Liang Chiu-Chu Sara Liu
Insider
First SEC filing: March 28, 2007 · Latest: July 10, 2025
Insider at
Insider transactions
0 buys (P)
4 sells (S)
Net: $-12,220,584
Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 7, 2026 | SMCI | S 10b5-1 | 100,000 | $45.02 | $4,502,000 | 337,506 Direct | -22.86% | Disposed | -26.8% (price as of ) |
| Sept. 4, 2026 | SMCI | S 10b5-1 | 100,000 | $40.00 | $4,000,000 | 437,506 Direct | -18.60% | Disposed | -17.7% (price as of ) |
| Sept. 3, 2026 | SMCI | S 10b5-1 | 42,565 | $36.60 | $1,557,879 | 594,941 Direct | -6.68% | Disposed | -10.0% (price as of ) |
| Sept. 3, 2026 | SMCI | S 10b5-1 | 57,435 | $37.62 | $2,160,705 | 537,506 Direct | -9.65% | Disposed | -12.4% (price as of ) |
| Aug. 17, 2026 | SMCI | M | 3,650 | · | · | 639,476 Direct | +0.57% | Acquired | |
| Aug. 17, 2026 | SMCI | F | 1,970 | $38.28 | $75,412 | 637,506 Direct | -0.31% | Disposed | -13.9% (price as of ) |
| Aug. 17, 2026 | SMCI | M | 3,650 | · | · | 0 Direct | -100.00% | Disposed | |
| Aug. 10, 2026 | SMCI | M | 2,110 | · | · | 636,494 Direct | +0.33% | Acquired | |
| Aug. 10, 2026 | SMCI | F | 1,139 | $31.46 | $35,833 | 635,355 Direct | -0.18% | Disposed | 4.7% (price as of ) |
| Aug. 10, 2026 | SMCI | M | 1,024 | · | · | 636,379 Direct | +0.16% | Acquired | |
| Aug. 10, 2026 | SMCI | F | 553 | $31.46 | $17,397 | 635,826 Direct | -0.09% | Disposed | 4.7% (price as of ) |
| Aug. 10, 2026 | SMCI | M | 2,110 | · | · | 6,340 Direct | -24.97% | Disposed | |
| Aug. 10, 2026 | SMCI | M | 1,024 | · | · | 11,270 Direct | -8.33% | Disposed | |
| July 1, 2026 | SMCI | M | 830 | · | · | 634,473 Direct | +0.13% | Acquired | |
| July 1, 2026 | SMCI | F | 448 | $27.65 | $12,387 | 634,025 Direct | -0.07% | Disposed | 19.1% (price as of ) |
| July 1, 2026 | SMCI | M | 510 | · | · | 634,535 Direct | +0.08% | Acquired | |
| July 1, 2026 | SMCI | F | 276 | $27.65 | $7,631 | 634,259 Direct | -0.04% | Disposed | 19.1% (price as of ) |
| July 1, 2026 | SMCI | M | 273 | · | · | 634,532 Direct | +0.04% | Acquired | |
| July 1, 2026 | SMCI | F | 148 | $27.65 | $4,092 | 634,384 Direct | -0.02% | Disposed | 19.1% (price as of ) |
| July 1, 2026 | SMCI | M | 830 | · | · | 830 Direct | -50.00% | Disposed | |
| July 1, 2026 | SMCI | M | 510 | · | · | 1,020 Direct | -33.33% | Disposed | |
| July 1, 2026 | SMCI | M | 273 | · | · | 821 Direct | -24.95% | Disposed | |
| May 26, 2026 | SMCI | G | 340,000 | · | · | 25,332,520 Indirect | -1.32% | Disposed | |
| May 10, 2026 | SMCI | M | 2,120 | · | · | 632,900 Direct | +0.34% | Acquired | |
| May 10, 2026 | SMCI | F | 1,144 | $35.37 | $40,463 | 631,756 Direct | -0.18% | Disposed | -6.9% (price as of ) |
| May 10, 2026 | SMCI | M | 4,098 | · | · | 635,854 Direct | +0.65% | Acquired | |
| May 10, 2026 | SMCI | F | 2,211 | $35.37 | $78,203 | 633,643 Direct | -0.35% | Disposed | -6.9% (price as of ) |
| May 10, 2026 | SMCI | M | 2,120 | · | · | 8,450 Direct | -20.06% | Disposed | |
| May 10, 2026 | SMCI | M | 4,098 | · | · | 12,294 Direct | -25.00% | Disposed | |
| Feb. 27, 2026 | SMCI | M | 20,980 | $4.24 | $88,955 | 630,780 Direct | +3.44% | Acquired | 676.9% (price as of ) |
| Feb. 27, 2026 | SMCI | M | 20,980 | · | · | 0 Direct | -100.00% | Disposed | |
| Feb. 17, 2026 | SMCI | M | 3,650 | · | · | 611,908 Direct | +0.60% | Acquired | |
| Feb. 17, 2026 | SMCI | F | 2,108 | $30.11 | $63,472 | 609,800 Direct | -0.34% | Disposed | 9.4% (price as of ) |
| Feb. 17, 2026 | SMCI | M | 3,650 | · | · | 3,650 Direct | -50.00% | Disposed | |
| Feb. 10, 2026 | SMCI | M | 2,110 | · | · | 609,509 Direct | +0.35% | Acquired | |
| Feb. 10, 2026 | SMCI | F | 1,251 | $33.33 | $41,696 | 608,258 Direct | -0.21% | Disposed | -1.2% (price as of ) |
| Feb. 10, 2026 | SMCI | M | 2,110 | · | · | 10,570 Direct | -16.64% | Disposed | |
| Feb. 7, 2026 | SMCI | A | 7,300 | · | · | 7,300 Direct | · | Acquired | |
| Nov. 26, 2025 | SMCI | G | 5,000 | · | · | 25,672,520 Indirect | -0.02% | Disposed | |
| Nov. 10, 2025 | SMCI | M | 2,110 | · | · | 608,536 Direct | +0.35% | Acquired | |
