Lionel D Batty

Insider

First SEC filing: Jan. 28, 2014 · Latest: Jan. 28, 2014

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 23 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Aug. 17, 2015	EAF	D	36,000	$5.05	$181,800	0 Direct	-100.00%	Disposed	-86.5% (price as of 2026-08-20)
Aug. 17, 2015	EAF	D	12,300	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 17, 2015	EAF	D	13,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 17, 2015	EAF	D	9,200	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 17, 2015	EAF	D	4,800	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 17, 2015	EAF	D	2,600	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 17, 2015	EAF	D	3,300	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 14, 2015	EAF	U	10,275	$5.05	$51,889	0 Indirect	-100.00%	Disposed	-86.5% (price as of 2026-08-20)
Aug. 14, 2015	EAF	U	11,931	$5.05	$60,252	0 Indirect	-100.00%	Disposed	-86.5% (price as of 2026-08-20)
Aug. 14, 2015	EAF	U	107,536	$5.05	$543,057	0 Direct	-100.00%	Disposed	-86.5% (price as of 2026-08-20)
Aug. 11, 2015	EAF	F	5,552	$5.05	$28,038	11,348 Direct	-32.85%	Disposed	-86.5% (price as of 2026-08-20)
Aug. 11, 2015	EAF	F	1,117	$5.05	$5,641	6,815 Direct	-14.08%	Disposed	-86.5% (price as of 2026-08-20)
Aug. 11, 2015	EAF	F	5,027	$5.05	$25,386	10,273 Direct	-32.86%	Disposed	-86.5% (price as of 2026-08-20)
Aug. 11, 2015	EAF	F	2,015	$5.05	$10,176	6,162 Direct	-24.64%	Disposed	-86.5% (price as of 2026-08-20)
Aug. 11, 2015	EAF	F	14,721	$5.05	$74,341	30,279 Direct	-32.71%	Disposed	-86.5% (price as of 2026-08-20)
Aug. 11, 2015	EAF	F	8,870	$5.05	$44,794	18,130 Direct	-32.85%	Disposed	-86.5% (price as of 2026-08-20)
Dec. 13, 2014	EAF	F	267	$4.02	$1,073	1,606 Direct	-14.26%	Disposed	-83.0% (price as of 2026-08-20)
Dec. 13, 2014	EAF	F	512	$4.02	$2,058	3,078 Direct	-14.26%	Disposed	-83.0% (price as of 2026-08-20)
Dec. 3, 2014	EAF	F	1,023	$4.28	$4,378	8,177 Direct	-11.12%	Disposed	-84.0% (price as of 2026-08-20)
Nov. 27, 2014	EAF	F	1,134	$4.44	$5,035	7,932 Direct	-12.51%	Disposed	-84.6% (price as of 2026-08-20)
Nov. 19, 2014	EAF	A	36,000	—	—	36,000 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 19, 2014	EAF	A	45,000	—	—	45,000 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 19, 2014	EAF	A	27,000	—	—	27,000 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 17, 2015	EAF	Stock Options (right to buy)	Common Stock (36,000)	$4.24	Nov. 19, 2024	36,000	Disposed
Aug. 17, 2015	EAF	Stock Options (right to buy)	Common Stock (12,300)	$11.56	Nov. 21, 2023	12,300	Disposed
Aug. 17, 2015	EAF	Stock Options (right to buy)	Common Stock (13,500)	$9.51	Nov. 27, 2022	13,500	Disposed
Aug. 17, 2015	EAF	Stock Options (right to buy)	Common Stock (9,200)	$15.24	Dec. 13, 2021	9,200	Disposed
Aug. 17, 2015	EAF	Stock Options (right to buy)	Common Stock (4,800)	$13.89	Dec. 13, 2021	4,800	Disposed
Aug. 17, 2015	EAF	Stock Options (right to buy)	Common Stock (2,600)	$19.89	Dec. 9, 2020	2,600	Disposed
Aug. 17, 2015	EAF	Stock Options (right to buy)	Common Stock (3,300)	$16.41	Dec. 10, 2019	3,300	Disposed
Nov. 19, 2014	EAF	Stock Options (right to buy)	Common Stock (36,000)	$4.24	Nov. 19, 2024	36,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 18 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Jan. 28, 2014	EAF	Common Stock	9,200	Indirect
Jan. 28, 2014	EAF	Common Stock	15,300	Indirect
Jan. 28, 2014	EAF	Common Stock	9,066	Indirect
Jan. 28, 2014	EAF	Common Stock	16,900	Indirect
Jan. 28, 2014	EAF	Common Stock	3,590	Indirect
Jan. 28, 2014	EAF	Common Stock	6,100	Indirect
Jan. 28, 2014	EAF	Common Stock	1,873	Indirect
Jan. 28, 2014	EAF	Common Stock	3,200	Indirect
Jan. 28, 2014	EAF	Common Stock	1,800	Indirect
Jan. 28, 2014	EAF	Common Stock	22,923	Direct
Jan. 28, 2014	EAF	Common Stock	9,932	Indirect
Jan. 28, 2014	EAF	Common Stock	10,134	Indirect
Jan. 28, 2014	EAF	Stock Options (right to buy)→ Common Stock (12,300)	12,300	Direct
Jan. 28, 2014	EAF	Stock Options (right to buy)→ Common Stock (13,500)	13,500	Direct
Jan. 28, 2014	EAF	Stock Options (right to buy)→ Common Stock (9,200)	9,200	Direct
Jan. 28, 2014	EAF	Stock Options (right to buy)→ Common Stock (4,800)	4,800	Direct
Jan. 28, 2014	EAF	Stock Options (right to buy)→ Common Stock (2,600)	2,600	Direct
Jan. 28, 2014	EAF	Stock Options (right to buy)→ Common Stock (3,300)	3,300	Direct