LEHMAN BROTHERS HOLDINGS INC
Insider
First SEC filing: Feb. 15, 2012 · Latest: Feb. 15, 2012
Institution
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 28, 2013 | AVB | S | 7,870,000 | $136.67 | $1,075,592,900 | 7,019,706 Indirect | -52.86% | Disposed | |
| Feb. 14, 2012 | 1499912 | S | 4,889,997 | $10.02 | $48,997,770 | 0 Direct | -100.00% | Disposed | |
| Feb. 6, 2012 | 892160 | S | 250,000 | $8.29 | $2,072,500 | 803,570 Indirect | -23.73% | Disposed | |
| Feb. 6, 2012 | 892160 | J | 0 | · | · | 325,893 Indirect | 0.00% | Acquired | |
| Jan. 31, 2012 | 1499912 | C | 4,889,997 | · | · | 4,889,997 Direct | · | Acquired | |
| Jan. 31, 2012 | 1499912 | J | 1 | · | · | 0 Direct | -100.00% | Disposed | |
| Jan. 31, 2012 | 1499912 | C | 4,889,997 | · | · | 0 Direct | -100.00% | Disposed | |
| May 13, 2011 | 1388133 | S | 2,549,124 | $11.16 | $28,448,224 | 5,017,507 Indirect | -33.69% | Disposed | |
| March 11, 2010 | 1001606 | S | 4,200,000 | $10.57 | $44,394,000 | 4,718,999 Indirect | -47.09% | Disposed | |
| Sept. 22, 2008 | 1384072 | S | 12,100 | $13.72 | $166,012 | 1,192,700 Indirect | -1.00% | Disposed | |
| Sept. 11, 2008 | 1364541 | S | 2,470,992 | $11.59 | $28,638,797 | 4,975,306 Indirect | -33.18% | Disposed | |
| Sept. 5, 2008 | 1365790 | P | 692 | $8.00 | $5,536 | 33,760,232 Indirect | 0.00% | Acquired | |
| Sept. 5, 2008 | 1365790 | J | 692 | · | · | 33,759,540 Indirect | 0.00% | Disposed | |
| Aug. 13, 2008 | 1251769 | P | 3,684,211 | $0.95 | $3,500,000 | 12,105,311 Indirect | +43.75% | Acquired | |
| Aug. 13, 2008 | 1251769 | P | 921,053 | · | · | 921,053 Indirect | · | Acquired | |
| July 3, 2008 | 1326428 | S | 2,050,000 | $23.90 | $48,995,000 | 12,639,231 Indirect | -13.96% | Disposed | |
| July 3, 2008 | 1326428 | S | 1,450,000 | $23.90 | $34,655,000 | 11,189,231 Indirect | -11.47% | Disposed | |
| June 11, 2008 | 1076481 | S | 588,000 | $11.95 | $7,026,600 | 4,545,532 Indirect | -11.45% | Disposed | |
| June 10, 2008 | 1076481 | S | 1,000,000 | $12.19 | $12,190,000 | 5,295,532 Indirect | -15.88% | Disposed | |
| June 10, 2008 | 1076481 | S | 162,000 | $11.99 | $1,942,380 | 5,133,532 Indirect | -3.06% | Disposed | |
| May 29, 2008 | 1064122 | S | 8,933,747 | $0.13 | $1,161,387 | 0 Indirect | -100.00% | Disposed | |
| May 21, 2008 | 1365790 | P | 30,900 | $8.45 | $261,105 | 33,759,540 Indirect | +0.09% | Acquired | |
| May 20, 2008 | 1365790 | P | 1,100 | $8.17 | $8,987 | 33,666,240 Indirect | 0.00% | Acquired | |
| May 20, 2008 | 1365790 | P | 60,400 | $8.19 | $494,676 | 33,726,640 Indirect | +0.18% | Acquired | |
| May 20, 2008 | 1365790 | P | 2,000 | $8.15 | $16,300 | 33,728,640 Indirect | +0.01% | Acquired | |
| May 9, 2008 | 1007228 | J | 2,239,051 | · | · | 0 Indirect | -100.00% | Disposed | |
| April 30, 2008 | 1064122 | S | 565 | $0.14 | $79 | 8,933,747 Indirect | -0.01% | Disposed | |
| April 29, 2008 | 1064122 | P | 924 | $0.12 | $111 | 8,935,236 Indirect | +0.01% | Acquired | |
| April 29, 2008 | 1064122 | J | 924 | · | · | 8,934,312 Indirect | -0.01% | Disposed | |
| April 16, 2008 | 1076481 | P | 200 | $6.00 | $1,200 | 6,295,532 Indirect | 0.00% | Acquired | |
| April 14, 2008 | 1326428 | P | 50 | $23.36 | $1,168 | 14,687,578 Indirect | 0.00% | Acquired | |
| April 14, 2008 | 1076481 | S | 200 | $6.07 | $1,214 | 6,295,332 Indirect | 0.00% | Disposed | |
| April 2, 2008 | 892160 | P | 2,000,000 | $1.00 | $2,000,000 | 8,428,560 Indirect | +31.11% | Acquired | |
| April 2, 2008 | 892160 | P | 1,000,000 | · | · | 1,000,000 Indirect | · | Acquired | |
| March 20, 2008 | 1064122 | P | 18,271 | $0.10 | $1,827 | 8,952,583 Indirect | +0.20% | Acquired | |
