Lisa K Pai
CIK 1390280 · View on SEC EDGAR ↗
Insider
First SEC filing: Dec. 13, 2021 · Latest: Dec. 13, 2021
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 12 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 22, 2025 | HOPE | A | 5,357 | $10.08 | $53,999 | 54,821 Direct | +10.83% | Acquired | 39.4% (price as of 2026-08-21) |
| July 3, 2024 | HOPE | A | 5,137 | $10.51 | $53,990 | 49,464 Direct | +11.59% | Acquired | 33.7% (price as of 2026-08-21) |
| May 23, 2023 | HOPE | A | 6,279 | $8.60 | $53,999 | 44,327 Direct | +16.50% | Acquired | 63.4% (price as of 2026-08-21) |
| May 19, 2022 | HOPE | A | 3,927 | — | — | 38,048 Direct | +11.51% | Acquired | (price as of 2026-08-21) |
| Jan. 27, 2022 | HOPE | A | 1,482 | — | — | 34,121 Direct | +4.54% | Acquired | (price as of 2026-08-21) |
| Sept. 1, 2016 | HOPE | A | 20,000 | — | — | 20,000 Direct | — | Acquired | (price as of 2026-08-21) |
| July 29, 2016 | HOPE | A | 12,535 | — | — | 12,535 Direct | — | Acquired | (price as of 2026-08-21) |
| July 29, 2016 | HOPE | A | 8,352 | — | — | 8,352 Direct | — | Acquired | (price as of 2026-08-21) |
| July 29, 2016 | HOPE | A | 21,102 | — | — | 21,102 Direct | — | Acquired | (price as of 2026-08-21) |
| Feb. 10, 2012 | HOPE | A | 2,700 | — | — | 10,800 Direct | +33.33% | Acquired | (price as of 2026-08-21) |
| Feb. 10, 2012 | HOPE | A | 2,700 | — | — | 8,100 Direct | +50.00% | Acquired | (price as of 2026-08-21) |
| Feb. 10, 2012 | HOPE | A | 5,400 | — | — | 5,400 Direct | — | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 1, 2016 | HOPE | Incentive Stock Option (right to buy) | Common stock (20,000) | $17.18 | Sept. 1, 2026 | 20,000 | Acquired |
| July 29, 2016 | HOPE | Stock Option (Right To Buy) | Common Stock (21,102) | $8.71 | Jan. 30, 2018 | 21,102 | Acquired |
| Feb. 10, 2012 | HOPE | Performance Units | Common Stock (2,700) | — | Feb. 10, 2016 | 2,700 | Acquired |
| Feb. 10, 2012 | HOPE | Performance Units | Common Stock (2,700) | — | Feb. 10, 2015 | 2,700 | Acquired |
| Feb. 10, 2012 | HOPE | Performance Units | Common Stock (5,400) | — | Feb. 10, 2014 | 5,400 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 5 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 13, 2021 | HOPE | Common Stock [F1] | 32,639 | Direct |
| Dec. 10, 2021 | HOPE | Common Stock | 32,639 | Direct |
| Aug. 2, 2016 | HOPE | None (but see footnote 1) [F1] | 0 | Direct |
| Sept. 26, 2012 | HOPE | Employee Stock Option (right to buy)→ Common Stock | — | Direct |
| Dec. 9, 2011 | HOPE | Common Stock | 12,644 | Direct |