Lloyd J. Austin III
CIK 1680876 · View on SEC EDGAR ↗
Insider
First SEC filing: June 3, 2020 · Latest: June 3, 2020
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 13 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 1, 2020 | NUE | A | 3,532 | — | — | 8,784 Direct | +67.25% | Acquired | (price as of 2026-08-21) |
| May 29, 2020 | THC | A | 11,139 | — | — | 29,868 Direct | +59.47% | Acquired | (price as of 2026-08-21) |
| May 12, 2020 | RTX | A | 2,906 | $65.07 | $189,093 | 8,625 Direct | +50.81% | Acquired | 226.8% (price as of 2026-08-21) |
| May 12, 2020 | RTX | A | 2,906 | $65.07 | $189,093 | 9,625 Direct | +43.25% | Acquired | 226.8% (price as of 2026-08-21) |
| June 1, 2019 | NUE | A | 3,125 | — | — | 5,252 Direct | +146.92% | Acquired | (price as of 2026-08-21) |
| May 3, 2019 | THC | A | 10,817 | — | — | 18,729 Direct | +136.72% | Acquired | (price as of 2026-08-21) |
| April 29, 2019 | RTX | A | 1,435 | $142.12 | $203,942 | 6,569 Direct | +27.95% | Acquired | 137.7% (price as of 2026-08-21) |
| June 1, 2018 | NUE | A | 2,127 | — | — | 2,127 Direct | — | Acquired | (price as of 2026-08-21) |
| May 31, 2018 | THC | A | 7,912 | — | — | 7,912 Direct | — | Acquired | (price as of 2026-08-21) |
| April 30, 2018 | RTX | A | 1,648 | $120.15 | $198,007 | 5,019 Direct | +48.89% | Acquired | 181.2% (price as of 2026-08-21) |
| April 24, 2017 | RTX | A | 1,702 | $116.32 | $197,977 | 3,295 Direct | +106.84% | Acquired | 190.5% (price as of 2026-08-21) |
| Sept. 1, 2016 | RTX | A | 937 | $106.72 | $99,997 | 937 Direct | — | Acquired | 216.6% (price as of 2026-08-21) |
| Sept. 1, 2016 | RTX | A | 1,574 | $106.72 | $167,977 | 1,574 Direct | — | Acquired | 216.6% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 12, 2020 | RTX | Phantom Stock Unit | Common Stock (2,906) | — | — | 2,906 | Acquired |
| May 12, 2020 | RTX | Phantom Stock Unit | Common Stock (2,906) | — | — | 2,906 | Acquired |
| April 29, 2019 | RTX | Phantom Stock Unit | Common Stock (1,435) | — | — | 1,435 | Acquired |
| April 30, 2018 | RTX | Phantom Stock Unit | Common Stock (1,648) | — | — | 1,648 | Acquired |
| April 24, 2017 | RTX | Phantom Stock Unit | Common Stock (1,702) | — | — | 1,702 | Acquired |
| Sept. 1, 2016 | RTX | Restricted Stock Units | Common Stock (937) | — | — | 937 | Acquired |
| Sept. 1, 2016 | RTX | Phantom Stock Unit | Common Stock (1,574) | — | — | 1,574 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).