Lloyd I Miller III
CIK 949119 · View on SEC EDGAR ↗
Insider
First SEC filing: Feb. 5, 2015 · Latest: Feb. 12, 2015
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 2 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
2 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 5, 2017 | CAPS | S | 100,000 | $0.06 | $6,000 | 624,100 Indirect | -13.81% | Disposed | -99.7% (price as of 2026-08-21) |
| Dec. 16, 2016 | CAPS | S | 38,967 | $0.04 | $1,559 | 0 Direct | -100.00% | Disposed | -99.5% (price as of 2026-08-21) |
| Dec. 15, 2016 | CAPS | S | 20,000 | $0.04 | $800 | 38,967 Direct | -33.92% | Disposed | -99.5% (price as of 2026-08-21) |
| Aug. 12, 2016 | CAPS | S | 16,000 | $0.06 | $960 | 5,828,968 Indirect | -0.27% | Disposed | -99.7% (price as of 2026-08-21) |
| Aug. 1, 2016 | CAPS | S | 80,000 | $0.06 | $4,800 | 5,844,968 Indirect | -1.35% | Disposed | -99.7% (price as of 2026-08-21) |
| June 8, 2016 | CAPS | S | 14,000 | $0.08 | $1,120 | 5,924,968 Indirect | -0.24% | Disposed | -99.8% (price as of 2026-08-21) |
| Feb. 11, 2015 | LEU | P | 36,206 | $3.77 | $136,497 | 191,716 Indirect | +23.28% | Acquired | 4718.7% (price as of 2026-08-21) |
| May 19, 2014 | RILYT | P | 4,000,000 | $0.25 | $1,000,000 | 4,000,000 Indirect | — | Acquired | 8516.0% (price as of 2026-08-21) |
| May 19, 2014 | RILYT | P | 12,000,000 | $0.25 | $3,000,000 | 12,467,600 Indirect | +2566.30% | Acquired | 8516.0% (price as of 2026-08-21) |
| May 19, 2014 | RILYT | P | 12,000,000 | $0.25 | $3,000,000 | 12,342,500 Direct | +3503.65% | Acquired | 8516.0% (price as of 2026-08-21) |
| May 19, 2014 | RILYT | P | 10,000,000 | $0.25 | $2,500,000 | 11,535,600 Indirect | +651.21% | Acquired | 8516.0% (price as of 2026-08-21) |
| Dec. 30, 2013 | RILYT | P | 92,000 | $0.23 | $21,160 | 2,220,600 Indirect | +4.32% | Acquired | 9265.2% (price as of 2026-08-21) |
| Dec. 27, 2013 | RILYT | P | 70,600 | $0.20 | $14,120 | 467,600 Indirect | +17.78% | Acquired | 10670.0% (price as of 2026-08-21) |
| Nov. 14, 2013 | RILYT | P | 221,011 | $0.24 | $53,043 | 2,128,600 Indirect | +11.59% | Acquired | 8875.0% (price as of 2026-08-21) |
| Nov. 13, 2013 | RILYT | P | 268,000 | $0.24 | $64,320 | 1,907,589 Indirect | +16.35% | Acquired | 8875.0% (price as of 2026-08-21) |
| Nov. 12, 2013 | RILYT | P | 10,989 | $0.24 | $2,637 | 1,639,589 Indirect | +0.67% | Acquired | 8875.0% (price as of 2026-08-21) |
| Aug. 30, 2013 | RILYT | P | 200,500 | $0.24 | $48,120 | 1,781,976 Indirect | +12.68% | Acquired | 8875.0% (price as of 2026-08-21) |
| Aug. 29, 2013 | RILYT | P | 200,000 | $0.24 | $48,000 | 1,581,476 Indirect | +14.48% | Acquired | 8875.0% (price as of 2026-08-21) |
| Aug. 21, 2013 | RILYT | P | 289,476 | $0.29 | $83,948 | 1,381,476 Indirect | +26.51% | Acquired | 7327.6% (price as of 2026-08-21) |
