LiveOne, Inc.

CIK 1491419 · View on SEC EDGAR ↗

Activist

First SEC filing: May 13, 2026 · Latest: May 13, 2026

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 12 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 11, 2026 LVO M 1,100,000 0 Direct -100.00% Disposed (price as of 2026-08-20)
May 11, 2026 LVO A 1,100,000 $3.00 $3,300,000 20,430,126 Direct +5.69% Acquired 31.0% (price as of 2026-08-20)
March 21, 2026 LVO A 135,135 19,330,126 Direct +0.70% Acquired (price as of 2026-08-20)
Jan. 22, 2026 LVO A 186,636 19,194,991 Direct +0.98% Acquired (price as of 2026-08-20)
Sept. 11, 2025 LVO A 347,305 19,008,355 Direct +1.86% Acquired (price as of 2026-08-20)
June 11, 2025 LVO A 237,113 18,661,050 Direct +1.29% Acquired (price as of 2026-08-20)
March 26, 2025 LVO A 550,000 18,423,937 Direct +3.08% Acquired (price as of 2026-08-20)
Dec. 11, 2024 LVO A 341,880 17,873,937 Direct +1.95% Acquired (price as of 2026-08-20)
Aug. 19, 2024 LVO A 224,000 17,532,057 Direct +1.29% Acquired (price as of 2026-08-20)
July 2, 2024 LVO A 200,000 17,308,057 Direct +1.17% Acquired (price as of 2026-08-20)
March 18, 2024 LVO A 23,333 17,108,057 Direct +0.14% Acquired (price as of 2026-08-20)
March 15, 2024 LVO A 136,000 17,084,724 Direct +0.80% Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 11, 2026 LVO Warrant (Right to Buy) Common Stock, $0.00001 par value (1,100,000) $3.00 Jan. 15, 2028 1,100,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 13, 2024 LVO Common Stock, $0.00001 par value 16,948,724 Direct
Dec. 13, 2024 LVO Warrant (Right to Buy)→ Common Stock, $0.00001 par value (1,100,000) 1,100,000 Direct