| Nov. 10, 2025 | SMCI | F | 1,137 | $40.19 | $45,696 | 607,399 Direct | -0.19% | Disposed | -18.0% (price as of ) |
| Nov. 10, 2025 | SMCI | M | 2,110 | · | · | 12,680 Direct | -14.27% | Disposed | |
| Oct. 30, 2025 | SMCI | M | 6,000 | · | · | 609,657 Direct | +0.99% | Acquired | |
| Oct. 30, 2025 | SMCI | F | 3,231 | $50.37 | $162,745 | 606,426 Direct | -0.53% | Disposed | -34.6% (price as of ) |
| Oct. 30, 2025 | SMCI | M | 6,000 | · | · | 0 Direct | -100.00% | Disposed | |
| Aug. 26, 2025 | SMCI | A | 1,094 | · | · | 1,094 Direct | · | Acquired | |
| Aug. 26, 2025 | SMCI | A | 1,000,000 | · | · | 5,000,000 Indirect | +25.00% | Acquired | |
| Aug. 10, 2025 | SMCI | M | 2,110 | · | · | 604,794 Direct | +0.35% | Acquired | |
| Aug. 10, 2025 | SMCI | F | 1,137 | $44.60 | $50,710 | 603,657 Direct | -0.19% | Disposed | -26.1% (price as of ) |
| Aug. 10, 2025 | SMCI | M | 2,110 | · | · | 14,790 Direct | -12.49% | Disposed | |
| Aug. 8, 2025 | SMCI | A | 16,392 | · | · | 16,392 Direct | · | Acquired | |
| Aug. 8, 2025 | SMCI | A | 36,428 | · | · | 36,428 Direct | · | Acquired | |
| July 28, 2025 | SMCI | S 10b5-1 | 200,000 | $60.00 | $12,000,000 | 40,426,120 Indirect | -0.49% | Disposed | -45.1% (price as of ) |
| July 1, 2025 | SMCI | M | 820 | · | · | 2,891 Direct | +39.59% | Acquired | |
| July 1, 2025 | SMCI | F | 442 | $47.20 | $20,862 | 2,449 Direct | -15.29% | Disposed | -30.2% (price as of ) |
| July 1, 2025 | SMCI | M | 510 | · | · | 2,959 Direct | +20.82% | Acquired | |
| July 1, 2025 | SMCI | F | 275 | $47.20 | $12,980 | 2,684 Direct | -9.29% | Disposed | -30.2% (price as of ) |
| July 1, 2025 | SMCI | M | 820 | · | · | 1,660 Direct | -33.06% | Disposed | |
| July 1, 2025 | SMCI | M | 510 | · | · | 1,530 Direct | -25.00% | Disposed | |
| June 18, 2025 | SMCI | S 10b5-1 | 300,000 | $45.00 | $13,500,000 | 66,903,640 Indirect | -0.45% | Disposed | -26.8% (price as of ) |
| May 14, 2025 | SMCI | S | 184,694 | $44.98 | $8,307,536 | 67,218,946 Indirect | -0.27% | Disposed | -26.8% (price as of ) |
| May 14, 2025 | SMCI | S | 15,306 | $45.56 | $697,341 | 67,203,640 Indirect | -0.02% | Disposed | -27.7% (price as of ) |
| May 10, 2025 | SMCI | M | 2,370 | · | · | 2,370 Direct | · | Acquired | |
| May 10, 2025 | SMCI | F | 1,277 | $31.99 | $40,851 | 1,093 Direct | -53.88% | Disposed | 3.0% (price as of ) |
| May 10, 2025 | SMCI | M | 2,120 | · | · | 3,213 Direct | +193.96% | Acquired | |
| May 10, 2025 | SMCI | F | 1,142 | $31.99 | $36,533 | 2,071 Direct | -35.54% | Disposed | 3.0% (price as of ) |
| May 10, 2025 | SMCI | M | 2,370 | · | · | 0 Direct | -100.00% | Disposed | |
| May 10, 2025 | SMCI | M | 2,120 | · | · | 16,900 Direct | -11.15% | Disposed | |
| April 22, 2025 | SMCI | A | 3,000,000 | · | · | 4,000,000 Indirect | +300.00% | Acquired | |
| Feb. 27, 2025 | SMCI | A | 2,040 | · | · | 2,040 Direct | · | Acquired | |
| Feb. 27, 2025 | SMCI | A | 1,000,000 | · | · | 1,000,000 Indirect | · | Acquired | |
| Feb. 26, 2025 | SMCI | S | 46,293 | $50.17 | $2,322,520 | 0 Direct | -100.00% | Disposed | -34.3% (price as of ) |
| Feb. 10, 2025 | SMCI | M | 2,110 | · | · | 46,516 Direct | +4.75% | Acquired | |
| Feb. 10, 2025 | SMCI | F | 1,249 | $42.65 | $53,270 | 45,267 Direct | -2.69% | Disposed | -22.8% (price as of ) |
| Feb. 10, 2025 | SMCI | M | 2,360 | · | · | 47,627 Direct | +5.21% | Acquired | |
| Feb. 10, 2025 | SMCI | F | 1,334 | $42.65 | $56,895 | 46,293 Direct | -2.80% | Disposed | -22.8% (price as of ) |
| Feb. 10, 2025 | SMCI | M | 2,110 | · | · | 19,020 Direct | -9.99% | Disposed | |
| Feb. 10, 2025 | SMCI | M | 2,360 | · | · | 2,370 Direct | -49.89% | Disposed | |
| Nov. 10, 2024 | SMCI | M | 2,360 | · | · | 44,700 Direct | +5.57% | Acquired | |
| Nov. 10, 2024 | SMCI | F | 1,269 | $24.52 | $31,116 | 43,431 Direct | -2.84% | Disposed | 34.3% (price as of ) |
| Nov. 10, 2024 | SMCI | M | 2,110 | · | · | 45,541 Direct | +4.86% | Acquired | |
| Nov. 10, 2024 | SMCI | F | 1,135 | $24.52 | $27,830 | 44,406 Direct | -2.49% | Disposed | 34.3% (price as of ) |