| Aug. 7, 2013 | RILYT | P | 93,600 | $0.33 | $30,888 | 1,628,600 Indirect | +6.10% | Acquired | 6427.3% (price as of 2026-08-21) |
| Aug. 7, 2013 | CAPS | P | 87,500 | $0.23 | $20,125 | 5,938,968 Indirect | +1.50% | Acquired | -99.9% (price as of 2026-08-21) |
| July 30, 2013 | CAPS | P | 1,139,000 | $0.20 | $227,800 | 5,851,468 Indirect | +24.17% | Acquired | -99.9% (price as of 2026-08-21) |
| June 10, 2013 | CAPS | P | 300,000 | $0.18 | $54,000 | 4,712,468 Indirect | +6.80% | Acquired | -99.9% (price as of 2026-08-21) |
| Dec. 17, 2012 | CAPS | P | 175,000 | $0.16 | $28,000 | 4,412,468 Indirect | +4.13% | Acquired | -99.9% (price as of 2026-08-21) |
| Dec. 7, 2012 | CAPS | P | 97,250 | $0.16 | $15,560 | 4,237,468 Indirect | +2.35% | Acquired | -99.9% (price as of 2026-08-21) |
| Dec. 6, 2012 | CAPS | P | 19,750 | $0.16 | $3,160 | 4,140,218 Indirect | +0.48% | Acquired | -99.9% (price as of 2026-08-21) |
| Nov. 26, 2012 | CAPS | P | 100,000 | $0.14 | $14,000 | 4,120,468 Indirect | +2.49% | Acquired | -99.9% (price as of 2026-08-21) |
| Nov. 23, 2012 | CAPS | P | 1,000 | $0.14 | $140 | 4,020,468 Indirect | +0.02% | Acquired | -99.9% (price as of 2026-08-21) |
| Nov. 21, 2012 | CAPS | P | 107,500 | $0.14 | $15,050 | 4,019,468 Indirect | +2.75% | Acquired | -99.9% (price as of 2026-08-21) |
| Nov. 20, 2012 | RILYT | P | 250,000 | $0.26 | $65,000 | 1,535,000 Indirect | +19.46% | Acquired | 8184.6% (price as of 2026-08-21) |
| Nov. 16, 2012 | RILYT | P | 8,156 | $0.30 | $2,447 | 1,285,000 Indirect | +0.64% | Acquired | 7080.0% (price as of 2026-08-21) |
| Oct. 19, 2012 | CAPS | P | 25,000 | $0.14 | $3,500 | 3,911,968 Indirect | +0.64% | Acquired | -99.9% (price as of 2026-08-21) |
| Oct. 15, 2012 | CAPS | P | 95,000 | $0.14 | $13,300 | 3,886,968 Indirect | +2.51% | Acquired | -99.9% (price as of 2026-08-21) |
| Oct. 3, 2012 | CAPS | P | 34,700 | $0.13 | $4,511 | 3,791,968 Indirect | +0.92% | Acquired | -99.9% (price as of 2026-08-21) |
| Sept. 19, 2012 | CAPS | P | 33,017 | $0.14 | $4,622 | 90,344 Indirect | +57.59% | Acquired | -99.9% (price as of 2026-08-21) |
| Sept. 17, 2012 | CAPS | P | 30,102 | $0.14 | $4,214 | 57,327 Indirect | +110.57% | Acquired | -99.9% (price as of 2026-08-21) |
| Sept. 14, 2012 | CAPS | P | 27,225 | $0.14 | $3,812 | 27,225 Indirect | — | Acquired | -99.9% (price as of 2026-08-21) |
| Sept. 13, 2012 | CAPS | P | 5,000 | $0.14 | $700 | 3,757,268 Indirect | +0.13% | Acquired | -99.9% (price as of 2026-08-21) |
| Sept. 12, 2012 | CAPS | P | 4,656 | $0.14 | $652 | 3,752,268 Indirect | +0.12% | Acquired | -99.9% (price as of 2026-08-21) |
| Sept. 10, 2012 | CAPS | P | 9 | $0.14 | $1 | 3,747,612 Indirect | 0.00% | Acquired | -99.9% (price as of 2026-08-21) |
| Sept. 7, 2012 | CAPS | P | 15,014 | $0.14 | $2,102 | 3,747,603 Indirect | +0.40% | Acquired | -99.9% (price as of 2026-08-21) |
