LEWIS W WALKER

Insider

First SEC filing: Oct. 6, 2005 · Latest: Feb. 14, 2006

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

AMP buying Nov. 21, 2006

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 17 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

17 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
April 30, 2014	AMP	A	1,182	—	—	22,447 Direct	+5.56%	Acquired	(price as of 2026-08-21)
April 24, 2013	AMP	A	1,601	—	—	20,806 Direct	+8.34%	Acquired	(price as of 2026-08-21)
April 25, 2012	AMP	A	2,160	—	—	18,673 Direct	+13.08%	Acquired	(price as of 2026-08-21)
Aug. 3, 2011	AMP	A	285	—	—	16,254 Direct	+1.78%	Acquired	(price as of 2026-08-21)
April 27, 2011	AMP	A	1,610	—	—	15,911 Direct	+11.26%	Acquired	(price as of 2026-08-21)
April 28, 2010	AMP	A	2,088	—	—	14,087 Direct	+17.40%	Acquired	(price as of 2026-08-21)
April 22, 2009	AMP	A	4,134	—	—	11,749 Direct	+54.29%	Acquired	(price as of 2026-08-21)
April 23, 2008	AMP	A	1,947	—	—	7,389 Direct	+35.78%	Acquired	(price as of 2026-08-21)
Oct. 31, 2007	AMP	A	295	—	—	5,413 Direct	+5.76%	Acquired	(price as of 2026-08-21)
April 27, 2007	AMP	A	1,244	—	—	5,093 Direct	+32.32%	Acquired	(price as of 2026-08-21)
Nov. 21, 2006	AMP	P	1,820	$54.28	$98,790	1,895 Direct	+2426.67%	Acquired	930.6% (price as of 2026-08-21)
Nov. 17, 2006	AMP	A	8	—	—	3,842 Direct	+0.21%	Acquired	(price as of 2026-08-21)
Aug. 18, 2006	AMP	A	9	—	—	3,834 Direct	+0.24%	Acquired	(price as of 2026-08-21)
May 19, 2006	AMP	A	9	—	—	3,825 Direct	+0.24%	Acquired	(price as of 2026-08-21)
April 26, 2006	AMP	A	1,588	—	—	3,816 Direct	+71.27%	Acquired	(price as of 2026-08-21)
Feb. 17, 2006	AMP	A	6	$43.84	$263	2,228 Direct	+0.27%	Acquired	1176.0% (price as of 2026-08-21)
Oct. 7, 2005	AMP	A	2,216	$33.84	$74,989	2,216 Direct	—	Acquired	1553.1% (price as of 2026-08-21)
Oct. 7, 2005	AMP	A	2,216	—	—	2,291 Direct	+2954.67%	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
April 30, 2014	AMP	Phantom Stock (Annual)	Common Stock (1,182)	—	—	1,182	Acquired
April 24, 2013	AMP	Phantom Stock (Annual)	Common Stock (1,601)	—	—	1,601	Acquired
April 25, 2012	AMP	Phantom Stock (Annual)	Common Stock (2,160)	—	—	2,160	Acquired
Aug. 3, 2011	AMP	Phantom Stock (Annual) [F1]	Common Stock (285)	—	—	285	Acquired
April 27, 2011	AMP	Phantom Stock (Annual)	Common Stock (1,610)	—	—	1,610	Acquired
April 28, 2010	AMP	Phantom Stock (Annual)	Common Stock (2,088)	—	—	2,088	Acquired
April 22, 2009	AMP	Phantom Stock (Annual)	Common Stock (4,134)	—	—	4,134	Acquired
April 23, 2008	AMP	Phantom Stock (Annual)	Common Stock (1,947)	—	—	1,947	Acquired
Oct. 31, 2007	AMP	Phantom Stock (Annual)	Common Stock (295)	—	—	295	Acquired
April 27, 2007	AMP	Phantom Stock (Annual)	Common Stock (1,244)	—	—	1,244	Acquired
Nov. 17, 2006	AMP	Phantom Stock (Quarterly Dividend on Annual Grant)	Common Stock (8)	—	—	8	Acquired
Aug. 18, 2006	AMP	Phantom Stock (Quarterly Dividend on Annual Grant)	Common Stock (9)	—	—	9	Acquired
May 19, 2006	AMP	Phantom Stock (Quarterly Dividend on Annual Grant)	Common Stock (9)	—	—	9	Acquired
April 26, 2006	AMP	Phantom Stock (Annual)	Common Stock (1,588)	—	—	1,588	Acquired
Feb. 17, 2006	AMP	Phantom Stock	Common Stock (6)	—	—	6	Acquired
Oct. 7, 2005	AMP	Phantom Stock [F1]	Common Stock (2,216)	—	—	2,216	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 6, 2005	AMP	Common Stock	75	Indirect