Leo Y Au

CIK 1184618 · View on SEC EDGAR ↗

Insider

First SEC filing: July 3, 2007 · Latest: July 3, 2007

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 22 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

22 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 7, 2007 64782 S 800 $44.54 $35,632 7,129 Direct -10.09% Disposed
Jan. 26, 2006 64782 S 1,000 $36.90 $36,900 7,064 Direct -12.40% Disposed
Jan. 26, 2006 64782 S 800 $36.87 $29,496 8,064 Direct -9.03% Disposed
Jan. 26, 2006 64782 S 200 $36.85 $7,370 8,864 Direct -2.21% Disposed
Jan. 26, 2006 64782 S 700 $36.84 $25,788 9,064 Direct -7.17% Disposed
Jan. 26, 2006 64782 S 100 $36.83 $3,683 9,764 Direct -1.01% Disposed
Nov. 14, 2005 64782 S 200 $33.11 $6,622 6,521 Direct -2.98% Disposed
Nov. 14, 2005 64782 S 1,800 $33.10 $59,580 6,721 Direct -21.12% Disposed

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 1, 2007 64782 EMP OPT (Right to Buy) 03/13/2007 Common Stock (5,265) $40.68 March 12, 2017 5,265 Disposed
July 1, 2007 64782 EMP OPT-Right to Buy-Type NQ 12/05 Common Stock (3,641) $33.65 Dec. 18, 2015 3,641 Disposed
July 1, 2007 64782 EMP OPT-Right to Buy-Type 1 12/04 Common Stock (7,325) $30.65 Dec. 19, 2014 7,325 Disposed
July 1, 2007 64782 EMP OPT Right to Buy Type 1 12/03 Common Stock (9,035) $30.57 Dec. 14, 2013 9,035 Disposed
July 1, 2007 64782 EMP OPT (Right to Buy) Type 1 7/02 Common Stock (5,850) $24.46 July 18, 2012 5,850 Disposed
July 1, 2007 64782 EMP OPT (Right to Buy) Type 1 7/01 Common Stock (3,310) $38.50 July 19, 2011 3,310 Disposed
July 1, 2007 64782 EMP OPT (Right to Buy) Type 1 7/00 Common Stock (1,950) $40.25 July 20, 2010 1,950 Disposed
July 1, 2007 64782 EMP OPT (Right to Buy) Type 1 7/99 Common Stock (1,575) $35.25 July 22, 2009 1,575 Disposed
July 1, 2007 64782 EMP OPT (Right to Buy) Type 1 7/98 Common Stock (600) $34.41 July 23, 2008 600 Disposed
March 13, 2007 64782 Emp Opt-Right to Buy-Type NQ 03/07 Common Stock (5,265) $40.68 March 12, 2017 5,265 Acquired
Feb. 7, 2007 64782 EMP OPT (Right to Buy) Type I 7/97 Common Stock (800) $23.88 July 17, 2007 800 Disposed
Jan. 26, 2006 64782 EMP OPT Right to Buy 7/96 Type NQ Common Stock (2,800) $13.25 July 18, 2006 2,800 Disposed
Dec. 19, 2005 64782 EMP OPT Right to Buy - Type NQ - 12/05 Common Stock (3,641) $33.65 Dec. 19, 2015 3,641 Acquired
Nov. 14, 2005 64782 EMP OPT Right to Buy Type I 7/96 Common Stock (2,000) $13.25 July 18, 2006 2,000 Disposed
Dec. 20, 2004 64782 EMP OPT - Right to Buy - Type I 12/04 Common Stock (7,325) $30.65 Dec. 19, 2014 7,325 Acquired
Dec. 15, 2003 64782 EMP OPT-Right to Buy Type I 12/03 Common Stock (9,035) $30.57 Dec. 14, 2013 9,035 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).