| Nov. 10, 2024 | SMCI | M | 2,360 | · | · | 4,730 Direct | -33.29% | Disposed | |
| Nov. 10, 2024 | SMCI | M | 2,110 | · | · | 21,130 Direct | -9.08% | Disposed | |
| Oct. 30, 2024 | SMCI | M | 1,667,500 | $3.51 | $5,852,925 | 68,331,670 Indirect | +2.50% | Acquired | 838.5% (price as of ) |
| Oct. 30, 2024 | SMCI | F | 928,030 | $33.07 | $30,689,952 | 67,403,640 Indirect | -1.36% | Disposed | -0.4% (price as of ) |
| Oct. 30, 2024 | SMCI | A | 6,000 | · | · | 6,000 Direct | · | Acquired | |
| Oct. 30, 2024 | SMCI | M | 1,667,500 | · | · | 0 Indirect | -100.00% | Disposed | |
| Aug. 10, 2024 | SMCI | M | 236 | · | · | 4,264 Direct | +5.86% | Acquired | |
| Aug. 10, 2024 | SMCI | F | 127 | $508.76 | $64,613 | 4,137 Direct | -2.98% | Disposed | -35.3% (price as of ) |
| Aug. 10, 2024 | SMCI | M | 211 | · | · | 4,348 Direct | +5.10% | Acquired | |
| Aug. 10, 2024 | SMCI | F | 114 | $508.76 | $57,999 | 4,234 Direct | -2.62% | Disposed | -35.3% (price as of ) |
| Aug. 10, 2024 | SMCI | M | 236 | · | · | 709 Direct | -24.97% | Disposed | |
| Aug. 10, 2024 | SMCI | M | 211 | · | · | 2,324 Direct | -8.32% | Disposed | |
| July 1, 2024 | SMCI | M | 82 | · | · | 4,073 Direct | +2.05% | Acquired | |
| July 1, 2024 | SMCI | F | 45 | $812.32 | $36,554 | 4,028 Direct | -1.10% | Disposed | -59.4% (price as of ) |
| July 1, 2024 | SMCI | M | 82 | · | · | 248 Direct | -24.85% | Disposed | |
| May 10, 2024 | SMCI | M | 237 | · | · | 3,696 Direct | +6.85% | Acquired | |
| May 10, 2024 | SMCI | F | 121 | $798.50 | $96,618 | 3,575 Direct | -3.27% | Disposed | -58.7% (price as of ) |
| May 10, 2024 | SMCI | M | 845 | · | · | 4,420 Direct | +23.64% | Acquired |
Loaded 100 of 569 rows
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 17, 2026 | SMCI | Restricted Stock Units | Common Stock | · | · | 3,650 | Disposed |
| Aug. 10, 2026 | SMCI | Restricted Stock Units | Common Stock | · | · | 2,110 | Disposed |
| Aug. 10, 2026 | SMCI | Restricted Stock Units | Common Stock | · | · | 1,024 | Disposed |
| July 1, 2026 | SMCI | Restricted Stock Units | Common Stock | · | · | 830 | Disposed |
| July 1, 2026 | SMCI | Restricted Stock Units | Common Stock | · | · | 510 | Disposed |
| July 1, 2026 | SMCI | Restricted Stock Units | Common Stock | · | · | 273 | Disposed |
| May 10, 2026 | SMCI | Restricted Stock Units | Common Stock | · | · | 2,120 | Disposed |
| May 10, 2026 | SMCI | Restricted Stock Units | Common Stock | · | · | 4,098 | Disposed |
| Feb. 27, 2026 | SMCI | Employee Stock Option (right to buy) | Common Stock | · | April 27, 2026 | 20,980 | Disposed |
| Feb. 17, 2026 | SMCI | Restricted Stock Units | Common Stock | · | · | 3,650 | Disposed |
| Feb. 10, 2026 | SMCI | Restricted Stock Units | Common Stock | · | · | 2,110 | Disposed |
| Feb. 7, 2026 | SMCI | Restricted Stock Units | Common Stock | · | · | 7,300 | Acquired |
| Nov. 10, 2025 | SMCI | Restricted Stock Units | Common Stock | · | · | 2,110 | Disposed |
| Oct. 30, 2025 | SMCI | Restricted Stock Units | Common Stock | · | · | 6,000 | Disposed |
| Aug. 26, 2025 | SMCI | Restricted Stock Units | Common Stock | · | · | 1,094 | Acquired |
| Aug. 26, 2025 | SMCI | Employee Stock Option (right to buy) | Common Stock | $45.00 | Nov. 14, 2033 | 1,000,000 | Acquired |
| Aug. 10, 2025 | SMCI | Restricted Stock Units | Common Stock | · | · | 2,110 | Disposed |
| Aug. 8, 2025 | SMCI | Restricted Stock Units | Common Stock | · | · | 16,392 | Acquired |
| Aug. 8, 2025 | SMCI | Employee Stock Option (right to buy) | Common Stock | $49.06 | Aug. 8, 2030 | 36,428 | Acquired |
| July 1, 2025 | SMCI | Restricted Stock Units | Common Stock | · | · | 820 | Disposed |
| July 1, 2025 | SMCI | Restricted Stock Units | Common Stock | · | · | 510 | Disposed |
| May 10, 2025 | SMCI | Restricted Stock Units | Common Stock | · | · | 2,370 | Disposed |
| May 10, 2025 | SMCI | Restricted Stock Units | Common Stock | · | · | 2,120 | Disposed |
| April 22, 2025 | SMCI | Employee Stock Option (right to buy) | Common Stock | $45.00 | Nov. 14, 2033 | 3,000,000 | Acquired |
