +7.07% Acquired (price as of 2026-10-02)
Aug. 15, 2011 LAZ A 1,030 · · 16,871 Direct +6.50% Acquired (price as of 2026-10-02)
June 1, 2011 LAZ A 3,915 · · 15,841 Direct +32.83% Acquired (price as of 2026-10-02)
May 13, 2011 LAZ A 740 · · 11,926 Direct +6.62% Acquired (price as of 2026-10-02)
Feb. 15, 2011 LAZ A 532 · · 11,186 Direct +4.99% Acquired (price as of 2026-10-02)
Nov. 15, 2010 LAZ A 650 · · 10,654 Direct +6.50% Acquired (price as of 2026-10-02)
Aug. 13, 2010 LAZ A 763 · · 10,004 Direct +8.26% Acquired (price as of 2026-10-02)
June 1, 2010 LAZ A 3,860 · · 9,241 Direct +71.73% Acquired (price as of 2026-10-02)
May 14, 2010 LAZ A 692 · · 5,381 Direct +14.76% Acquired (price as of 2026-10-02)
Feb. 12, 2010 LAZ A 674 · · 4,689 Direct +16.79% Acquired (price as of 2026-10-02)
Nov. 13, 2009 LAZ A 612 · · 4,015 Direct +17.98% Acquired (price as of 2026-10-02)
Aug. 14, 2009 LAZ A 135 · · 3,403 Direct +4.13% Acquired (price as of 2026-10-02)
July 28, 2009 LAZ A 3,268 · · 3,268 Direct · Acquired (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
April 20, 2016 LAZ Deferred Stock Units Class A Common Stock (44,383) · · 44,383 Disposed
June 1, 2015 LAZ Deferred Stock Units [F1] Class A common stock (2,624) · · 2,624 Acquired
Nov. 17, 2014 LAZ Deferred Stock Units [F1] Class A common stock (598) · · 598 Acquired
Aug. 15, 2014 LAZ Deferred Stock Units [F1] Class A common stock (582) · · 582 Acquired
June 2, 2014 LAZ Deferred Stock Units [F1] Class A common stock (2,887) · · 2,887 Acquired
May 15, 2014 LAZ Deferred Stock Units [F1] Class A common stock (604) · · 604 Acquired
Feb. 18, 2014 LAZ Deferred Stock Units [F1] Class A common stock (673) · · 673 Acquired
Nov. 15, 2013 LAZ Deferred Stock Units [F1] Class A common stock (733) · · 733 Acquired
Aug. 15, 2013 LAZ Deferred Stock Units [F1] Class A Common Stock (826) · · 826 Acquired
June 3, 2013 LAZ Deferred Stock Units [F1] Class A Common Stock (4,302) · · 4,302 Acquired
May 15, 2013 LAZ Deferred Stock Units [F1] Class A Common Stock (854) · · 854 Acquired
Feb. 15, 2013 LAZ Deferred Stock Units [F1] Class A Common Stock (793) · · 793 Acquired
Nov. 15, 2012 LAZ Deferred Stock Units [F1] Class A Common Stock (1,091) · · 1,091 Acquired
Aug. 15, 2012 LAZ Deferred Stock Units [F1] Class A common stock (1,043) · · 1,043 Acquired
June 1, 2012 LAZ Deferred Stock Units [F1] Class A common stock (6,401) · · 6,401 Acquired
May 15, 2012 LAZ Deferred Stock Units [F1] Class A common stock (1,239) · · 1,239 Acquired
Feb. 15, 2012 LAZ Deferred Stock Units [F1] Class A common stock (1,069) · · 1,069 Acquired
Nov. 15, 2011 LAZ Deferred Stock Units [F1] Class A common stock (1,193) · · 1,193 Acquired
Aug. 15, 2011 LAZ Deferred Stock Units [F1] Class A common stock (1,030) · · 1,030 Acquired
June 1, 2011 LAZ Deferred Stock Units [F1] Class A common stock (3,915) · · 3,915 Acquired
May 13, 2011 LAZ Deferred Stock Units [F1] Class A common stock (740) · · 740 Acquired
Feb. 15, 2011 LAZ Deferred Stock Units [F1] Class A common stock (532) · · 532 Acquired
Nov. 15, 2010 LAZ Deferred Stock Units [F1] Class A common stock (650) · · 650 Acquired
Aug. 13, 2010 LAZ Deferred Stock Units [F1] Class A common stock (763) · · 763 Acquired
June 1, 2010 LAZ Deferred Stock Units [F1] Class A common stock (3,860) · · 3,860 Acquired
May 14, 2010 LAZ Deferred Stock Units [F1] Class A common stock (692) · · 692 Acquired
Feb. 12, 2010 LAZ Deferred Stock Units [F1] Class A common stock (674) · · 674 Acquired
Nov. 13, 2009 LAZ Deferred Stock Units [F1] Class A common stock (612) · · 612 Acquired
Aug. 14, 2009 LAZ Deferred Stock Units [F1] Class A common stock (135) · · 135 Acquired
July 28, 2009 LAZ Deferred Stock Units [F1] Class A common stock (3,268) · · 3,268 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).