| Sept. 6, 2012 | CAPS | P | 2,500 | $0.14 | $350 | 3,732,589 Indirect | +0.07% | Acquired | -99.9% (price as of 2026-08-21) |
| Sept. 5, 2012 | CAPS | P | 104 | $0.14 | $15 | 3,730,089 Indirect | 0.00% | Acquired | -99.9% (price as of 2026-08-21) |
| Aug. 30, 2012 | CAPS | P | 74,082 | $0.15 | $11,112 | 3,729,985 Indirect | +2.03% | Acquired | -99.9% (price as of 2026-08-21) |
| Aug. 29, 2012 | CAPS | P | 25,754 | $0.15 | $3,863 | 3,655,903 Indirect | +0.71% | Acquired | -99.9% (price as of 2026-08-21) |
| Aug. 28, 2012 | CAPS | P | 164 | $0.15 | $25 | 3,630,149 Indirect | 0.00% | Acquired | -99.9% (price as of 2026-08-21) |
| Aug. 27, 2012 | CAPS | P | 17,276 | $0.16 | $2,764 | 3,629,985 Indirect | +0.48% | Acquired | -99.9% (price as of 2026-08-21) |
| Aug. 24, 2012 | CAPS | P | 19,381 | $0.16 | $3,101 | 3,612,709 Indirect | +0.54% | Acquired | -99.9% (price as of 2026-08-21) |
| Aug. 23, 2012 | CAPS | P | 4,600 | $0.16 | $736 | 3,593,328 Indirect | +0.13% | Acquired | -99.9% (price as of 2026-08-21) |
| Aug. 22, 2012 | CAPS | P | 19,231 | $0.16 | $3,077 | 3,588,728 Indirect | +0.54% | Acquired | -99.9% (price as of 2026-08-21) |
| Aug. 21, 2012 | CAPS | P | 20,054 | $0.16 | $3,209 | 3,569,497 Indirect | +0.56% | Acquired | -99.9% (price as of 2026-08-21) |
| Aug. 20, 2012 | CAPS | P | 19,458 | $0.16 | $3,113 | 3,549,443 Indirect | +0.55% | Acquired | -99.9% (price as of 2026-08-21) |
| Aug. 17, 2012 | CAPS | P | 66,000 | $0.16 | $10,560 | 3,529,985 Indirect | +1.91% | Acquired | -99.9% (price as of 2026-08-21) |
| Aug. 15, 2012 | CAPS | P | 20,000 | $0.16 | $3,200 | 3,463,985 Indirect | +0.58% | Acquired | -99.9% (price as of 2026-08-21) |
| Aug. 14, 2012 | CAPS | P | 100,617 | $0.16 | $16,099 | 3,443,985 Indirect | +3.01% | Acquired | -99.9% (price as of 2026-08-21) |
| Aug. 13, 2012 | CAPS | P | 113,383 | $0.16 | $18,141 | 3,343,368 Indirect | +3.51% | Acquired | -99.9% (price as of 2026-08-21) |
| Aug. 7, 2012 | CAPS | P | 95,000 | $0.16 | $15,200 | 3,229,985 Indirect | +3.03% | Acquired | -99.9% (price as of 2026-08-21) |
| Aug. 6, 2012 | CAPS | P | 3,519 | $0.16 | $563 | 3,134,985 Indirect | +0.11% | Acquired | -99.9% (price as of 2026-08-21) |
| Aug. 3, 2012 | CAPS | P | 3,553 | $0.16 | $568 | 3,131,466 Indirect | +0.11% | Acquired | -99.9% (price as of 2026-08-21) |
| Aug. 2, 2012 | CAPS | P | 5,700 | $0.16 | $912 | 3,127,913 Indirect | +0.18% | Acquired | -99.9% (price as of 2026-08-21) |
| Aug. 1, 2012 | CAPS | P | 208,600 | $0.16 | $33,376 | 3,122,213 Indirect | +7.16% | Acquired | -99.9% (price as of 2026-08-21) |
| July 31, 2012 | CAPS | P | 31,768 | $0.16 | $5,083 | 2,913,613 Indirect | +1.10% | Acquired | -99.9% (price as of 2026-08-21) |
| July 30, 2012 | CAPS | P | 14,118 | $0.16 | $2,259 | 2,881,845 Indirect | +0.49% | Acquired | -99.9% (price as of 2026-08-21) |