| March 20, 2008 | 1064122 | J | 18,271 | · | · | 8,934,312 Indirect | -0.20% | Disposed | |
| March 14, 2008 | 1064122 | J | 430 | · | · | 8,934,312 Indirect | 0.00% | Disposed | |
| Feb. 26, 2008 | 1326428 | P | 200 | $22.86 | $4,572 | 14,687,428 Indirect | 0.00% | Acquired | |
| Feb. 26, 2008 | 1326428 | P | 100 | $22.87 | $2,287 | 14,687,528 Indirect | 0.00% | Acquired | |
| Feb. 16, 2008 | 1179060 | C | 1,496,790 | · | · | 1,497,103 Indirect | +478207.67% | Acquired | |
| Feb. 16, 2008 | 1179060 | C | 1,496,790 | · | · | 0 Indirect | -100.00% | Disposed | |
| Feb. 16, 2008 | 1179060 | C | 1,496,790 | · | · | 1,497,103 Indirect | +478207.67% | Acquired | |
| Feb. 16, 2008 | 1179060 | C | 1,496,790 | · | · | 0 Indirect | -100.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 100 | $17.80 | $1,780 | 7,480,298 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 200 | $17.84 | $3,568 | 7,480,098 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 400 | $17.84 | $7,136 | 7,479,698 Indirect | -0.01% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 400 | $17.85 | $7,140 | 7,479,298 Indirect | -0.01% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 400 | $17.86 | $7,144 | 7,478,898 Indirect | -0.01% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 300 | $17.86 | $5,358 | 7,478,598 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 300 | $17.87 | $5,361 | 7,478,298 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 100 | $17.87 | $1,787 | 7,478,198 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 200 | $17.88 | $3,576 | 7,477,998 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 600 | $17.89 | $10,734 | 7,477,398 Indirect | -0.01% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 200 | $17.89 | $3,578 | 7,477,198 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 100 | $17.90 | $1,790 | 7,477,098 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 100 | $17.90 | $1,790 | 7,476,998 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 200 | $17.90 | $3,580 | 7,476,798 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 300 | $17.90 | $5,370 | 7,476,498 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 200 | $17.91 | $3,582 | 7,476,298 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 600 | $17.92 | $10,752 | 7,475,698 Indirect | -0.01% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 300 | $17.93 | $5,379 | 7,475,398 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 900 | $17.93 | $16,137 | 7,474,498 Indirect | -0.01% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 200 | $17.93 | $3,586 | 7,474,298 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 300 | $17.94 | $5,382 | 7,473,998 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 200 | $17.94 | $3,588 | 7,473,798 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 100 | $17.95 | $1,795 | 7,473,698 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 100 | $17.96 | $1,796 | 7,473,598 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 1,000 | $17.96 | $17,960 | 7,472,598 Indirect | -0.01% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 2,300 | $17.96 | $41,308 | 7,470,298 Indirect | -0.03% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 200 | $17.97 | $3,594 | 7,470,098 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 900 | $17.97 | $16,173 | 7,469,198 Indirect | -0.01% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 800 | $17.98 | $14,384 | 7,468,398 Indirect | -0.01% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 1,600 | $17.98 | $28,768 | 7,466,798 Indirect | -0.02% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 300 | $17.98 | $5,394 | 7,466,498 