LICHTENSTEIN WARREN G

Insider

First SEC filing: Oct. 2, 2024 · Latest: Oct. 2, 2024

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Institution The 13F filer entity this person is associated with.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Institution

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 97 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

97 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D
Oct. 1, 2024	1005784	A	2,304	—	—	192,299 Direct	+1.21%	Acquired
July 1, 2024	1005784	A	2,109	—	—	189,995 Direct	+1.12%	Acquired
April 1, 2024	1005784	A	2,737	—	—	187,886 Direct	+1.48%	Acquired
Jan. 1, 2024	1005784	A	2,623	—	—	185,149 Direct	+1.44%	Acquired
Oct. 1, 2023	1005784	A	2,391	—	—	182,526 Direct	+1.33%	Acquired
July 1, 2023	1005784	A	2,859	—	—	180,135 Direct	+1.61%	Acquired
April 1, 2023	1005784	A	22,553	—	—	1,654,585 Direct	+1.38%	Acquired
Jan. 1, 2023	1005784	A	18,150	—	—	1,632,032 Direct	+1.12%	Acquired
Oct. 1, 2022	1005784	A	18,283	—	—	1,613,882 Direct	+1.15%	Acquired
July 1, 2022	1005784	A	18,682	—	—	1,595,599 Direct	+1.18%	Acquired
April 1, 2022	1005784	A	20,152	—	—	1,576,917 Direct	+1.29%	Acquired
March 3, 2022	1005784	M	5,803	—	—	5,803 Indirect	-50.00%	Disposed
March 3, 2022	1005784	M	5,803	—	—	526,695 Indirect	+1.11%	Acquired
Jan. 1, 2022	1005784	A	17,105	—	—	1,556,765 Direct	+1.11%	Acquired
Oct. 1, 2021	1005784	A	12,570	—	—	1,539,660 Direct	+0.82%	Acquired
Aug. 17, 2021	1005784	D	2,133,333	—	—	1,527,090 Direct	-58.28%	Disposed
July 1, 2021	1005784	A	11,891	—	—	3,660,423 Direct	+0.33%	Acquired
April 1, 2021	1005784	A	13,674	—	—	3,648,532 Direct	+0.38%	Acquired
March 3, 2021	1005784	M	5,803	—	—	11,606 Indirect	-33.33%	Disposed
March 3, 2021	1005784	M	5,803	—	—	520,892 Indirect	+1.13%	Acquired
Jan. 1, 2021	1005784	A	29,271	—	—	3,634,858 Direct	+0.81%	Acquired
Dec. 24, 2020	1005784	M	91,229	—	—	0 Direct	-100.00%	Disposed
Dec. 24, 2020	1005784	M	200,000	—	—	0 Direct	-100.00%	Disposed
Dec. 24, 2020	1005784	M	43,546	—	—	0 Direct	-100.00%	Disposed
Dec. 24, 2020	1005784	F	64,301	$52.85	$3,398,308	207,953 Direct	-23.62%	Disposed
Dec. 24, 2020	1005784	M	91,229	$37.25	$3,398,280	272,254 Direct	+50.40%	Acquired
Dec. 24, 2020	1005784	F	68,156	$52.85	$3,602,045	181,025 Direct	-27.35%	Disposed
Dec. 24, 2020	1005784	M	200,000	$18.01	$3,602,000	249,181 Direct	+406.66%	Acquired
Dec. 24, 2020	1005784	F	14,230	$52.85	$752,056	49,181 Direct	-22.44%	Disposed
Dec. 24, 2020	1005784	M	43,546	$17.27	$752,039	63,411 Direct	+219.21%	Acquired
March 3, 2020	1005784	A	71,240	—	—	71,240 Indirect	—	Acquired
March 3, 2020	1005784	A	17,409	—	—	17,409 Indirect	—	Acquired
Feb. 28, 2020	1005784	M	4,659	—	—	0 Direct	-100.00%	Disposed
Feb. 28, 2020	1005784	D	4,659	$49.28	$229,596	19,865 Direct	-19.00%	Disposed
Feb. 28, 2020	1005784	M	4,659	$13.23	$61,639	24,524 Direct	+23.45%	Acquired
Feb. 25, 2020	1005784	M	4,658	—	—	4,659 Direct	-49.99%	Disposed
Feb. 25, 2020	1005784	D	4,658	$51.14	$238,210	19,865 Direct	-18.99%	Disposed
Feb. 25, 2020	1005784	M	4,658	$13.23	$61,625	24,523 Direct	+23.45%	Acquired
Feb. 6, 2020	1005784	D	103,874	$25.22	$2,619,702	410,787 Direct	-20.18%	Disposed
Jan. 2, 2020	1005784	A	65,789	—	—	3,605,587 Direct	+1.86%	Acquired
