Lisa Westlake

Insider

First SEC filing: Dec. 3, 2008 · Latest: Dec. 3, 2008

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

MCO selling Jan. 31, 2017

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 59 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

59 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 1, 2017	MCO	F	1,781	$112.91	$201,093	24,697 Direct	-6.73%	Disposed	342.5% (price as of 2026-08-21)
March 1, 2017	MCO	A	4,816	$112.91	$543,775	26,478 Direct	+22.23%	Acquired	342.5% (price as of 2026-08-21)
Feb. 23, 2017	MCO	A	5,355	—	—	5,355 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 23, 2017	MCO	A	1,412	$113.34	$160,036	21,662 Direct	+6.97%	Acquired	340.8% (price as of 2026-08-21)
Jan. 31, 2017	MCO	S 10b5-1	730	$103.51	$75,562	20,250 Direct	-3.48%	Disposed	382.6% (price as of 2026-08-21)
Jan. 3, 2017	MCO	S 10b5-1	730	$95.01	$69,357	20,980 Direct	-3.36%	Disposed	425.8% (price as of 2026-08-21)
Nov. 30, 2016	MCO	S 10b5-1	730	$101.65	$74,204	21,710 Direct	-3.25%	Disposed	391.5% (price as of 2026-08-21)
Oct. 31, 2016	MCO	S 10b5-1	730	$101.35	$73,986	22,440 Direct	-3.15%	Disposed	392.9% (price as of 2026-08-21)
Sept. 30, 2016	MCO	S 10b5-1	1,095	$108.37	$118,665	23,170 Direct	-4.51%	Disposed	361.0% (price as of 2026-08-21)
Aug. 30, 2016	MCO	S 10b5-1	730	$107.50	$78,475	24,265 Direct	-2.92%	Disposed	364.7% (price as of 2026-08-21)
Aug. 8, 2016	MCO	S 10b5-1	2,920	$104.76	$305,899	24,995 Direct	-10.46%	Disposed	376.9% (price as of 2026-08-21)
Aug. 8, 2016	MCO	S 10b5-1	730	$105.00	$76,650	27,915 Direct	-2.55%	Disposed	375.8% (price as of 2026-08-21)
May 17, 2016	MCO	M	8,000	$72.72	$581,760	36,645 Direct	+27.93%	Acquired	587.0% (price as of 2026-08-21)
May 17, 2016	MCO	S	8,000	$95.00	$760,000	28,645 Direct	-21.83%	Disposed	425.9% (price as of 2026-08-21)
May 17, 2016	MCO	M	8,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 1, 2016	MCO	F	2,965	$91.40	$271,001	28,645 Direct	-9.38%	Disposed	446.6% (price as of 2026-08-21)
March 1, 2016	MCO	A	7,670	$91.40	$701,038	31,610 Direct	+32.04%	Acquired	446.6% (price as of 2026-08-21)
Feb. 12, 2016	MCO	A	12,211	—	—	12,211 Direct	—	Acquired	(price as of 2026-08-21)
May 20, 2015	MCO	S	13,675	$109.69	$1,500,011	23,940 Direct	-36.36%	Disposed	355.5% (price as of 2026-08-21)
May 7, 2015	MCO	M	8,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 7, 2015	MCO	M	4,495	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 7, 2015	MCO	S	8,000	$106.90	$855,200	37,615 Direct	-17.54%	Disposed	367.3% (price as of 2026-08-21)
May 7, 2015	MCO	M	8,000	$63.09	$504,720	45,615 Direct	+21.27%	Acquired	691.9% (price as of 2026-08-21)
May 7, 2015	MCO	S	4,495	$106.88	$480,426	37,615 Direct	-10.67%	Disposed	367.4% (price as of 2026-08-21)
May 7, 2015	MCO	M	4,495	$30.01	$134,895	42,110 Direct	+11.95%	Acquired	1564.7% (price as of 2026-08-21)
March 2, 2015	MCO	F	6,339	$96.72	$613,108	37,615 Direct	-14.42%	Disposed	416.5% (price as of 2026-08-21)
