Leopold Swergold

Insider

First SEC filing: Sept. 24, 2009 · Latest: Feb. 5, 2018

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Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 44 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

44 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D
Dec. 2, 2019	SEM	S	25,000	$22.11	$552,750	197,815 Direct	-11.22%	Disposed
Nov. 29, 2019	SEM	S	25,000	$22.18	$554,500	222,815 Direct	-10.09%	Disposed
Oct. 29, 2019	SEM	A	505	$17.82	$8,999	247,815 Direct	+0.20%	Acquired
July 30, 2019	SEM	A	537	$16.77	$9,005	247,310 Direct	+0.22%	Acquired
July 30, 2019	SEM	A	10,000	—	—	246,773 Direct	+4.22%	Acquired
April 30, 2019	SEM	A	626	$14.37	$8,996	236,773 Direct	+0.27%	Acquired
Feb. 14, 2019	SEM	A	576	$15.63	$9,003	236,147 Direct	+0.24%	Acquired
Oct. 31, 2018	SEM	A	543	$16.58	$9,003	235,571 Direct	+0.23%	Acquired
July 31, 2018	SEM	A	433	$20.80	$9,006	235,028 Direct	+0.18%	Acquired
July 31, 2018	SEM	A	10,000	—	—	234,595 Direct	+4.45%	Acquired
May 1, 2018	SEM	A	497	$18.10	$8,996	224,595 Direct	+0.22%	Acquired
Feb. 14, 2018	SEM	A	544	$16.55	$9,003	224,098 Direct	+0.24%	Acquired
Nov. 1, 2017	SEM	A	484	$18.60	$9,002	228,554 Direct	+0.21%	Acquired
Aug. 2, 2017	SEM	A	570	$15.80	$9,006	228,070 Direct	+0.25%	Acquired
Aug. 2, 2017	SEM	A	10,000	—	—	227,500 Direct	+4.60%	Acquired
May 3, 2017	SEM	A	659	$13.65	$8,995	217,500 Direct	+0.30%	Acquired
Feb. 16, 2017	SEM	A	700	$12.85	$8,995	216,841 Direct	+0.32%	Acquired
Nov. 2, 2016	SEM	A	738	$12.20	$9,004	216,141 Direct	+0.34%	Acquired
Aug. 3, 2016	SEM	A	10,000	—	—	214,591 Direct	+4.89%	Acquired
Aug. 3, 2016	SEM	A	812	—	—	215,403 Direct	+0.38%	Acquired
April 25, 2016	SEM	A	684	—	—	204,591 Direct	+0.34%	Acquired
Feb. 23, 2016	SEM	A	1,064	—	—	203,907 Direct	+0.52%	Acquired
Oct. 28, 2015	SEM	A	836	—	—	202,843 Direct	+0.41%	Acquired
Aug. 5, 2015	SEM	A	623	—	—	202,007 Direct	+0.31%	Acquired
Aug. 5, 2015	SEM	A	10,000	—	—	201,384 Direct	+5.23%	Acquired
April 28, 2015	SEM	A	594	—	—	191,384 Direct	+0.31%	Acquired
Feb. 18, 2015	SEM	A	634	—	—	190,790 Direct	+0.33%	Acquired
Nov. 18, 2014	SEM	M	3,000	—	—	0 Direct	-100.00%	Disposed
Nov. 18, 2014	SEM	M	3,000	—	—	0 Direct	-100.00%	Disposed
Nov. 18, 2014	SEM	M	3,000	—	—	0 Direct	-100.00%	Disposed
Nov. 18, 2014	SEM	S	6,267	$13.75	$86,171	190,156 Direct	-3.19%	Disposed
Nov. 18, 2014	SEM	M	3,000	$10.00	$30,000	196,423 Direct	+1.55%	Acquired
Nov. 18, 2014	SEM	M	3,000	$10.00	$30,000	193,423 Direct	+1.58%	Acquired
Nov. 18, 2014	SEM	M	3,000	$8.33	$24,990	190,423 Direct	+1.60%	Acquired
Oct. 29, 2014	SEM	A	694	—	—	187,423 Direct	+0.37%	Acquired
Aug. 6, 2014	SEM	A	571	—	—	186,729 Direct	+0.31%	Acquired
Aug. 6, 2014	SEM	A	10,000	—	—	186,158 Direct	+5.68%	Acquired
Aug. 7, 2013	SEM	A	7,500	—	—	176,158 Direct	+4.45%	Acquired
Nov. 27, 2012	SEM	M	3,000	—	—	0 Direct	-100.00%	Disposed
Nov. 27, 2012	SEM	M	6,000	—	—	0 Direct	-100.00%	Disposed
Nov. 27, 2012	SEM	S	4,150	$11.04	$45,816	168,658 Direct	-2.40%	Disposed
Nov. 27, 2012	SEM	M	3,000	$8.33	$24,990	172,808 Direct	+1.77%	Acquired
Nov. 27, 2012	SEM	M	6,000	$3.33	$19,980	169,808 Direct	+3.66%	Acquired
Aug. 7, 2012	SEM	A	7,500	—	—	163,808 Direct	+4.80%	Acquired
Aug. 3, 2011	SEM	A	5,000	—	—	156,308 Direct	+3.30%	Acquired
Aug. 11, 2010	SEM	A	5,000	—	—	151,308 Direct	+3.42%	Acquired
Sept. 30, 2009	SEM	C	86,308	—	—	146,308 Direct	+143.85%	Acquired
Sept. 30, 2009	SEM	C	29,740	—	—	0 Direct	-100.00%	Disposed

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 18, 2014	SEM	Non-Qualified Stock Option (right to buy)	Common Stock (3,000)	$10.00	Aug. 11, 2019	3,000	Disposed
Nov. 18, 2014	SEM	Non-Qualified Stock Option (right to buy)	Common Stock (3,000)	$10.00	Aug. 19, 2018	3,000	Disposed
Nov. 18, 2014	SEM	Non-Qualified Stock Option (right to buy)	Common Stock (3,000)	$8.33	Aug. 14, 2017	3,000	Disposed
Nov. 27, 2012	SEM	Non-Qualified Stock Option (right to buy)	Common Stock (3,000)	$8.33	Nov. 8, 2016	3,000	Disposed
Nov. 27, 2012	SEM	Non-Qualified Stock Option (right to buy)	Common Stock (6,000)	$3.33	Aug. 9, 2015	6,000	Disposed
Sept. 30, 2009	SEM	Participating Preferred Stock	Common Stock (86,308)	—	—	29,740	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Sept. 24, 2009	SEM	Common Stock	60,000	Direct
Sept. 24, 2009	SEM	Non-Qualified Stock Option (right to buy)→ Common Stock (6,000)	6,000	Direct
Sept. 24, 2009	SEM	Non-Qualified Stock Option (right to buy)→ Common Stock (3,000)	3,000	Direct
Sept. 24, 2009	SEM	Non-Qualified Stock Option (right to buy)→ Common Stock (3,000)	3,000	Direct
Sept. 24, 2009	SEM	Non-Qualified Stock Option (right to buy)→ Common Stock (3,000)	3,000	Direct
Sept. 24, 2009	SEM	Non-Qualified Stock Option (right to buy)→ Common Stock (3,000)	3,000	Direct
Sept. 24, 2009	SEM	Participating Preferred Stock→ Common Stock	—	Direct