LEHMAN BROTHERS HOLDINGS INC

CIK 806085 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 15, 2012 · Latest: Feb. 15, 2012

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LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 13 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

13 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 28, 2013 AVB S 7,870,000 $136.67 $1,075,592,900 7,019,706 Indirect -52.86% Disposed
Feb. 14, 2012 806085 S 4,889,997 $10.02 $48,997,770 0 Direct -100.00% Disposed
Feb. 6, 2012 806085 S 250,000 $8.29 $2,072,500 803,570 Indirect -23.73% Disposed
May 13, 2011 806085 S 2,549,124 $11.16 $28,448,224 5,017,507 Indirect -33.69% Disposed
March 11, 2010 806085 S 4,200,000 $10.57 $44,394,000 4,718,999 Indirect -47.09% Disposed
Sept. 22, 2008 806085 S 12,100 $13.72 $166,012 1,192,700 Indirect -1.00% Disposed
Sept. 11, 2008 806085 S 2,470,992 $11.59 $28,638,797 4,975,306 Indirect -33.18% Disposed
Sept. 5, 2008 1365790 P 692 $8.00 $5,536 33,760,232 Indirect 0.00% Acquired
Aug. 13, 2008 806085 P 921,053 — — 921,053 Indirect — Acquired
Aug. 13, 2008 806085 P 3,684,211 $0.95 $3,500,000 12,105,311 Indirect +43.75% Acquired
July 3, 2008 806085 S 1,450,000 $23.90 $34,655,000 11,189,231 Indirect -11.47% Disposed
July 3, 2008 806085 S 2,050,000 $23.90 $48,995,000 12,639,231 Indirect -13.96% Disposed
June 11, 2008 806085 S 588,000 $11.95 $7,026,600 4,545,532 Indirect -11.45% Disposed
June 10, 2008 806085 S 162,000 $11.99 $1,942,380 5,133,532 Indirect -3.06% Disposed
June 10, 2008 806085 S 1,000,000 $12.19 $12,190,000 5,295,532 Indirect -15.88% Disposed
May 29, 2008 806085 S 8,933,747 $0.13 $1,161,387 0 Indirect -100.00% Disposed
May 21, 2008 1365790 P 30,900 $8.45 $261,105 33,759,540 Indirect +0.09% Acquired
May 20, 2008 1365790 P 2,000 $8.15 $16,300 33,728,640 Indirect +0.01% Acquired
May 20, 2008 1365790 P 60,400 $8.19 $494,676 33,726,640 Indirect +0.18% Acquired
May 20, 2008 1365790 P 1,100 $8.17 $8,987 33,666,240 Indirect 0.00% Acquired
April 30, 2008 806085 S 565 $0.14 $79 8,933,747 Indirect -0.01% Disposed
April 29, 2008 806085 P 924 $0.12 $111 8,935,236 Indirect +0.01% Acquired
April 16, 2008 806085 P 200 $6.00 $1,200 6,295,532 Indirect 0.00% Acquired
April 14, 2008 806085 P 50 $23.36 $1,168 14,687,578 Indirect 0.00% Acquired
April 14, 2008 806085 S 200 $6.07 $1,214 6,295,332 Indirect 0.00% Disposed
April 2, 2008 806085 P 1,000,000 — — 1,000,000 Indirect — Acquired
April 2, 2008 806085 P 2,000,000 $1.00 $2,000,000 8,428,560 Indirect +31.11% Acquired
March 20, 2008 806085 P 18,271 $0.10 $1,827 8,952,583 Indirect +0.20% Acquired
Feb. 26, 2008 806085 P 100 $22.87 $2,287 14,687,528 Indirect 0.00% Acquired
Feb. 26, 2008 806085 P 200 $22.86 $4,572 14,687,428 Indirect 0.00% Acquired
Jan. 11, 2008 806085 S 700 $18.18 $12,726 7,453,698 Indirect -0.01% Disposed
Jan. 11, 2008 806085 S 300 $18.17 $5,451 7,454,398 Indirect 0.00% Disposed
Jan. 11, 2008 806085 S 400 $18.16 $7,264 7,454,698 Indirect -0.01% Disposed
Jan. 11, 2008 806085 S 500 $18.15 $9,075 7,455,098 Indirect -0.01% Disposed
Jan. 11, 2008 806085 S 300 $18.14 $5,442 7,455,589 Indirect 0.00% Disposed
Jan. 11, 2008 806085 S 400 $18.12 $7,248 7,455,898 Indirect -0.01% Disposed
Jan. 11, 2008 806085 S 800 $18.11 $14,488 7,456,298 Indirect -0.01% Disposed
Jan. 11, 2008 806085 S 200 $18.10 $3,620 7,457,098 Indirect 0.00% Disposed
Jan. 11, 2008 806085 S 500 $18.08 $9,040 7,457,298 Indirect -0.01% Disposed
Jan. 11, 2008 806085 S 300 $18.08 $5,424 7,457,798 Indirect 0.00% Disposed