Feb. 28, 2019	1005784	A	91,229	—	—	91,229 Direct	—	Acquired
Feb. 28, 2019	1005784	A	200,000	—	—	200,000 Direct	—	Acquired
Feb. 28, 2019	1005784	A	49,158	—	—	515,089 Indirect	+10.55%	Acquired
Feb. 26, 2019	1005784	M	13,619	—	—	0 Direct	-100.00%	Disposed
Feb. 26, 2019	1005784	M	6,000	—	—	0 Direct	-100.00%	Disposed
Feb. 26, 2019	1005784	D	13,619	$37.25	$507,308	29,148 Direct	-31.84%	Disposed
Feb. 26, 2019	1005784	M	13,619	$6.82	$92,882	42,767 Direct	+46.72%	Acquired
Feb. 26, 2019	1005784	D	6,000	$37.25	$223,500	29,148 Direct	-17.07%	Disposed
Feb. 26, 2019	1005784	M	6,000	$2.39	$14,340	35,148 Direct	+20.58%	Acquired
Jan. 2, 2019	1005784	A	57,803	—	—	3,539,798 Direct	+1.66%	Acquired
Nov. 5, 2018	1005784	G	6,120	—	—	29,148 Direct	-17.35%	Disposed
Aug. 6, 2018	1005784	G	4,503	—	—	35,268 Direct	-11.32%	Disposed
Aug. 2, 2018	1005784	M	18,000	—	—	0 Direct	-100.00%	Disposed
Aug. 2, 2018	1005784	D	18,000	$34.45	$620,100	39,771 Direct	-31.16%	Disposed
Aug. 2, 2018	1005784	M	18,000	$8.48	$152,640	57,771 Direct	+45.26%	Acquired
April 12, 2018	1005784	A	32,258	—	—	3,481,995 Direct	+0.94%	Acquired
March 21, 2018	1005784	M	15,454	—	—	0 Direct	-100.00%	Disposed
March 21, 2018	1005784	D	15,454	$27.82	$429,930	39,771 Direct	-27.98%	Disposed
March 21, 2018	1005784	M	15,454	$6.01	$92,879	55,225 Direct	+38.86%	Acquired
Dec. 15, 2017	1005784	A	300,000	—	—	3,449,737 Direct	+9.52%	Acquired
Dec. 15, 2017	1005784	A	300,000	—	—	3,149,737 Direct	+10.53%	Acquired
Dec. 15, 2017	1005784	A	30,000	—	—	2,849,737 Direct	+1.06%	Acquired
Dec. 15, 2017	1005784	A	270,000	—	—	2,819,737 Direct	+10.59%	Acquired
Dec. 15, 2017	1005784	A	2,400,000	—	—	2,549,737 Direct	+1602.81%	Acquired
Oct. 12, 2017	1005784	S	298,624	—	—	0 Direct	-100.00%	Disposed
Oct. 12, 2017	1005784	J	443,158	—	—	514,661 Direct	+619.78%	Acquired
March 6, 2017	1005784	M	27,479	—	—	0 Direct	-100.00%	Disposed
March 6, 2017	1005784	D	27,479	$21.58	$592,997	65,742 Direct	-29.48%	Disposed
March 6, 2017	1005784	M	27,479	$4.63	$127,228	93,221 Direct	+41.80%	Acquired
Feb. 7, 2017	1005784	J	71,503	—	—	71,503 Direct	—	Acquired
Jan. 3, 2017	1005784	A	49,382	—	—	149,737 Direct	+49.21%	Acquired
Sept. 19, 2016	1005784	M	12,000	—	—	0 Direct	-100.00%	Disposed
Sept. 19, 2016	1005784	D	12,000	$17.59	$211,080	82,920 Direct	-12.64%	Disposed
Sept. 19, 2016	1005784	M	12,000	$5.63	$67,560	94,920 Direct	+14.47%	Acquired
Aug. 19, 2016	1005784	A	200,000	—	—	448,753 Indirect	+80.40%	Acquired
Aug. 19, 2016	1005784	A	200,000	—	—	200,000 Direct	—	Acquired
Aug. 19, 2016	1005784	A	180,000	—	—	248,753 Indirect	+261.81%	Acquired
June 1, 2016	1005784	D	6,000	$40.00	$240,000	0 Direct	-100.00%	Disposed
May 31, 2016	1005784	U	7,507	$40.00	$300,280	6,000 Direct	-55.58%	Disposed
May 16, 2016	1005784	A	1,905	—	—	82,920 Direct	+2.35%	Acquired
May 16, 2016	1005784	A	3,811	—	—	81,015 Direct	+4.94%	Acquired
May 4, 2016	1005784	A	3,000	—	—	13,507 Direct	+28.55%	Acquired
May 2, 2016	1005784	A	11,462	—	—	77,204 Direct	+17.43%	Acquired
April 21, 2016	1005784	A	25,000	—	—	125,426 Direct	+24.89%	Acquired
Jan. 15, 2016	1005784	A	914	—	—	68,753 Indirect	+1.35%	Acquired
Jan. 15, 2016	1005784	A	1,829	—	—	67,839 Indirect	+2.77%	Acquired
Jan. 5, 2016	1005784	C	None	—	—	0 Indirect	—	Disposed