March 2, 2015	MCO	A	13,917	$96.72	$1,346,052	43,954 Direct	+46.33%	Acquired	416.5% (price as of 2026-08-21)
Feb. 11, 2015	MCO	A	7,399	—	—	7,399 Direct	—	Acquired	(price as of 2026-08-21)
Aug. 6, 2014	MCO	M	3,700	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 6, 2014	MCO	M	2,700	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 6, 2014	MCO	M	20,200	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 6, 2014	MCO	M	3,100	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 6, 2014	MCO	M	5,200	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 6, 2014	MCO	M	7,300	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 6, 2014	MCO	S	3,700	$87.39	$323,343	30,037 Direct	-10.97%	Disposed	471.7% (price as of 2026-08-21)
Aug. 6, 2014	MCO	M	3,700	$41.69	$154,253	33,737 Direct	+12.32%	Acquired	1098.3% (price as of 2026-08-21)
Aug. 6, 2014	MCO	S	2,700	$87.39	$235,953	30,037 Direct	-8.25%	Disposed	471.7% (price as of 2026-08-21)
Aug. 6, 2014	MCO	M	2,700	$25.37	$68,499	32,737 Direct	+8.99%	Acquired	1869.2% (price as of 2026-08-21)
Aug. 6, 2014	MCO	S	20,200	$87.39	$1,765,278	30,037 Direct	-40.21%	Disposed	471.7% (price as of 2026-08-21)
Aug. 6, 2014	MCO	M	20,200	$21.01	$424,402	50,237 Direct	+67.25%	Acquired	2277.9% (price as of 2026-08-21)
Aug. 6, 2014	MCO	S	3,100	$87.38	$270,878	30,037 Direct	-9.36%	Disposed	471.7% (price as of 2026-08-21)
Aug. 6, 2014	MCO	M	3,100	$38.07	$118,017	33,137 Direct	+10.32%	Acquired	1212.3% (price as of 2026-08-21)
Aug. 6, 2014	MCO	S	5,200	$87.39	$454,428	30,037 Direct	-14.76%	Disposed	471.7% (price as of 2026-08-21)
Aug. 6, 2014	MCO	M	5,200	$30.01	$156,052	35,237 Direct	+17.31%	Acquired	1564.7% (price as of 2026-08-21)
Aug. 6, 2014	MCO	S	7,300	$87.39	$637,947	30,037 Direct	-19.55%	Disposed	471.7% (price as of 2026-08-21)
Aug. 6, 2014	MCO	M	7,300	$26.78	$195,494	37,337 Direct	+24.30%	Acquired	1765.5% (price as of 2026-08-21)
Aug. 5, 2014	MCO	M	5,680	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 5, 2014	MCO	M	4,301	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 5, 2014	MCO	M	29,300	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 5, 2014	MCO	M	5,150	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 5, 2014	MCO	M	8,284	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 5, 2014	MCO	M	11,380	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 5, 2014	MCO	S	5,680	$87.52	$497,114	30,037 Direct	-15.90%	Disposed	470.8% (price as of 2026-08-21)
Aug. 5, 2014	MCO	M	5,680	$41.69	$236,799	35,717 Direct	+18.91%	Acquired	1098.3% (price as of 2026-08-21)
Aug. 5, 2014	MCO	S	4,301	$87.52	$376,424	30,037 Direct	-12.53%	Disposed	470.8% (price as of 2026-08-21)
Aug. 5, 2014	MCO	M	4,301	$25.37	$109,116	34,338 Direct	+14.32%	Acquired	1869.2% (price as of 2026-08-21)
Aug. 5, 2014	MCO	S	29,300	$87.54	$2,564,922	30,037 Direct	-49.38%	Disposed	470.7% (price as of 2026-08-21)
Aug. 5, 2014	MCO	M	29,300	$21.01	$615,593	59,337 Direct	+97.55%	Acquired	2277.9% (price as of 2026-08-21)