Jan. 11, 2008 806085 S 200 $18.07 $3,614 7,458,098 Indirect 0.00% Disposed
Jan. 11, 2008 806085 S 600 $18.07 $10,842 7,458,298 Indirect -0.01% Disposed
Jan. 11, 2008 806085 S 200 $18.07 $3,614 7,458,898 Indirect 0.00% Disposed
Jan. 11, 2008 806085 S 200 $18.07 $3,614 7,459,098 Indirect 0.00% Disposed
Jan. 11, 2008 806085 S 1,000 $18.06 $18,060 7,459,298 Indirect -0.01% Disposed
Jan. 11, 2008 806085 S 400 $18.06 $7,224 7,460,298 Indirect -0.01% Disposed
Jan. 11, 2008 806085 S 200 $18.05 $3,610 7,460,698 Indirect 0.00% Disposed
Jan. 11, 2008 806085 S 1,300 $18.05 $23,465 7,460,898 Indirect -0.02% Disposed
Jan. 11, 2008 806085 S 100 $18.04 $1,804 7,462,198 Indirect 0.00% Disposed
Jan. 11, 2008 806085 S 800 $18.03 $14,424 7,462,298 Indirect -0.01% Disposed
Jan. 11, 2008 806085 S 300 $18.02 $5,406 7,463,098 Indirect 0.00% Disposed
Jan. 11, 2008 806085 S 500 $18.01 $9,005 7,463,398 Indirect -0.01% Disposed
Jan. 11, 2008 806085 S 100 $18.00 $1,800 7,463,898 Indirect 0.00% Disposed
Jan. 11, 2008 806085 S 400 $18.00 $7,200 7,463,998 Indirect -0.01% Disposed
Jan. 11, 2008 806085 S 100 $18.00 $1,800 7,464,398 Indirect 0.00% Disposed
Jan. 11, 2008 806085 S 1,300 $18.00 $23,400 7,464,498 Indirect -0.02% Disposed
Jan. 11, 2008 806085 S 100 $17.99 $1,799 7,465,798 Indirect 0.00% Disposed
Jan. 11, 2008 806085 S 200 $17.99 $3,598 7,465,898 Indirect 0.00% Disposed
Jan. 11, 2008 806085 S 400 $17.98 $7,192 7,466,098 Indirect -0.01% Disposed
Jan. 11, 2008 806085 S 300 $17.98 $5,394 7,466,498 Indirect 0.00% Disposed
Jan. 11, 2008 806085 S 100 $18.40 $1,840 7,446,298 Indirect 0.00% Disposed
Jan. 11, 2008 806085 S 200 $18.38 $3,676 7,446,398 Indirect 0.00% Disposed
Jan. 11, 2008 806085 S 200 $18.36 $3,672 7,446,598 Indirect 0.00% Disposed
Jan. 11, 2008 806085 S 400 $18.35 $7,340 7,446,798 Indirect -0.01% Disposed
Jan. 11, 2008 806085 S 100 $18.33 $1,833 7,447,198 Indirect 0.00% Disposed
Jan. 11, 2008 806085 S 300 $18.31 $5,493 7,447,298 Indirect 0.00% Disposed
Jan. 11, 2008 806085 S 100 $18.30 $1,830 7,447,598 Indirect 0.00% Disposed
Jan. 11, 2008 806085 S 700 $18.27 $12,789 7,447,698 Indirect -0.01% Disposed
Jan. 11, 2008 806085 S 1,800 $18.24 $32,832 7,448,398 Indirect -0.02% Disposed
Jan. 11, 2008 806085 S 1,000 $18.23 $18,230 7,450,198 Indirect -0.01% Disposed
Jan. 11, 2008 806085 S 600 $18.22 $10,932 7,451,198 Indirect -0.01% Disposed
Jan. 11, 2008 806085 S 100 $18.21 $1,821 7,451,798 Indirect 0.00% Disposed
Jan. 11, 2008 806085 S 500 $18.20 $9,100 7,451,898 Indirect -0.01% Disposed
Jan. 11, 2008 806085 S 1,300 $18.19 $23,647 7,452,398 Indirect -0.02% Disposed
Jan. 11, 2008 806085 S 200 $17.93 $3,586 7,474,298 Indirect 0.00% Disposed
Jan. 11, 2008 806085 S 1,600 $17.98 $28,768 7,466,798 Indirect -0.02% Disposed
Jan. 11, 2008 806085 S 800 $17.98 $14,384 7,468,398 Indirect -0.01% Disposed
Jan. 11, 2008 806085 S 900 $17.97 $16,173 7,469,198 Indirect -0.01% Disposed
Jan. 11, 2008 806085 S 200 $17.97 $3,594 7,470,098 Indirect 0.00% Disposed
Jan. 11, 2008 806085 S 2,300 $17.96 $41,308 7,470,298 Indirect -0.03% Disposed
Jan. 11, 2008 806085 S 1,000 $17.96 $17,960 7,472,598 Indirect -0.01% Disposed
Jan. 11, 2008 806085 S 100 $17.96 $1,796 7,473,598 Indirect 0.00% Disposed
Jan. 11, 2008 806085 S 100 $17.95 $1,795 7,473,698 Indirect 0.00% Disposed
Jan. 11, 2008 806085 S 200 $17.94 $3,588 7,473,798 Indirect 0.00% Disposed
Jan. 11, 2008 806085 S 300 $17.94 $5,382 7,473,998 Indirect 0.00% Disposed
Dec. 21, 2007 806085 P 565 $0.76 $429 8,934,742 Indirect +0.01% Acquired