Jan. 5, 2016	1005784	C	55,546	$9.00	$499,914	60,546 Indirect	+1110.92%	Acquired
Jan. 4, 2016	1005784	A	40,816	—	—	100,355 Direct	+68.55%	Acquired
Nov. 13, 2015	1005784	P	5,000	$14.99	$74,950	5,000 Indirect	—	Acquired
Oct. 15, 2015	1005784	A	822	—	—	66,010 Indirect	+1.26%	Acquired
Oct. 15, 2015	1005784	A	1,645	—	—	65,188 Indirect	+2.59%	Acquired
July 31, 2015	1005784	G	2,205	—	—	65,742 Direct	-3.25%	Disposed
July 15, 2015	1005784	A	571	—	—	63,543 Indirect	+0.91%	Acquired
July 15, 2015	1005784	A	1,143	—	—	62,972 Indirect	+1.85%	Acquired
May 28, 2015	1005784	A	3,000	—	—	10,507 Direct	+39.96%	Acquired
May 28, 2015	1005784	A	2,500	—	—	100,426 Direct	+2.55%	Acquired
May 22, 2015	1005784	G	1,700	—	—	67,947 Direct	-2.44%	Disposed
May 4, 2015	1005784	G	2,497	—	—	69,647 Direct	-3.46%	Disposed
July 29, 2014	1005784	P	None	$1005294.00	—	55,546 Indirect	—	Acquired

Showing latest 100 of 270 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 3, 2022	1005784	Restricted Stock Unit	Common Stock, Par Value $0.10 (5,803)	—	—	5,803	Disposed
March 3, 2021	1005784	Restricted Stock Unit	Common Stock, Par Value $0.10 (5,803)	—	—	5,803	Disposed
Dec. 24, 2020	1005784	Stock Options (Right to Buy)	Common Stock, Par Value $0.10 (91,229)	$37.25	Feb. 28, 2026	91,229	Disposed
Dec. 24, 2020	1005784	Stock Options (Right to Buy)	Common Stock, Par Value $0.10 (200,000)	$18.01	Aug. 19, 2023	200,000	Disposed
Dec. 24, 2020	1005784	Stock Options (Right to Buy)	Common Stock, Par Value $0.10 (43,546)	$17.27	April 7, 2021	43,546	Disposed
March 3, 2020	1005784	Restricted Stock Unit	Common Stock (71,240)	—	—	71,240	Acquired
March 3, 2020	1005784	Restricted Stock Unit	Common Stock (17,409)	—	—	17,409	Acquired
Feb. 28, 2020	1005784	Stock Appreciation Right	Common Stock (4,659)	$13.23	April 11, 2020	4,659	Disposed
Feb. 25, 2020	1005784	Stock Appreciation Right	Common Stock (4,658)	$13.23	April 11, 2020	4,658	Disposed
Feb. 28, 2019	1005784	Stock Option	Common Stock (91,229)	$37.25	Feb. 28, 2026	91,229	Acquired
Feb. 28, 2019	1005784	Stock Appreciation Right	Common Stock (200,000)	$37.25	Feb. 28, 2026	200,000	Acquired
Feb. 26, 2019	1005784	Stock Appreciation Right	Common Stock (13,619)	$6.82	March 28, 2019	13,619	Disposed
Feb. 26, 2019	1005784	Stock Appreciation Right	Common Stock (6,000)	$2.39	March 25, 2019	6,000	Disposed
Aug. 2, 2018	1005784	Stock Appreciation Right	Common Stock (18,000)	$8.48	Aug. 15, 2018	18,000	Disposed
March 21, 2018	1005784	Stock Appreciation Right	Common Stock (15,454)	$6.01	March 30, 2018	15,454	Disposed
March 6, 2017	1005784	Stock Appreciation Right	Common Stock (27,479)	$4.63	March 24, 2017	27,479	Disposed
Sept. 19, 2016	1005784	Stock Appreciation Right	Common Stock (12,000)	$5.63	Oct. 6, 2016	12,000	Disposed
Aug. 19, 2016	1005784	Stock Options (Right to Buy)	Common Stock (200,000)	$18.01	Aug. 19, 2023	200,000	Acquired
Jan. 5, 2016	1005784	4.0625% Convertible Subordinated Debentures due 2039	Common Stock (55,546)	$9.00	Dec. 31, 2039	—	Disposed
July 29, 2014	1005784	4.0625% Convertible Subordinated Debentures due 2039	Common Stock (55,546)	$9.00	Dec. 31, 2039	—	Acquired
April 7, 2014	1005784	Stock Options [F3]	Common Stock, Par Value $0.10 (43,546)	$17.27	April 7, 2021	43,546	Acquired