| July 27, 2012 | CAPS | P | 10,520 | $0.16 | $1,683 | 2,867,727 Indirect | +0.37% | Acquired | -99.9% (price as of 2026-08-21) |
| July 26, 2012 | CAPS | P | 9,636 | $0.16 | $1,542 | 2,857,207 Indirect | +0.34% | Acquired | -99.9% (price as of 2026-08-21) |
| July 25, 2012 | CAPS | P | 17,250 | $0.16 | $2,760 | 2,847,571 Indirect | +0.61% | Acquired | -99.9% (price as of 2026-08-21) |
| July 24, 2012 | CAPS | P | 9,000 | $0.16 | $1,440 | 2,830,321 Indirect | +0.32% | Acquired | -99.9% (price as of 2026-08-21) |
| July 23, 2012 | CAPS | P | 35,917 | $0.17 | $6,106 | 472,792 Indirect | +8.22% | Acquired | -99.9% (price as of 2026-08-21) |
| July 18, 2012 | CAPS | P | 22,000 | $0.18 | $3,960 | 436,875 Indirect | +5.30% | Acquired | -99.9% (price as of 2026-08-21) |
| July 16, 2012 | CAPS | P | 23,058 | $0.18 | $4,150 | 414,875 Indirect | +5.88% | Acquired | -99.9% (price as of 2026-08-21) |
| July 13, 2012 | CAPS | P | 17,000 | $0.18 | $3,060 | 391,817 Indirect | +4.54% | Acquired | -99.9% (price as of 2026-08-21) |
| July 11, 2012 | CAPS | P | 63,000 | $0.18 | $11,340 | 374,817 Indirect | +20.20% | Acquired | -99.9% (price as of 2026-08-21) |
| July 6, 2012 | CAPS | P | 8,750 | $0.16 | $1,400 | 311,817 Indirect | +2.89% | Acquired | -99.9% (price as of 2026-08-21) |
| July 5, 2012 | CAPS | P | 1,114 | $0.16 | $178 | 303,067 Indirect | +0.37% | Acquired | -99.9% (price as of 2026-08-21) |
| July 3, 2012 | CAPS | P | 23,750 | $0.16 | $3,800 | 301,953 Indirect | +8.54% | Acquired | -99.9% (price as of 2026-08-21) |
| July 2, 2012 | CAPS | P | 3,960 | $0.16 | $634 | 278,203 Indirect | +1.44% | Acquired | -99.9% (price as of 2026-08-21) |
| June 29, 2012 | CAPS | P | 21,745 | $0.16 | $3,479 | 274,243 Indirect | +8.61% | Acquired | -99.9% (price as of 2026-08-21) |
| June 27, 2012 | CAPS | P | 19,747 | $0.16 | $3,160 | 252,498 Indirect | +8.48% | Acquired | -99.9% (price as of 2026-08-21) |
| June 25, 2012 | CAPS | P | 18,750 | $0.16 | $3,000 | 232,751 Indirect | +8.76% | Acquired | -99.9% (price as of 2026-08-21) |
| June 22, 2012 | CAPS | P | 11,002 | $0.16 | $1,760 | 214,001 Indirect | +5.42% | Acquired | -99.9% (price as of 2026-08-21) |
| June 21, 2012 | CAPS | P | 500 | $0.16 | $80 | 202,999 Indirect | +0.25% | Acquired | -99.9% (price as of 2026-08-21) |
| June 19, 2012 | CAPS | P | 5,000 | $0.16 | $800 | 202,499 Indirect | +2.53% | Acquired | -99.9% (price as of 2026-08-21) |
| June 18, 2012 | CAPS | P | 5,500 | $0.16 | $880 | 197,499 Indirect | +2.86% | Acquired | -99.9% (price as of 2026-08-21) |
| June 12, 2012 | CAPS | P | 5,397 | $0.15 | $810 | 191,999 Indirect | +2.89% | Acquired | -99.9% (price as of 2026-08-21) |
| June 11, 2012 | CAPS | P | 12,127 | $0.15 | $1,819 | 186,602 Indirect | +6.95% | Acquired | -99.9% (price as of 2026-08-21) |
| June 8, 2012 | CAPS | P | 10,476 | $0.15 | $1,571 | 174,475 Indirect | +6.39% | Acquired | -99.9% (price as of 2026-08-21) |
