Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 6 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Jan. 16, 2015 AWK M 751 · · 3,958 Direct +23.42% Acquired (price as of 2026-10-02)
Jan. 16, 2015 AWK A 846 · · 4,804 Direct +21.37% Acquired (price as of 2026-10-02)
Jan. 16, 2015 AWK F 635 $55.71 $35,376 4,169 Direct -13.22% Disposed 133.8% (price as of 2026-10-02)
Jan. 16, 2015 AWK A 322 · · 751 Direct +75.06% Acquired (price as of 2026-10-02)
Jan. 16, 2015 AWK M 751 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
Jan. 1, 2015 AWK F 80 $53.30 $4,264 3,207 Direct -2.43% Disposed 144.4% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Jan. 16, 2015 AWK Performance Stock Units Common Stock (322) · Dec. 31, 2014 322 Acquired
Jan. 16, 2015 AWK Performance Stock Units Common Stock (751) · Dec. 31, 2014 751 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
May 19, 2014 AWK Common Stock · Direct
May 19, 2014 AWK Performance Stock Unit→ Common Stock (429) 429 Direct
May 19, 2014 AWK Performance Stock Unit→ Common Stock (459) 459 Direct
May 19, 2014 AWK Performance Stock Unit→ Common Stock (403) 403 Direct
May 19, 2014 AWK Employee Stock Option (right to buy)→ Common Stock (5,512) 5,512 Direct
May 19, 2014 AWK Employee Stock Option (right to buy)→ Common Stock (4,674) 4,674 Direct
May 19, 2014 AWK Employee Stock Option (right to buy)→ Common Stock (3,932) 3,932 Direct
May 19, 2014 AWK Employee Stock Option (right to buy)→ Common Stock (2,077) 2,077 Direct
May 19, 2014 AWK Employee Stock Option (right to buy)→ Common Stock (2,349) 2,349 Direct