Aug. 5, 2014	MCO	S	5,150	$87.52	$450,728	30,037 Direct	-14.64%	Disposed	470.8% (price as of 2026-08-21)
Aug. 5, 2014	MCO	M	5,150	$38.07	$196,060	35,187 Direct	+17.15%	Acquired	1212.3% (price as of 2026-08-21)
Aug. 5, 2014	MCO	S	8,284	$87.52	$725,016	30,037 Direct	-21.62%	Disposed	470.8% (price as of 2026-08-21)
Aug. 5, 2014	MCO	M	8,284	$30.01	$248,603	38,321 Direct	+27.58%	Acquired	1564.7% (price as of 2026-08-21)
Aug. 5, 2014	MCO	S	11,380	$87.53	$996,091	30,037 Direct	-27.48%	Disposed	470.8% (price as of 2026-08-21)
Aug. 5, 2014	MCO	M	11,380	$26.78	$304,756	41,417 Direct	+37.89%	Acquired	1765.5% (price as of 2026-08-21)
March 3, 2014	MCO	F	9,072	$78.42	$711,426	30,037 Direct	-23.20%	Disposed	537.1% (price as of 2026-08-21)
March 3, 2014	MCO	A	17,453	$78.42	$1,368,664	39,109 Direct	+80.59%	Acquired	537.1% (price as of 2026-08-21)
Feb. 12, 2014	MCO	A	8,193	—	—	8,193 Direct	—	Acquired	(price as of 2026-08-21)
Nov. 8, 2013	MCO	M	4,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 8, 2013	MCO	S	4,500	$71.24	$320,580	21,656 Direct	-17.20%	Disposed	601.3% (price as of 2026-08-21)
Nov. 8, 2013	MCO	M	4,500	$37.12	$167,040	26,156 Direct	+20.78%	Acquired	1245.9% (price as of 2026-08-21)
May 8, 2013	MCO	I	1,005	$63.84	$64,159	0 Indirect	-100.00%	Disposed	682.6% (price as of 2026-08-21)
March 1, 2013	MCO	F	9,082	$48.35	$439,115	21,656 Direct	-29.55%	Disposed	933.3% (price as of 2026-08-21)
March 1, 2013	MCO	A	17,574	$48.35	$849,703	30,738 Direct	+133.50%	Acquired	933.3% (price as of 2026-08-21)
Feb. 13, 2013	MCO	A	14,039	—	—	14,039 Direct	—	Acquired	(price as of 2026-08-21)
March 1, 2012	MCO	F	1,378	$38.84	$53,522	13,164 Direct	-9.48%	Disposed	1186.3% (price as of 2026-08-21)
Feb. 13, 2012	MCO	A	15,525	—	—	15,525 Direct	—	Acquired	(price as of 2026-08-21)
March 1, 2011	MCO	F	1,188	$31.60	$37,541	14,542 Direct	-7.55%	Disposed	1481.0% (price as of 2026-08-21)
Feb. 8, 2011	MCO	A	17,979	—	—	17,979 Direct	—	Acquired	(price as of 2026-08-21)
Sept. 7, 2010	MCO	A	8,842	—	—	15,730 Direct	+128.37%	Acquired	(price as of 2026-08-21)
March 1, 2010	MCO	F	381	$26.98	$10,279	6,888 Direct	-5.24%	Disposed	1751.7% (price as of 2026-08-21)
Feb. 9, 2010	MCO	A	18,680	—	—	18,680 Direct	—	Acquired	(price as of 2026-08-21)
March 2, 2009	MCO	F	358	$17.11	$6,125	7,269 Direct	-4.69%	Disposed	2819.9% (price as of 2026-08-21)
Feb. 10, 2009	MCO	A	7,001	—	—	7,001 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 16, 2008	MCO	A	49,500	—	—	87,630 Direct	+129.82%	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 23, 2017	MCO	Employee Stock Option (right to buy)	Common Stock (5,355)	$113.34	Feb. 23, 2027	5,355	Acquired
May 17, 2016	MCO	Employee Stock Option (right to buy)	Common Stock (8,000)	$72.72	Feb. 12, 2017	8,000	Disposed
Feb. 12, 2016	MCO	Employee Stock Option (right to buy)	Common Stock (12,211)	$80.81	Feb. 12, 2026	12,211	Acquired
May 7, 2015	MCO	Employee Stock Option (right to buy)	Common Stock (8,000)	$63.09	Feb. 8, 2016	8,000	Disposed
May 7, 2015	MCO	Employee Stock Option (right to buy)	Common Stock (4,495)	$30.01	Feb. 8, 2021	4,495	Disposed
