Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 2 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

2 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Aug. 7, 2020 NEON P 1,717 $1000.00 $1,717,000 1,717 Indirect · Acquired -99.9% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Sept. 29, 2020 NEON Series C-2 5% Convertible Preferred Stock Common Stock (264,112) · · 1,717 Disposed
Aug. 7, 2020 NEON Series C-2 5% Convertible Preferred Stock Common Stock (264,112) · · 1,717 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
June 21, 2019 NEON Common Stock 1,534,920 Indirect
June 21, 2019 NEON Common Stock Warrant→ Common Stock (116,667) 116,667 Indirect
Jan. 3, 2019 NEON Common Stock 1,534,956 Indirect
Jan. 3, 2019 NEON Common Stock Warrant→ Common Stock (116,667) 116,667 Indirect