| Feb. 27, 2025 | SMCI | Restricted Stock Units | Common Stock | · | · | 2,040 | Acquired |
| Feb. 27, 2025 | SMCI | Employee Stock Option (right to buy) | Common Stock | $45.00 | Nov. 14, 2033 | 1,000,000 | Acquired |
| Feb. 10, 2025 | SMCI | Restricted Stock Units | Common Stock | · | · | 2,110 | Disposed |
| Feb. 10, 2025 | SMCI | Restricted Stock Units | Common Stock | · | · | 2,360 | Disposed |
| Nov. 10, 2024 | SMCI | Restricted Stock Units | Common Stock | · | · | 2,360 | Disposed |
| Nov. 10, 2024 | SMCI | Restricted Stock Units | Common Stock | · | · | 2,110 | Disposed |
| Oct. 30, 2024 | SMCI | Restricted Stock Units | Common Stock | · | · | 6,000 | Acquired |
| Oct. 30, 2024 | SMCI | Employee Stock Option (right to buy) | Common Stock | · | Jan. 19, 2025 | 1,667,500 | Disposed |
| Aug. 10, 2024 | SMCI | Restricted Stock Units | Common Stock | · | · | 236 | Disposed |
| Aug. 10, 2024 | SMCI | Restricted Stock Units | Common Stock | · | · | 211 | Disposed |
| July 1, 2024 | SMCI | Restricted Stock Units | Common Stock | · | · | 82 | Disposed |
| May 10, 2024 | SMCI | Restricted Stock Units | Common Stock | · | · | 237 | Disposed |
| May 10, 2024 | SMCI | Restricted Stock Units | Common Stock | · | · | 845 | Disposed |
| April 29, 2024 | SMCI | Employee Stock Option (right to buy) | Common Stock | $42.35 | April 27, 2026 | 525 | Disposed |
| Feb. 15, 2024 | SMCI | Restricted Stock Units | Common Stock | · | · | 900 | Disposed |
| Feb. 12, 2024 | SMCI | Employee Stock Option (right to buy) | Common Stock | $45.00 | March 2, 2031 | 200,000 | Acquired |
| Feb. 10, 2024 | SMCI | Restricted Stock Units | Common Stock | · | · | 197 | Disposed |
| Feb. 10, 2024 | SMCI | Restricted Stock Units | Common Stock | · | · | 236 | Disposed |
| Jan. 29, 2024 | SMCI | Employee Stock Option (right to buy) | Common Stock | $42.35 | April 27, 2026 | 524 | Disposed |
| Jan. 29, 2024 | SMCI | Employee Stock Option (right to buy) | Common Stock | $33.36 | Aug. 4, 2025 | 438 | Disposed |
| Nov. 10, 2023 | SMCI | Restricted Stock Units | Common Stock | · | · | 197 | Disposed |
| Nov. 10, 2023 | SMCI | Restricted Stock Units | Common Stock | · | · | 236 | Disposed |
| Oct. 27, 2023 | SMCI | Employee Stock Option (right to buy) | Common Stock | $42.35 | April 27, 2026 | 524 | Disposed |
| Oct. 27, 2023 | SMCI | Employee Stock Option (right to buy) | Common Stock | $33.36 | Aug. 4, 2025 | 437 | Disposed |
| Sept. 20, 2023 | SMCI | Restricted Stock Units | Common Stock | · | · | 330 | Acquired |
| Sept. 19, 2023 | SMCI | Employee Stock Option (right to buy) | Common Stock | $45.00 | March 2, 2031 | 200,000 | Acquired |
| Aug. 15, 2023 | SMCI | Restricted Stock Units | Common Stock | · | · | 900 | Disposed |
| Aug. 11, 2023 | SMCI | Restricted Stock Units | Common Stock | · | · | 1,800 | Acquired |
| Aug. 10, 2023 | SMCI | Restricted Stock Units | Common Stock | · | · | 197 | Disposed |
| Aug. 10, 2023 | SMCI | Restricted Stock Units | Common Stock | · | · | 236 | Disposed |
| July 27, 2023 | SMCI | Employee Stock Option (right to buy) | Common Stock | $42.35 | April 27, 2026 | 525 | Disposed |
| July 27, 2023 | SMCI | Employee Stock Option (right to buy) | Common Stock | $33.36 | Aug. 4, 2025 | 438 | Disposed |
| June 1, 2023 | SMCI | Employee Stock Option (right to buy) | Common Stock | $42.35 | April 27, 2026 | 4,194 | Disposed |
| June 1, 2023 | SMCI | Employee Stock Option (right to buy) | Common Stock | $33.36 | Aug. 4, 2025 | 5,687 | Disposed |
| June 1, 2023 | SMCI | Employee Stock Option (right to buy) | Common Stock | $27.28 | Jan. 27, 2026 | 9,000 | Disposed |
| June 1, 2023 | SMCI | Employee Stock Option (right to buy) | Common Stock | $17.96 | Jan. 20, 2024 | 23,000 | Disposed |
| May 10, 2023 | SMCI | Restricted Stock Units | Common Stock | · | · | 197 | Disposed |
| May 10, 2023 | SMCI | Restricted Stock Units | Common Stock | · | · | 237 | Disposed |
| May 5, 2023 | SMCI | Employee Stock Option (right to buy) | Common Stock | $137.23 | May 5, 2033 | 7,500 | Acquired |