Aug. 29, 2007 806085 P 400 $13.68 $5,472 7,568,152 Indirect +0.01% Acquired

Showing latest 100 of 633 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 6, 2012 806085 Warrants (right to buy Common Stock) Common Stock — April 1, 2013 0 Acquired
Jan. 31, 2012 806085 Units of FXCM Holdings LLC Class A Common Stock (4,889,997) — — 4,889,997 Disposed
Aug. 13, 2008 806085 Warrants (right to buy Common Stock) Common Stock [F1] (921,053) $1.25 Aug. 12, 2013 921,053 Acquired
April 2, 2008 806085 Warrants (right to buy Common Stock) Common Stock (1,000,000) $1.20 April 1, 2013 1,000,000 Acquired
Feb. 16, 2008 806085 Senior Subordinated Series C Units Common Units (1,496,790) — — 1,496,790 Disposed
Feb. 16, 2008 806085 Senior Subordinated Series C Units Common Units (1,496,790) — — 1,496,790 Disposed
Oct. 19, 2007 806085 Put Option (Obligation to Buy) Ordinary Shares (939,700) $5.00 Oct. 19, 2007 9,397 Disposed
Oct. 12, 2007 806085 Class F Units Common Units (722,404) — — 722,404 Disposed
Oct. 10, 2007 806085 Put Option (Obligation to Buy) Ordinary Shares (1,800) $5.00 Oct. 19, 2007 18 Disposed
Sept. 26, 2007 806085 Put Option (Obligation to Buy) Ordinary Shares (2,000) $5.00 Oct. 19, 2007 20 Disposed
Sept. 4, 2007 806085 Warrants Common Stock (2,000,000) $5.00 Oct. 19, 2009 2,000,000 Disposed
Aug. 3, 2007 806085 4.0% Convertible Senior Notes due 07/15/2024 Common Stock (126,083) $12.69 July 15, 2024 — Disposed
July 9, 2007 806085 Series H Convertible Preferred Stock Common Stock (1,424,409) — — 1,424,409 Disposed
July 9, 2007 806085 Series G Convertible Preferred Stock Common Stock (607,424) — — 607,424 Disposed
July 9, 2007 806085 Series F Convertible Preferred Stock Common Stock (3,742,046) — — 3,742,046 Disposed
July 9, 2007 806085 Series E Convertible Preferred Stock Common Stock (1,600,851) — — 1,600,851 Disposed
June 12, 2007 806085 Warrants Common Stock [F1] (515,821) $1.05 June 12, 2012 515,821 Acquired
May 31, 2005 806085 Common Stock Warrants (right to buy) Common Stock (1,000,000) $0.01 March 2, 2013 1,000,000 Disposed
March 30, 2005 806085 Series B Convertible Preferred Stock Common Stock (400,000) — Dec. 31, 2007 2,640 Disposed
March 21, 2005 806085 Subordinated Units Representing Limited Partner Interests Common Units Representing Limited Partner Interests (2,027,002) — — 2,027,002 Disposed
March 21, 2005 806085 Subordinated Units Representing Limited Partner Interests Common Units Representing Limited Partner Interests (1,013,501) — — 1,013,501 Disposed
March 21, 2005 806085 Subordinated Units Representing Limited Partner Interests Common Units Representing Limited Partner Interests (1,013,501) — — 1,013,501 Disposed
March 3, 2005 806085 Subordinated Units Representing Limited Partner Interests Common Units Representing Limited Partner Interests (5,232,500) — — 5,232,500 Acquired
March 3, 2005 806085 Subordinated Units Representing Limited Partner Interests Common Units Representing Limited Partner Interests (2,616,250) — — 2,616,250 Acquired
March 3, 2005 806085 Subordinated Units Representing Limited Partner Interests Common Units Representing Limited Partner Interests (2,616,250) — — 2,616,250 Acquired
Aug. 9, 2004 806085 See footnote [F1] Common Stock, par value $.01 (1,971,270) $0.00 March 2, 2013 29,569 Disposed
Aug. 9, 2004 806085 See footnote [F1] Common Stock, par value $.01 (1,881,354) $0.00 March 2, 2013 28,220 Disposed
March 15, 2004 806085 See footnote [F1] See footnote [F2] $0.00 March 15, 2013 3,024 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).