Lisa B Peters

CIK 1404542 · View on SEC EDGAR ↗

Insider

First SEC filing: March 18, 2010 · Latest: March 18, 2010

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 47 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

47 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 18, 2013 BNY S 14,700 $26.22 $385,434 186,503 Direct -7.31% Disposed 506.3% (price as of 2026-08-21)
Dec. 13, 2007 BNY S 500 $48.03 $24,015 100,255 Direct -0.50% Disposed 231.0% (price as of 2026-08-21)
Dec. 13, 2007 BNY S 1,200 $48.02 $57,624 100,755 Direct -1.18% Disposed 231.1% (price as of 2026-08-21)
Dec. 13, 2007 BNY S 1,500 $48.02 $72,030 101,955 Direct -1.45% Disposed 231.1% (price as of 2026-08-21)
Dec. 13, 2007 BNY S 1,500 $47.98 $71,970 103,455 Direct -1.43% Disposed 231.3% (price as of 2026-08-21)
Oct. 22, 2007 BNY S 1,275 $46.02 $58,676 99,074 Direct -1.27% Disposed 245.5% (price as of 2026-08-21)
Oct. 22, 2007 BNY S 600 $46.01 $27,606 100,349 Direct -0.59% Disposed 245.5% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 18, 2013 BNY EMP OPT-Right to Buy-Type I 1/03 Common Stock (14,700) $23.19 Jan. 23, 2013 14,700 Disposed
Feb. 23, 2012 BNY EMP OPT-Right to Buy-Type NQ 2/23/2012 Common Stock (59,437) $22.03 Feb. 22, 2022 59,437 Acquired
Feb. 24, 2011 BNY EMP OPT-Right to Buy-Type NQ 2/24/11 Common Stock (87,968) $30.13 Feb. 23, 2021 87,968 Acquired
Feb. 7, 2011 BNY Performance Shares Common Stock (5,684) — March 15, 2011 5,684 Disposed
March 16, 2010 BNY EMP OPT-Right to Buy-Type NQ 3/16/10 Common Stock (84,563) $30.25 March 15, 2020 84,563 Acquired
March 9, 2009 BNY EMP OPT-Right to Buy-Type NQ 3/9/09 Common Stock (91,164) $18.02 March 8, 2019 91,164 Acquired
March 10, 2008 BNY Performance Shares [F5] Common Stock (5,403) — March 15, 2011 5,403 Acquired
March 10, 2008 BNY Emp Opt-RTB-Type NQ 3/10/08 Common Stock (81,046) $42.31 March 9, 2018 81,046 Acquired
Dec. 13, 2007 BNY EMP OPT-Right to Buy-Type NQ 7/99 Common Stock (2,500) $35.25 July 22, 2009 2,500 Disposed
Dec. 13, 2007 BNY EMP OPT-Right to Buy-Type NQ 07/98 Common Stock (2,200) $34.41 July 23, 2008 2,200 Disposed
July 23, 2007 BNY EMP OPT-RTB-Type NQ 07/07 Common Stock (13,536) $44.59 July 22, 2017 13,536 Acquired
July 1, 2007 BNY EMP OPT 02/07 Type NQS Common Stock (3,360) $45.97 Feb. 19, 2017 3,360 Acquired
July 1, 2007 BNY EMP OPT-Right to Buy-Type NQ 02/20/07 Common Stock (61,324) $45.97 Feb. 19, 2017 61,324 Acquired
July 1, 2007 BNY EMP OPT-Right to Buy-Type NQ 1/06 Common Stock (51,854) $35.02 Jan. 22, 2016 51,854 Acquired
July 1, 2007 BNY EMP OPT-Right to Buy-Type I 1/05 Common Stock (26,179) $29.21 Jan. 23, 2015 26,179 Acquired
July 1, 2007 BNY EMP OPT-Right to Buy-Type I 1/04 Common Stock (16,423) $33.47 Jan. 22, 2014 16,423 Acquired
July 1, 2007 BNY EMP OPT-Right to Buy-Type I 1/03 Common Stock (14,700) $23.19 Jan. 23, 2013 14,700 Acquired
July 1, 2007 BNY EMP OPT-Right to Buy-Type NQ 1/02 Common Stock (4,400) $38.70 Jan. 17, 2012 4,400 Disposed
July 1, 2007 BNY EMP OPT-Right to Buy-Type I 1/02 Common Stock (12,870) $38.70 Jan. 17, 2012 12,870 Acquired
July 1, 2007 BNY EMP OPT-Right to Buy-Type I 7/01 Common Stock (4,050) $38.50 July 19, 2011 4,050 Acquired
July 1, 2007 BNY EMP OPT-Right to Buy-Type I 7/00 Common Stock (3,350) $40.25 July 20, 2010 3,350 Acquired
July 1, 2007 BNY EMP OPT-Right to Buy-Type NQ 7/99 Common Stock (2,500) $35.25 July 22, 2009 2,500 Acquired
July 1, 2007 BNY EMP OPT-Right to Buy-Type NQ 07/98 Common Stock (2,200) $34.41 July 23, 2008 2,200 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).