| May 5, 2023 | SMCI | Restricted Stock Units | Common Stock | · | · | 3,380 | Acquired |
| March 25, 2023 | SMCI | Restricted Stock Units | Common Stock | · | · | 750 | Disposed |
| Feb. 10, 2023 | SMCI | Restricted Stock Units | Common Stock | · | · | 197 | Disposed |
| Feb. 10, 2023 | SMCI | Restricted Stock Units | Common Stock | · | · | 236 | Disposed |
| Jan. 19, 2023 | SMCI | Employee Stock Option (right to buy) | Common Stock | $20.70 | Jan. 21, 2023 | 68,066 | Disposed |
| Jan. 18, 2023 | SMCI | Employee Stock Option (right to buy) | Common Stock | $20.70 | Jan. 21, 2023 | 80,150 | Disposed |
| Jan. 17, 2023 | SMCI | Employee Stock Option (right to buy) | Common Stock | $20.70 | Jan. 21, 2023 | 83,044 | Disposed |
| Jan. 4, 2023 | SMCI | Employee Stock Option (right to buy) | Common Stock | $45.00 | March 2, 2031 | 200,000 | Acquired |
| Nov. 10, 2022 | SMCI | Restricted Stock Units | Common Stock | · | · | 197 | Disposed |
| Nov. 10, 2022 | SMCI | Restricted Stock Units | Common Stock | · | · | 236 | Disposed |
| Oct. 25, 2022 | SMCI | Restricted Stock Units | Common Stock | · | · | 750 | Disposed |
| Sept. 15, 2022 | SMCI | Restricted Stock Units | Common Stock | · | · | 1,500 | Acquired |
| Aug. 10, 2022 | SMCI | Restricted Stock Units | Common Stock | · | · | 197 | Disposed |
| Aug. 10, 2022 | SMCI | Restricted Stock Units | Common Stock | · | · | 236 | Disposed |
| May 10, 2022 | SMCI | Restricted Stock Units | Common Stock | · | · | 197 | Disposed |
| May 10, 2022 | SMCI | Restricted Stock Units | Common Stock | · | · | 945 | Disposed |
| March 26, 2022 | SMCI | Employee Stock Option (right to buy) | Common Stock | $45.00 | March 2, 2031 | 200,000 | Acquired |
| Feb. 10, 2022 | SMCI | Restricted Stock Units | Common Stock | · | · | 197 | Disposed |
| Jan. 19, 2022 | SMCI | Employee Stock Option (right to buy) | Common Stock | $17.09 | Jan. 23, 2022 | 29,000 | Disposed |
| Nov. 10, 2021 | SMCI | Restricted Stock Units | Common Stock | · | · | 197 | Disposed |
| Aug. 10, 2021 | SMCI | Restricted Stock Units | Common Stock | · | · | 197 | Disposed |
| May 10, 2021 | SMCI | Restricted Stock Units | Common Stock | · | · | 196 | Disposed |
| April 27, 2021 | SMCI | Employee Stock Option (right to buy) | Common Stock | $42.35 | April 27, 2026 | 8,390 | Acquired |
| April 27, 2021 | SMCI | Restricted Stock Units | Common Stock | · | · | 3,780 | Acquired |
| April 21, 2021 | SMCI | Employee Stock Option (right to buy) | Common Stock | $18.59 | April 25, 2021 | 50,000 | Acquired |
| April 20, 2021 | SMCI | Employee Stock Option (right to buy) | Common Stock | $18.59 | April 25, 2021 | 41,000 | Disposed |
| April 19, 2021 | SMCI | Employee Stock Option (right to buy) | Common Stock | $18.59 | April 25, 2021 | 41,000 | Disposed |
| Feb. 10, 2021 | SMCI | Restricted Stock Units | Common Stock | · | · | 787 | Disposed |
| Aug. 4, 2020 | SMCI | Employee Stock Option (right to buy) | Common Stock | $33.36 | Aug. 4, 2025 | 7,000 | Acquired |
| Aug. 4, 2020 | SMCI | Restricted Stock Units | Common Stock | · | · | 3,150 | Acquired |
| Feb. 10, 2020 | SMCI | Restricted Stock Units | Common Stock | · | · | 254 | Disposed |
| Jan. 15, 2020 | SMCI | Stock Option (right to buy) | Common Stock | $11.81 | Jan. 25, 2020 | 16,285 | Disposed |
| Nov. 10, 2019 | SMCI | Restricted Stock Units | Common Stock | · | · | 253 | Disposed |
| Aug. 10, 2019 | SMCI | Restricted Stock Units | Common Stock | · | · | 253 | Disposed |
| Aug. 10, 2019 | SMCI | Restricted Stock Units | Common Stock | · | · | 253 | Disposed |
| May 10, 2019 | SMCI | Restricted Stock Units | Common Stock | · | · | 253 | Disposed |
| Feb. 10, 2019 | SMCI | Restricted Stock Units | Common Stock | · | · | 254 | Disposed |
Loaded 100 of 152 rows
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 12 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 28, 2007 | SMCI | Common Stock | 480,000 | Direct |
| March 28, 2007 | SMCI | Common Stock | 600,000 | Indirect |