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 400 | $17.98 | $7,192 | 7,466,098 Indirect | -0.01% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 200 | $17.99 | $3,598 | 7,465,898 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 100 | $17.99 | $1,799 | 7,465,798 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 1,300 | $18.00 | $23,400 | 7,464,498 Indirect | -0.02% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 100 | $18.00 | $1,800 | 7,464,398 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 400 | $18.00 | $7,200 | 7,463,998 Indirect | -0.01% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 100 | $18.00 | $1,800 | 7,463,898 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 500 | $18.01 | $9,005 | 7,463,398 Indirect | -0.01% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 300 | $18.02 | $5,406 | 7,463,098 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 800 | $18.03 | $14,424 | 7,462,298 Indirect | -0.01% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 100 | $18.04 | $1,804 | 7,462,198 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 1,300 | $18.05 | $23,465 | 7,460,898 Indirect | -0.02% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 200 | $18.05 | $3,610 | 7,460,698 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 400 | $18.06 | $7,224 | 7,460,298 Indirect | -0.01% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 1,000 | $18.06 | $18,060 | 7,459,298 Indirect | -0.01% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 200 | $18.07 | $3,614 | 7,459,098 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 200 | $18.07 | $3,614 | 7,458,898 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 600 | $18.07 | $10,842 | 7,458,298 Indirect | -0.01% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 200 | $18.07 | $3,614 | 7,458,098 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 300 | $18.08 | $5,424 | 7,457,798 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 500 | $18.08 | $9,040 | 7,457,298 Indirect | -0.01% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 200 | $18.10 | $3,620 | 7,457,098 Indirect | 0.00% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 800 | $18.11 | $14,488 | 7,456,298 Indirect | -0.01% | Disposed | |
| Jan. 11, 2008 | 1364541 | S | 400 | $18.12 | $7,248 | 7,455,898 Indirect | -0.01% | Disposed | |
| Dec. 21, 2007 | 1064122 | P | 565 | $0.76 | $429 | 8,934,742 Indirect | +0.01% | Acquired | |
| Aug. 29, 2007 | 1388133 | P | 400 | $13.68 | $5,472 | 7,568,152 Indirect | +0.01% | Acquired |
Loaded 100 of 633 rows
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 6, 2012 | 892160 | Warrants (right to buy Common Stock) | Common Stock | · | April 1, 2013 | 0 | Acquired |
| Jan. 31, 2012 | 1499912 | Units of FXCM Holdings LLC | Class A Common Stock | · | · | 4,889,997 | Disposed |
| Aug. 13, 2008 | 1251769 | Warrants (right to buy Common Stock) | Common Stock [F1] | $1.25 | Aug. 12, 2013 | 921,053 | Acquired |
| April 2, 2008 | 892160 | Warrants (right to buy Common Stock) | Common Stock | $1.20 | April 1, 2013 | 1,000,000 | Acquired |
| Feb. 16, 2008 | 1179060 | Senior Subordinated Series C Units | Common Units | · | · | 1,496,790 | Disposed |
| Feb. 16, 2008 | 1179060 | Senior Subordinated Series C Units | Common Units | · | · | 1,496,790 | Disposed |
| Oct. 19, 2007 | 1064122 | Put Option (Obligation to Buy) | Ordinary Shares | $5.00 | Oct. 19, 2007 | 9,397 | Disposed |
| Oct. 12, 2007 | 1362705 | Class F Units | Common Units | · | · | 722,404 | Disposed |
| Oct. 10, 2007 | 1064122 | Put Option (Obligation to Buy) | Ordinary Shares | $5.00 | Oct. 19, 2007 | 18 | Disposed |
