LICHTENSTEIN SUSAN R
CIK 1142012 · View on SEC EDGAR ↗
Insider
First SEC filing: April 11, 2005 · Latest: April 11, 2005
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 16 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 16, 2009 | BAX | F | 629 | $51.07 | $32,123 | 21,676 Direct | -2.82% | Disposed | -4.0% (price as of 2026-08-20) |
| March 16, 2009 | BAX | F | 1,458 | $51.07 | $74,460 | 22,305 Direct | -6.14% | Disposed | -4.0% (price as of 2026-08-20) |
| March 4, 2009 | BAX | A | 51,520 | — | — | 51,520 Direct | — | Acquired | (price as of 2026-08-20) |
| April 11, 2008 | BAX | F | 1,174 | $60.57 | $71,109 | 23,763 Direct | -4.71% | Disposed | -19.1% (price as of 2026-08-20) |
| March 15, 2008 | BAX | F | 629 | $55.41 | $34,853 | 24,937 Direct | -2.46% | Disposed | -11.6% (price as of 2026-08-20) |
| March 14, 2008 | BAX | F | 1,458 | $56.27 | $82,042 | 25,566 Direct | -5.40% | Disposed | -12.9% (price as of 2026-08-20) |
| March 5, 2008 | BAX | A | 52,325 | — | — | 52,325 Direct | — | Acquired | (price as of 2026-08-20) |
| April 11, 2007 | BAX | F | 884 | $53.98 | $47,718 | 27,024 Direct | -3.17% | Disposed | -9.2% (price as of 2026-08-20) |
| March 15, 2007 | BAX | A | 65,550 | — | — | 65,550 Direct | — | Acquired | (price as of 2026-08-20) |
| March 15, 2007 | BAX | A | 6,400 | — | — | 27,908 Direct | +29.76% | Acquired | (price as of 2026-08-20) |
| March 14, 2007 | BAX | F | 1,458 | $50.74 | $73,979 | 21,508 Direct | -6.35% | Disposed | -3.4% (price as of 2026-08-20) |
| April 11, 2006 | BAX | F | 884 | $36.68 | $32,425 | 22,966 Direct | -3.71% | Disposed | 33.6% (price as of 2026-08-20) |
| March 14, 2006 | BAX | A | 99,000 | — | — | 99,000 Direct | — | Acquired | (price as of 2026-08-20) |
| March 14, 2006 | BAX | A | 14,850 | — | — | 23,850 Direct | +165.00% | Acquired | (price as of 2026-08-20) |
| April 11, 2005 | BAX | A | 60,000 | — | — | 60,000 Direct | — | Acquired | (price as of 2026-08-20) |
| April 11, 2005 | BAX | A | 9,000 | — | — | 9,000 Direct | — | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 4, 2009 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value (51,520) | $52.50 | March 4, 2019 | 51,520 | Acquired |
| March 5, 2008 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value (52,325) | $58.12 | March 5, 2018 | 52,325 | Acquired |
| March 15, 2007 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value (65,550) | $51.21 | March 15, 2017 | 65,550 | Acquired |
| March 14, 2006 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value (99,000) | $38.35 | March 14, 2016 | 99,000 | Acquired |
| April 11, 2005 | BAX | Stock Option (right to buy) | Common Stock, $1 par value (60,000) | $34.56 | April 10, 2015 | 60,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| April 11, 2005 | BAX | Common Stock, $1 par value | 0 | Direct |