| March 28, 2007 | SMCI | Common Stock | 600,000 | Indirect |
| March 28, 2007 | SMCI | Common Stock | 4,900,000 | Indirect |
| March 28, 2007 | SMCI | Stock Option (right to buy) | 320,000 | Direct |
| March 28, 2007 | SMCI | Stock Option (right to buy) | 240,000 | Direct |
| March 28, 2007 | SMCI | Stock Option (right to buy) | 200,000 | Direct |
| March 28, 2007 | SMCI | Stock Option (right to buy) | 64,800 | Direct |
| March 28, 2007 | SMCI | Stock Option (right to buy) | 600,000 | Indirect |
| March 28, 2007 | SMCI | Stock Option (right to buy) | 1,500,000 | Indirect |
| March 28, 2007 | SMCI | Stock Option (right to buy) | 1,000,000 | Indirect |
| March 28, 2007 | SMCI | Stock Option (right to buy) | 600,000 | Indirect |
Holdings reported on Form 4 697 reported holdings
Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.
| Date | Ticker | Security | Shares | Exercise price | Expiration | Ownership |
|---|---|---|---|---|---|---|
| Oct. 9, 2026 | SMCI | Common Stock | 25,332,520 | · | · | Indirect |
| Oct. 9, 2026 | SMCI | Common Stock | 40,426,120 | · | · | Indirect |
| Sept. 8, 2026 | SMCI | Common Stock | 40,426,120 | · | · | Indirect |
| Sept. 8, 2026 | SMCI | Common Stock | 25,332,520 | · | · | Indirect |
| Aug. 19, 2026 | SMCI | Common Stock | 40,426,120 | · | · | Indirect |
| Aug. 19, 2026 | SMCI | Common Stock | 25,332,520 | · | · | Indirect |
| Aug. 12, 2026 | SMCI | Common Stock | 40,426,120 | · | · | Indirect |
| Aug. 12, 2026 | SMCI | Common Stock | 25,332,520 | · | · | Indirect |
| July 2, 2026 | SMCI | Common Stock | 40,426,120 | · | · | Indirect |
| July 2, 2026 | SMCI | Common Stock | 25,332,520 | · | · | Indirect |
| May 28, 2026 | SMCI | Common Stock | 633,643 | · | · | Direct |
| May 28, 2026 | SMCI | Common Stock | 40,426,120 | · | · | Indirect |
| May 12, 2026 | SMCI | Common Stock | 40,426,120 | · | · | Indirect |
| May 12, 2026 | SMCI | Common Stock | 25,672,520 | · | · | Indirect |
| March 3, 2026 | SMCI | Common Stock | 40,426,120 | · | · | Indirect |
| March 3, 2026 | SMCI | Common Stock | 25,672,520 | · | · | Indirect |
| Feb. 19, 2026 | SMCI | Common Stock | 40,426,120 | · | · | Indirect |
| Feb. 19, 2026 | SMCI | Common Stock | 25,672,520 | · | · | Indirect |
| Feb. 12, 2026 | SMCI | Common Stock | 40,426,120 | · | · | Indirect |
| Feb. 12, 2026 | SMCI | Common Stock | 25,672,520 | · | · | Indirect |
| Feb. 10, 2026 | SMCI | Common Stock | 607,399 | · | · | Direct |
| Feb. 10, 2026 | SMCI | Common Stock | 40,426,120 | · | · | Indirect |
| Feb. 10, 2026 | SMCI | Common Stock | 25,672,520 | · | · | Indirect |
| Dec. 1, 2025 | SMCI | Common Stock | 607,399 | · | · | Direct |
| Dec. 1, 2025 | SMCI | Common Stock | 40,426,120 | · | · | Indirect |
| Nov. 12, 2025 | SMCI | Common Stock | 40,426,120 | · | · | Indirect |
| Nov. 12, 2025 | SMCI | Common Stock | 25,677,520 | · | · | Indirect |
| Nov. 3, 2025 | SMCI | Common Stock | 40,426,120 | · | · | Indirect |
| Nov. 3, 2025 | SMCI | Common Stock | 25,677,520 | · | · | Indirect |
| Aug. 28, 2025 | SMCI | Common Stock | 603,657 | · | · | Direct |
| Aug. 28, 2025 | SMCI | Common Stock | 40,426,120 | · | · | Indirect |
| Aug. 28, 2025 | SMCI | Common Stock | 25,677,520 | · | · | Indirect |
| Aug. 12, 2025 | SMCI | Common Stock | 40,426,120 | · | · | Indirect |
| Aug. 12, 2025 | SMCI | Common Stock | 25,677,520 | · | · | Indirect |
| July 30, 2025 | SMCI | Common Stock | 602,684 | · | · | Direct |
| July 30, 2025 | SMCI | Common Stock | 25,677,520 | · | · | Indirect |
| July 2, 2025 | SMCI | Common Stock | 66,903,640 | · | · | Indirect |
| June 20, 2025 | SMCI | Common Stock | 2,071 | · | · | Direct |
| May 16, 2025 | SMCI | Common Stock | 2,071 | · | · | Direct |
| May 13, 2025 | SMCI | Common Stock | 67,403,640 | · | · | Indirect |
| April 24, 2025 | SMCI | Common Stock | 67,403,640 | · | · | Indirect |
| Feb. 28, 2025 | SMCI | Common Stock | 67,403,640 | · | · | Indirect |
| Feb. 12, 2025 | SMCI | Common Stock | 67,403,640 | · | · | Indirect |
| Nov. 12, 2024 | SMCI | Common Stock | 67,403,640 | · | · | Indirect |