Feb. 11, 2015	MCO	Employee Stock Option (right to buy)	Common Stock (7,399)	$98.01	Feb. 11, 2025	7,399	Acquired
Aug. 6, 2014	MCO	Employee Stock Option (right to buy)	Common Stock (3,700)	$41.69	Feb. 22, 2015	3,700	Disposed
Aug. 6, 2014	MCO	Employee Stock Option (right to buy)	Common Stock (2,700)	$25.37	Feb. 10, 2019	2,700	Disposed
Aug. 6, 2014	MCO	Employee Stock Option (right to buy)	Common Stock (20,200)	$21.01	Dec. 16, 2018	20,200	Disposed
Aug. 6, 2014	MCO	Employee Stock Option (right to buy)	Common Stock (3,100)	$38.07	Feb. 12, 2018	3,100	Disposed
Aug. 6, 2014	MCO	Employee Stock Option (right to buy)	Common Stock (5,200)	$30.01	Feb. 8, 2021	5,200	Disposed
Aug. 6, 2014	MCO	Employee Stock Option (right to buy)	Common Stock (7,300)	$26.78	Feb. 9, 2020	7,300	Disposed
Aug. 5, 2014	MCO	Employee Stock Option (right to buy)	Common Stock (5,680)	$41.69	Feb. 22, 2015	5,680	Disposed
Aug. 5, 2014	MCO	Employee Stock Option (right to buy)	Common Stock (4,301)	$25.37	Feb. 10, 2019	4,301	Disposed
Aug. 5, 2014	MCO	Employee Stock Option (right to buy)	Common Stock (29,300)	$21.01	Dec. 16, 2018	29,300	Disposed
Aug. 5, 2014	MCO	Employee Stock Option (right to buy)	Common Stock (5,150)	$38.07	Feb. 12, 2018	5,150	Disposed
Aug. 5, 2014	MCO	Employee Stock Option (right to buy)	Common Stock (8,284)	$30.01	Feb. 8, 2021	8,284	Disposed
Aug. 5, 2014	MCO	Employee Stock Option (right to buy)	Common Stock (11,380)	$26.78	Feb. 9, 2020	11,380	Disposed
Feb. 12, 2014	MCO	Employee Stock Option (right to buy)	Common Stock (8,193)	$79.55	Feb. 12, 2024	8,193	Acquired
Nov. 8, 2013	MCO	Employee Stock Option (right to buy)	Common Stock (4,500)	$37.12	Oct. 1, 2014	4,500	Disposed
Feb. 13, 2013	MCO	Employee Stock Option (right to buy)	Common Stock (14,039)	$46.43	Feb. 13, 2023	14,039	Acquired
Feb. 13, 2012	MCO	Employee Stock Option (right to buy)	Common Stock (15,525)	$38.61	Feb. 13, 2022	15,525	Acquired
Feb. 8, 2011	MCO	Employee Stock Option (right to buy)	Common Stock (17,979)	$30.01	Feb. 8, 2021	17,979	Acquired
Feb. 9, 2010	MCO	Employee Stock Option (right to buy)	Common Stock (18,680)	$26.78	Feb. 9, 2020	18,680	Acquired
Feb. 10, 2009	MCO	Employee Stock Option (right to buy)	Common Stock (7,001)	$25.37	Feb. 10, 2019	7,001	Acquired
Dec. 16, 2008	MCO	Employee Stock Option (right to buy)	Common Stock (49,500)	$21.00	Dec. 16, 2018	49,500	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 3, 2008	MCO	Common Stock	7,627	Direct
Dec. 3, 2008	MCO	Common Stock	738	Indirect
Dec. 3, 2008	MCO	Employee Stock Options (right to buy)→ Common Stock (4,500)	4,500	Direct
Dec. 3, 2008	MCO	Employee Stock Options (right to buy)→ Common Stock (9,380)	9,380	Direct
Dec. 3, 2008	MCO	Employee Stock Options (right to buy)→ Common Stock (8,000)	8,000	Direct
Dec. 3, 2008	MCO	Employee Stock Options (right to buy)→ Common Stock (8,000)	8,000	Direct
Dec. 3, 2008	MCO	Employee Stock Options (right to buy)→ Common Stock (8,250)	8,250	Direct