Lawrence Neal

Insider

First SEC filing: May 7, 2014 · Latest: May 7, 2014

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

SPGI selling Aug. 5, 2015

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 22 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

22 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Aug. 5, 2015	SPGI	S	930	$101.51	$94,404	18,277 Direct	-4.84%	Disposed	351.5% (price as of 2026-08-21)
June 26, 2015	SPGI	S	1,043	$103.65	$108,107	19,207 Direct	-5.15%	Disposed	342.2% (price as of 2026-08-21)
June 24, 2015	SPGI	M	2,539	—	—	5,157 Direct	-32.99%	Disposed	(price as of 2026-08-21)
June 24, 2015	SPGI	M	2,746	—	—	2,830 Direct	-49.25%	Disposed	(price as of 2026-08-21)
June 24, 2015	SPGI	F	1,901	$103.95	$197,609	20,250 Direct	-8.58%	Disposed	340.9% (price as of 2026-08-21)
June 24, 2015	SPGI	F	1,362	$103.95	$141,580	22,151 Direct	-5.79%	Disposed	340.9% (price as of 2026-08-21)
June 24, 2015	SPGI	F	670	$103.95	$69,646	23,513 Direct	-2.77%	Disposed	340.9% (price as of 2026-08-21)
June 24, 2015	SPGI	F	309	$103.95	$32,121	24,183 Direct	-1.26%	Disposed	340.9% (price as of 2026-08-21)
June 24, 2015	SPGI	M	2,539	$77.81	$197,560	24,492 Direct	+11.57%	Acquired	489.1% (price as of 2026-08-21)
June 24, 2015	SPGI	M	2,746	$51.55	$141,556	21,953 Direct	+14.30%	Acquired	789.2% (price as of 2026-08-21)
April 1, 2015	SPGI	A	1,859	—	—	1,859 Direct	—	Acquired	(price as of 2026-08-21)
March 20, 2015	SPGI	S	4,372	$108.63	$474,930	19,207 Direct	-18.54%	Disposed	321.9% (price as of 2026-08-21)
March 16, 2015	SPGI	M	2,062	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 16, 2015	SPGI	M	2,746	—	—	5,576 Direct	-33.00%	Disposed	(price as of 2026-08-21)
March 16, 2015	SPGI	M	9,688	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 16, 2015	SPGI	F	3,424	$105.87	$362,499	23,579 Direct	-12.68%	Disposed	332.9% (price as of 2026-08-21)
March 16, 2015	SPGI	F	3,070	$105.87	$325,021	27,003 Direct	-10.21%	Disposed	332.9% (price as of 2026-08-21)
March 16, 2015	SPGI	F	1,338	$105.87	$141,654	30,073 Direct	-4.26%	Disposed	332.9% (price as of 2026-08-21)
March 16, 2015	SPGI	F	1,160	$105.87	$122,809	31,411 Direct	-3.56%	Disposed	332.9% (price as of 2026-08-21)
March 16, 2015	SPGI	F	691	$105.87	$73,156	32,571 Direct	-2.08%	Disposed	332.9% (price as of 2026-08-21)
March 16, 2015	SPGI	F	443	$105.87	$46,900	33,262 Direct	-1.31%	Disposed	332.9% (price as of 2026-08-21)
March 16, 2015	SPGI	M	2,062	$59.51	$122,710	33,705 Direct	+6.52%	Acquired	670.2% (price as of 2026-08-21)
March 16, 2015	SPGI	M	2,746	$51.55	$141,556	31,643 Direct	+9.50%	Acquired	789.2% (price as of 2026-08-21)
March 16, 2015	SPGI	M	9,688	$37.41	$362,428	28,897 Direct	+50.43%	Acquired	1125.2% (price as of 2026-08-21)
Feb. 19, 2015	SPGI	S	2,990	$105.04	$314,070	19,209 Direct	-13.47%	Disposed	336.4% (price as of 2026-08-21)
Feb. 18, 2015	SPGI	S	3,000	$104.83	$314,490	22,199 Direct	-11.91%	Disposed	337.2% (price as of 2026-08-21)
Jan. 7, 2015	SPGI	F	6,599	—	—	25,199 Direct	-20.75%	Disposed	(price as of 2026-08-21)
June 12, 2014	SPGI	S	1,000	$84.42	$84,420	31,798 Direct	-3.05%	Disposed	443.0% (price as of 2026-08-21)
May 12, 2014	SPGI	S	1,000	$79.29	$79,290	32,798 Direct	-2.96%	Disposed	478.1% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 24, 2015	SPGI	Options (Right to Buy)	Common Stock (2,539)	$77.81	March 31, 2024	2,539	Disposed
June 24, 2015	SPGI	Options (Right to Buy)	Common Stock (2,746)	$51.55	March 31, 2023	2,746	Disposed
April 1, 2015	SPGI	Restricted Stock Units	Common Stock (1,859)	—	—	1,859	Acquired
March 16, 2015	SPGI	Options (Right to Buy)	Common Stock (2,062)	$59.51	April 1, 2017	2,062	Disposed
March 16, 2015	SPGI	Options (Right to Buy)	Common Stock (2,746)	$51.55	March 31, 2023	2,746	Disposed
March 16, 2015	SPGI	Options (Right to Buy)	Common Stock (9,688)	$37.41	March 31, 2021	9,688	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 7, 2014	SPGI	Common Stock	33,798	Direct
May 7, 2014	SPGI	Options (Right to Buy)→ Common Stock (9,688)	9,688	Direct
May 7, 2014	SPGI	Options (Right to Buy)→ Common Stock (8,322)	8,322	Direct
May 7, 2014	SPGI	Options (Right to Buy)→ Common Stock (2,062)	2,062	Direct
May 7, 2014	SPGI	Options (Right to Buy)→ Common Stock (7,696)	7,696	Direct