Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 27 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Aug. 14, 2013 HLIT M 8,650 · · 0 Direct -100.00% Disposed (price as of 2026-10-06)
Aug. 14, 2013 HLIT M 8,650 · · 102,387 Direct +9.23% Acquired (price as of 2026-10-06)
May 30, 2013 HLIT M 10,000 $3.96 $39,600 0 Direct -100.00% Disposed 183.3% (price as of 2026-10-06)
May 30, 2013 HLIT M 10,000 $3.96 $39,600 93,737 Direct +11.94% Acquired 183.3% (price as of 2026-10-06)
March 15, 2013 HLIT A 19,031 · · 19,031 Direct · Acquired (price as of 2026-10-06)
March 13, 2013 HLIT M 10,000 $3.89 $38,900 0 Direct -100.00% Disposed 188.4% (price as of 2026-10-06)
March 13, 2013 HLIT M 10,000 $3.89 $38,900 83,737 Direct +13.56% Acquired 188.4% (price as of 2026-10-06)
Feb. 15, 2013 HLIT M 25,943 · · 0 Direct -100.00% Disposed (price as of 2026-10-06)
Feb. 15, 2013 HLIT M 25,943 · · 73,737 Direct +54.28% Acquired (price as of 2026-10-06)
July 30, 2012 HLIT A 25,943 · · 25,943 Direct · Acquired (price as of 2026-10-06)
Feb. 15, 2012 HLIT M 10,835 · · 0 Direct -100.00% Disposed (price as of 2026-10-06)
Feb. 15, 2012 HLIT A 10,835 · · 47,794 Direct +29.32% Acquired (price as of 2026-10-06)
March 4, 2011 HLIT A 10,835 · · 10,835 Direct · Acquired (price as of 2026-10-06)
Feb. 15, 2011 HLIT A 12,481 · · 36,959 Direct +50.99% Acquired (price as of 2026-10-06)
Feb. 15, 2011 HLIT M 12,481 · · 0 Direct -100.00% Disposed (price as of 2026-10-06)
June 9, 2010 HLIT A 12,481 · · 12,481 Direct · Acquired (price as of 2026-10-06)
Nov. 18, 2009 LTRX A 140,292 · · 140,292 Direct · Acquired (price as of 2026-10-06)
March 10, 2009 HLIT A 14,209 · · 24,478 Direct +138.37% Acquired (price as of 2026-10-06)
Nov. 19, 2008 LTRX A 196,226 · · 112,360 Direct · Acquired (price as of 2026-10-06)
July 31, 2008 HLIT A 10,269 · · 10,269 Direct · Acquired (price as of 2026-10-06)
May 15, 2008 LTRX A 112,360 · · 112,360 Direct · Acquired (price as of 2026-10-06)
May 15, 2008 LTRX A 100,000 · · 100,000 Direct · Acquired (price as of 2026-10-06)
June 13, 2007 HLIT A 10,000 $8.17 $81,700 10,000 Direct · Acquired 37.3% (price as of 2026-10-06)
June 28, 2006 HLIT A 10,000 $3.97 $39,700 10,000 Direct · Acquired 182.6% (price as of 2026-10-06)
May 26, 2005 HLIT A 10,000 $6.32 $63,200 10,000 Direct · Acquired 77.5% (price as of 2026-10-06)
May 27, 2004 HLIT A 10,000 $6.40 $64,000 10,000 Direct · Acquired 75.3% (price as of 2026-10-06)
May 27, 2004 HLIT A 10,000 $6.40 $64,000 10,000 Direct · Acquired 75.3% (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Aug. 14, 2013 HLIT Restricted Stock Unit (RSU) Common Stock $0.00 Aug. 14, 2013 8,650 Disposed
May 30, 2013 HLIT Common Stock/Right to buy Common Stock (10,000) $3.96 June 28, 2013 10,000 Disposed
March 15, 2013 HLIT Restricted Stock Units [F1] Common Stock (19,031) $0.00 Feb. 15, 2014 19,031 Acquired
March 13, 2013 HLIT Common Stock/Right to buy Common Stock (10,000) $3.89 May 22, 2013 10,000 Disposed
Feb. 15, 2013 HLIT Restricted Stock Units Common Stock (25,943) $0.00 Feb. 15, 2013 25,943 Disposed
July 30, 2012 HLIT Restricted Stock Units [F1] Common Stock (25,943) $0.00 Feb. 15, 2013 25,943 Acquired
Feb. 15, 2012 HLIT Restricted Stock Units Common Stock (10,835) $0.00 Feb. 15, 2012 10,835 Disposed
March 4, 2011 HLIT Restricted Stock Units [F1] Common Stock (10,835) $0.00 Feb. 15, 2012 10,835 Acquired
Feb. 15, 2011 HLIT Restricted Stock Units Common Stock (12,481) $0.00 Feb. 15, 2011 12,481 Disposed
June 9, 2010 HLIT Restricted Stock Units Common Stock (12,481) · · 12,481 Acquired
Nov. 18, 2009 LTRX Stock Option (Right to buy) Common Stock (140,292) $0.51 Nov. 18, 2019 140,292 Acquired
Nov. 19, 2008 LTRX Stock Option (Right to buy) Common Stock (196,226) $0.53 Nov. 19, 2018 196,226 Acquired
May 15, 2008 LTRX Stock Option (Right to buy) Common Stock (112,360) $0.85 May 15, 2018 112,360 Acquired
May 15, 2008 LTRX Stock Option (Right to buy) Common Stock (100,000) $0.89 May 15, 2018 100,000 Acquired
June 13, 2007 HLIT Right to buy [F1] Common Stock (10,000) $8.17 June 13, 2014 10,000 Acquired
June 28, 2006 HLIT Right to buy [F1] Common Stock (10,000) $3.97 June 28, 2013 10,000 Acquired
May 26, 2005 HLIT Common Stock (right to buy) [F1] Common Stock (10,000) $6.32 May 26, 2015 10,000 Acquired
May 27, 2004 HLIT Common Stock (right to buy) [F3] Common Stock (10,000) $6.40 May 27, 2014 10,000 Acquired
May 27, 2004 HLIT Common Stock (right to buy) [F1] Common Stock (10,000) $6.40 May 27, 2014 10,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
May 20, 2008 LTRX Common Stock 72,000 Direct
May 19, 2008 LTRX Common Stock 72,000 Direct