| Nov. 1, 2024 | SMCI | Common Stock | 42,340 | · | · | Direct |
| Aug. 13, 2024 | SMCI | Common Stock | 6,666,417 | · | · | Indirect |
| July 3, 2024 | SMCI | Common Stock | 6,666,417 | · | · | Indirect |
| May 14, 2024 | SMCI | Common Stock | 6,666,417 | · | · | Indirect |
| May 1, 2024 | SMCI | Common Stock | 6,666,417 | · | · | Indirect |
| Feb. 20, 2024 | SMCI | Common Stock | 6,666,417 | · | · | Indirect |
| Feb. 13, 2024 | SMCI | Common Stock | 6,666,417 | · | · | Indirect |
| Jan. 31, 2024 | SMCI | Common Stock | 6,666,417 | · | · | Indirect |
| Dec. 7, 2023 | SMCI | Common Stock | 2,714 | · | · | Direct |
| Nov. 22, 2023 | SMCI | Common Stock | 2,714 | · | · | Direct |
| Nov. 14, 2023 | SMCI | Common Stock | 6,722,717 | · | · | Indirect |
| Oct. 31, 2023 | SMCI | Common Stock | 6,722,717 | · | · | Indirect |
| Sept. 21, 2023 | SMCI | Common Stock | 2,497 | · | · | Direct |
| Sept. 21, 2023 | SMCI | Common Stock | 6,722,717 | · | · | Indirect |
| Aug. 17, 2023 | SMCI | Common Stock | 6,722,717 | · | · | Indirect |
| Aug. 14, 2023 | SMCI | Common Stock | 6,722,717 | · | · | Indirect |
| July 31, 2023 | SMCI | Common Stock | 6,722,717 | · | · | Indirect |
| June 5, 2023 | SMCI | Common Stock | 6,722,717 | · | · | Indirect |
| May 12, 2023 | SMCI | Common Stock | 6,722,717 | · | · | Indirect |
| May 9, 2023 | SMCI | Common Stock | 3,595 | · | · | Direct |
| May 9, 2023 | SMCI | Common Stock | 6,722,717 | · | · | Indirect |
| March 28, 2023 | SMCI | Common Stock | 6,722,717 | · | · | Indirect |
| Feb. 14, 2023 | SMCI | Common Stock | 6,722,717 | · | · | Indirect |
| Jan. 20, 2023 | SMCI | Common Stock | 2,863 | · | · | Direct |
| Jan. 19, 2023 | SMCI | Common Stock | 2,863 | · | · | Direct |
| Jan. 6, 2023 | SMCI | Common Stock | 2,863 | · | · | Direct |
| Nov. 14, 2022 | SMCI | Common Stock | 6,651,229 | · | · | Indirect |
| Nov. 4, 2022 | SMCI | Common Stock | 6,651,229 | · | · | Indirect |
| Oct. 27, 2022 | SMCI | Common Stock | 6,651,229 | · | · | Indirect |
| Aug. 12, 2022 | SMCI | Common Stock | 6,651,229 | · | · | Indirect |
| May 12, 2022 | SMCI | Common Stock | 6,651,229 | · | · | Indirect |
| April 21, 2022 | SMCI | Common Stock | 6,651,229 | · | · | Indirect |
| April 1, 2022 | SMCI | Common Stock | 6,651,229 | · | · | Indirect |
| Feb. 14, 2022 | SMCI | Common Stock | 6,651,229 | · | · | Indirect |
| Feb. 14, 2022 | SMCI | Common Stock | 3,327 | · | · | Indirect |
| Feb. 14, 2022 | SMCI | Common Stock | 3,327 | · | · | Indirect |
| Jan. 21, 2022 | SMCI | Common Stock | 3,327 | · | · | Indirect |
| Jan. 21, 2022 | SMCI | Common Stock | 3,327 | · | · | Indirect |
| Nov. 12, 2021 | SMCI | Common Stock | 6,698,929 | · | · | Indirect |
| Nov. 12, 2021 | SMCI | Common Stock | 3,327 | · | · | Indirect |
| Nov. 12, 2021 | SMCI | Common Stock | 3,327 | · | · | Indirect |
| Nov. 5, 2021 | SMCI | Common Stock | 6,698,929 | · | · | Indirect |
| Nov. 5, 2021 | SMCI | Common Stock | 3,327 | · | · | Indirect |
| Nov. 5, 2021 | SMCI | Common Stock | 3,327 | · | · | Indirect |
| Aug. 12, 2021 | SMCI | Common Stock | 6,698,929 | · | · | Indirect |
| Aug. 12, 2021 | SMCI | Common Stock | 3,327 | · | · | Indirect |
| Aug. 12, 2021 | SMCI | Common Stock | 3,327 | · | · | Indirect |
| May 12, 2021 | SMCI | Common Stock | 6,698,929 | · | · | Indirect |
| May 12, 2021 | SMCI | Common Stock | 3,327 | · | · | Indirect |
| May 12, 2021 | SMCI | Common Stock | 3,327 | · | · | Indirect |
| May 12, 2021 | SMCI | Common Stock | 3,327 | · | · | Indirect |
| May 12, 2021 | SMCI | Common Stock | 3,327 | · | · | Indirect |
| May 12, 2021 | SMCI | Common Stock | 3,327 | · | · | Indirect |
| April 23, 2021 | SMCI | Common Stock | 144,295 | · | · | Direct |
| April 23, 2021 | SMCI | Common Stock | 3,327 | · | · | Indirect |
| April 23, 2021 | SMCI | Common Stock | 3,327 | · | · | Indirect |
Loaded 100 of 697 rows
Annual statements (Form 5) Transactions and holdings reported once a year on SEC Form 5 — exempt or late-reported trades, gifts and small acquisitions.