| June 7, 2012 | CAPS | P | 72,000 | $0.15 | $10,800 | 163,999 Indirect | +78.26% | Acquired | -99.9% (price as of 2026-08-21) |
| June 6, 2012 | CAPS | P | 89,799 | $0.16 | $14,368 | 91,999 Indirect | +4081.77% | Acquired | -99.9% (price as of 2026-08-21) |
| June 5, 2012 | CAPS | P | 1,000 | $0.16 | $160 | 2,200 Indirect | +83.33% | Acquired | -99.9% (price as of 2026-08-21) |
| June 4, 2012 | CAPS | P | 1,200 | $0.16 | $192 | 1,200 Indirect | — | Acquired | -99.9% (price as of 2026-08-21) |
| May 31, 2012 | CAPS | P | 1,500 | $0.16 | $240 | 2,821,321 Indirect | +0.05% | Acquired | -99.9% (price as of 2026-08-21) |
| May 30, 2012 | CAPS | P | 6,501 | $0.16 | $1,040 | 2,819,821 Indirect | +0.23% | Acquired | -99.9% (price as of 2026-08-21) |
| May 23, 2012 | CAPS | P | 2,140 | $0.16 | $342 | 2,813,320 Indirect | +0.08% | Acquired | -99.9% (price as of 2026-08-21) |
| May 22, 2012 | CAPS | P | 17,500 | $0.16 | $2,800 | 2,811,180 Indirect | +0.63% | Acquired | -99.9% (price as of 2026-08-21) |
| May 21, 2012 | CAPS | P | 6,500 | $0.16 | $1,040 | 2,793,680 Indirect | +0.23% | Acquired | -99.9% (price as of 2026-08-21) |
| May 17, 2012 | CAPS | P | 30,955 | $0.16 | $4,953 | 2,787,180 Indirect | +1.12% | Acquired | -99.9% (price as of 2026-08-21) |
| May 16, 2012 | CAPS | P | 54,140 | $0.16 | $8,662 | 2,756,225 Indirect | +2.00% | Acquired | -99.9% (price as of 2026-08-21) |
| May 14, 2012 | CAPS | P | 10,000 | $0.16 | $1,600 | 2,702,085 Indirect | +0.37% | Acquired | -99.9% (price as of 2026-08-21) |
Showing latest 100 of 138 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Initial ownership (Form 3) 19 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 12, 2015 | LEU | Common Stock | 155,510 | Indirect |
| Feb. 12, 2015 | LEU | Common Stock | 348,422 | Indirect |
| Feb. 12, 2015 | LEU | Common Stock | 24,467 | Indirect |
| Feb. 12, 2015 | LEU | Common Stock | 12,309 | Indirect |
| Feb. 12, 2015 | LEU | Common Stock | 96,973 | Indirect |
| Feb. 12, 2015 | LEU | Common Stock | 5,000 | Indirect |
| Feb. 12, 2015 | LEU | Common Stock | 113,771 | Direct |
| Nov. 29, 2012 | CAPS | Common Stock | — | Indirect |
| Nov. 29, 2012 | CAPS | Common Stock | — | Indirect |
| Nov. 29, 2012 | CAPS | Common Stock | 58,967 | Direct |
| Nov. 29, 2012 | CAPS | Common Stock | — | Indirect |
| Nov. 16, 2012 | RILYT | Common Stock | 1,092,000 | Indirect |
| Nov. 16, 2012 | RILYT | Common Stock | 1,276,844 | Indirect |
| Nov. 16, 2012 | RILYT | Common Stock | 49,925 | Indirect |
| Nov. 16, 2012 | RILYT | Common Stock | 135,000 | Indirect |
| Nov. 16, 2012 | RILYT | Common Stock | 52,980 | Indirect |
| Nov. 16, 2012 | RILYT | Common Stock | 397,000 | Indirect |
| Nov. 18, 2011 | FKWL | Common Stock | 50,000 | Indirect |
| Nov. 18, 2011 | FKWL | Common Stock | 264,900 | Indirect |