| Sept. 26, 2007 | 1064122 | Put Option (Obligation to Buy) | Ordinary Shares | $5.00 | Oct. 19, 2007 | 20 | Disposed |
| Sept. 4, 2007 | 1325460 | Warrants | Common Stock | $5.00 | Oct. 19, 2009 | 2,000,000 | Disposed |
| Aug. 3, 2007 | 893816 | 4.0% Convertible Senior Notes due 07/15/2024 | Common Stock | $12.69 | July 15, 2024 | · | Disposed |
| July 9, 2007 | 1388133 | Series E Convertible Preferred Stock | Common Stock | · | · | 1,600,851 | Disposed |
| July 9, 2007 | 1388133 | Series F Convertible Preferred Stock | Common Stock | · | · | 3,742,046 | Disposed |
| July 9, 2007 | 1388133 | Series G Convertible Preferred Stock | Common Stock | · | · | 607,424 | Disposed |
| July 9, 2007 | 1388133 | Series H Convertible Preferred Stock | Common Stock | · | · | 1,424,409 | Disposed |
| June 12, 2007 | 1251769 | Warrants | Common Stock [F1] | $1.05 | June 12, 2012 | 515,821 | Acquired |
| May 31, 2005 | 806085 | Common Stock Warrants (right to buy) | Common Stock | $0.01 | March 2, 2013 | 1,000,000 | Disposed |
| March 30, 2005 | 806085 | Series B Convertible Preferred Stock | Common Stock | · | Dec. 31, 2007 | 2,640 | Disposed |
| March 21, 2005 | 806085 | Subordinated Units Representing Limited Partner Interests | Common Units Representing Limited Partner Interests | · | · | 1,013,501 | Disposed |
| March 21, 2005 | 806085 | Subordinated Units Representing Limited Partner Interests | Common Units Representing Limited Partner Interests | · | · | 1,013,501 | Disposed |
| March 21, 2005 | 806085 | Subordinated Units Representing Limited Partner Interests | Common Units Representing Limited Partner Interests | · | · | 2,027,002 | Disposed |
| March 3, 2005 | 806085 | Subordinated Units Representing Limited Partner Interests | Common Units Representing Limited Partner Interests | · | · | 2,616,250 | Acquired |
| March 3, 2005 | 806085 | Subordinated Units Representing Limited Partner Interests | Common Units Representing Limited Partner Interests | · | · | 2,616,250 | Acquired |
| March 3, 2005 | 806085 | Subordinated Units Representing Limited Partner Interests | Common Units Representing Limited Partner Interests | · | · | 5,232,500 | Acquired |
| Aug. 9, 2004 | 806085 | See footnote [F1] | Common Stock, par value $.01 | $0.00 | March 2, 2013 | 29,569 | Disposed |
| Aug. 9, 2004 | 806085 | See footnote [F1] | Common Stock, par value $.01 | $0.00 | March 2, 2013 | 28,220 | Disposed |
| March 15, 2004 | 806085 | See footnote [F1] | See footnote [F2] | $0.00 | March 15, 2013 | 3,024 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Holdings reported on Form 4 10 reported holdings
Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.
| Date | Ticker | Security | Shares | Exercise price | Expiration | Ownership |
|---|---|---|---|---|---|---|
| April 10, 2006 | 1030749 | Common Stock, par value $0.01 | 0 | · | · | Indirect |
| March 10, 2006 | 1030749 | Common Stock, par value $0.01 | 2,473,090 | · | · | Indirect |
| June 14, 2005 | 806085 | Common Stcok, par value $0.01 | 2,833,090 | · | · | Indirect |
| June 10, 2005 | 806085 | Common Stock, par value $0.01 | 2,833,090 | · | · | Indirect |
| Feb. 8, 2005 | 806085 | Common Stock, par value $0.01 | 3,417,090 | · | · | Indirect |
| Jan. 25, 2005 | 806085 | Common Stock, par value $0.01 | 3,423,840 | · | · | Indirect |
| Jan. 13, 2005 | 806085 | Common Stock, par value $0.01 | 3,477,090 | · | · | Indirect |
| Sept. 17, 2004 | 806085 | Common Stock, par value $0.01 | 3,677,090 | · | · | Indirect |
| June 22, 2004 | 806085 | Common Stock, par value $0.01 | 3,842,424 | · | · | Indirect |
| May 18, 2004 | 806085 | Common Stock, par value $0.01 | 3,860,452 | · | · | Indirect |