Transactions
| Date | Ticker | Security | Code | Shares | Price | Value | Owned after | Exercise price | Expiration | A/D |
|---|---|---|---|---|---|---|---|---|---|---|
| May 20, 2025 | SMCI | Common Stock | J | 26,277,520 | · | · | 40,626,120 Indirect | · | · | Disposed |
| May 20, 2025 | SMCI | Common Stock | J | 600,000 | · | · | 25,677,520 Indirect | · | · | Disposed |
| May 20, 2025 | SMCI | Common Stock | J | 600,000 | · | · | 602,684 Direct | · | · | Acquired |
| Feb. 29, 2016 | SMCI | Common Stock | S | 7,200 | $32.27 | $232,344 | 0 Indirect | · | · | Disposed |
| Feb. 29, 2016 | SMCI | Common Stock | S | 1,100 | $32.30 | $35,530 | 0 Indirect | · | · | Disposed |
| Feb. 29, 2016 | SMCI | Common Stock | S | 1,100 | $32.30 | $35,530 | 0 Indirect | · | · | Disposed |
| Feb. 29, 2016 | SMCI | Common Stock | S | 1,100 | $32.20 | $35,420 | 0 Indirect | · | · | Disposed |
| Nov. 16, 2015 | SMCI | Common Stock | G | 5,500 | · | · | 7,155,480 Indirect | · | · | Disposed |
| Nov. 16, 2015 | SMCI | Common Stock | G | 1,100 | · | · | 1,100 Indirect | · | · | Acquired |
| Nov. 16, 2015 | SMCI | Common Stock | G | 1,100 | · | · | 1,100 Indirect | · | · | Acquired |
| Nov. 16, 2015 | SMCI | Common Stock | G | 1,100 | · | · | 1,100 Indirect | · | · | Acquired |
| Nov. 16, 2015 | SMCI | Common Stock | G | 1,100 | · | · | 1,100 Indirect | · | · | Acquired |
| Nov. 16, 2015 | SMCI | Common Stock | G | 1,100 | · | · | 7,200 Indirect | · | · | Acquired |
| Oct. 5, 2015 | SMCI | Common Stock | S | 6,100 | $28.38 | $173,118 | 0 Indirect | · | · | Disposed |
| May 20, 2015 | SMCI | Common Stock | S | 6,100 | $33.00 | $201,300 | 0 Indirect | · | · | Disposed |
| May 20, 2015 | SMCI | Common Stock | S | 6,100 | $33.01 | $201,361 | 0 Indirect | · | · | Disposed |
| March 24, 2015 | SMCI | Common Stock | S | 6,100 | $35.36 | $215,696 | 0 Indirect | · | · | Disposed |
| Nov. 26, 2014 | SMCI | Common Stock | G | 50,000 | · | · | 7,258,715 Indirect | · | · | Disposed |
| Nov. 5, 2014 | SMCI | Common Stock | G | 846 | · | · | 7,308,715 Indirect | · | · | Disposed |
| Dec. 14, 2007 | SMCI | Common Stock | G | 150,000 | · | · | 330,000 Direct | · | · | Disposed |
| Dec. 14, 2007 | SMCI | Common Stock | G | 150,000 | · | · | 150,000 Indirect | · | · | Acquired |
Holdings
| Date | Ticker | Security | Shares | Exercise price | Expiration | Ownership |
|---|---|---|---|---|---|---|
| Feb. 14, 2017 | SMCI | Common Stock | 495,620 | · | · | Direct |
| Feb. 14, 2017 | SMCI | Common Stock | 15,000 | · | · | Indirect |
| Aug. 14, 2015 | SMCI | Common Stock | 495,620 | · | · | Direct |
| Aug. 14, 2015 | SMCI | Common Stock | 15,000 | · | · | Indirect |
| Aug. 14, 2015 | SMCI | Common Stock | 6,100 | · | · | Indirect |
| Aug. 14, 2015 | SMCI | Common Stock | 6,100 | · | · | Indirect |