April 11, 2013	1005784	Stock Appreciation Right [F3]	Common Stock, Par Value $0.10 (9,317)	$13.23	April 11, 2020	9,317	Acquired
May 25, 2012	1005784	Restricted Stock Unit	Common Stock, $.001 Par Value (2,500)	$0.00	May 25, 2012	1	Disposed
March 28, 2012	1005784	Stock Appreciation Right	Common Stock, Par Value $0.10 (13,619)	$6.82	March 28, 2019	13,619	Acquired
May 25, 2011	1005784	Restricted Stock Unit [F5]	Common Stock, $.001 Par Value (25,000)	$0.00	—	1	Acquired
May 25, 2011	1005784	Non-Qualified Stock Option (right to buy) [F2]	Common Stock, $.001 Par Value (250,000)	$2.91	—	1	Acquired
March 30, 2011	1005784	Stock Appreciation Right	Common Stock, Par Value $0.10 (15,454)	$6.01	March 30, 2018	15,454	Acquired
Oct. 14, 2010	1005784	Non-Qualified Stock Option (right to buy) [F4]	Common Stock, $.001 Par Value (32,500)	$2.94	Oct. 14, 2020	1	Acquired
March 24, 2010	1005784	Stock Appreciation Right	Common Stock, Par Value $0.10 (27,479)	$4.63	March 24, 2017	27,479	Acquired
Oct. 6, 2009	1005784	Stock Appreciation Right	Common Stock, Par Value $0.10 (12,000)	$5.63	Oct. 6, 2016	12,000	Acquired
March 25, 2009	1005784	Stock Appreciation Right	Common Stock (6,000)	$2.39	March 25, 2019	6,000	Acquired
Aug. 15, 2008	1005784	Stock Appreciation Right	Common Stock, Par Value $0.10 (6,000)	$8.48	Aug. 15, 2018	6,000	Acquired
Aug. 15, 2008	1005784	Stock Appreciation Right	Common Stock, Par Value $0.10 (12,000)	$8.48	Aug. 15, 2018	12,000	Acquired
Nov. 30, 2007	1005784	Option (right to buy)	Common Stock, $1.00 par value per share (5,000)	$61.15	May 18, 2017	5,000	Disposed
Nov. 30, 2007	1005784	Option (right to buy)	Common Stock, $1.00 par value per share (5,000)	$48.70	May 18, 2016	5,000	Disposed
Nov. 30, 2007	1005784	Option (right to buy)	Common Stock, $1.00 par value per share (15,000)	$21.90	June 10, 2014	15,000	Disposed
Nov. 30, 2007	1005784	Option (right to buy)	Common Stock, $1.00 par value per share (15,000)	$15.66	May 8, 2011	15,000	Disposed
May 18, 2007	1005784	Option (right to buy)	Common Stock, $1.00 par value per share (5,000)	$61.15	May 18, 2017	5,000	Acquired
Oct. 20, 2006	1005784	Stock Option (right to buy)	Common Stock, $.01 par value per share (2,000)	$17.54	June 9, 2015	2,000	Disposed
Oct. 20, 2006	1005784	Option (right to buy)	Common Stock, $.01 par value per share (2,000)	$29.29	June 7, 2016	2,000	Disposed
Oct. 20, 2006	1005784	Option (right to buy)	Common Stock, $.01 par value per share (5,000)	$16.60	June 2, 2014	5,000	Disposed
June 8, 2006	1005784	Option (right to buy)	Common Stock, $.01 par value per share (2,000)	$29.29	June 7, 2016	2,000	Acquired
May 18, 2006	1005784	Option (right to buy)	Common Stock, $1.00 par value per share (5,000)	$48.70	May 18, 2016	5,000	Acquired
June 9, 2005	1005784	Stock Option (right to buy)	Common Stock, $.01 par value per share (2,000)	$17.54	June 9, 2015	2,000	Acquired
June 21, 2004	1005784	Option (right to buy)	Common Stock, $1.00 par value per share (15,000)	$21.90	June 21, 2014	15,000	Acquired
June 3, 2004	1005784	Option (right to buy)	Common Stock, $.01 par value per share (5,000)	$16.60	June 2, 2014	5,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).