Lloyd M Yates

Insider

First SEC filing: May 18, 2026 · Latest: May 18, 2026

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 2 sells (S) Net: $-3,057,866 + 85 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

85 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Aug. 15, 2026	MRSH	A	224	$188.44	$42,211	12,680 Direct	+1.80%	Acquired	-0.1% (price as of 2026-08-20)
Aug. 14, 2026	MRSH	J	65	$189.15	$12,295	12,456 Direct	+0.52%	Acquired	-0.5% (price as of 2026-08-20)
July 23, 2026	MRSH	S	12,000	$175.65	$2,107,800	12,001 Direct	-50.00%	Disposed	7.2% (price as of 2026-08-20)
June 1, 2026	MRSH	A	1,350	$159.28	$215,028	12,391 Direct	+12.23%	Acquired	18.2% (price as of 2026-08-20)
May 21, 2026	NI	S	19,905	$47.73	$950,066	519,557 Direct	-3.69%	Disposed	-12.2% (price as of 2026-08-20)
May 15, 2026	MRSH	J	60	$160.60	$9,636	11,041 Direct	+0.55%	Acquired	17.2% (price as of 2026-08-20)
May 15, 2026	MRSH	A	226	$160.60	$36,296	10,981 Direct	+2.10%	Acquired	17.2% (price as of 2026-08-20)
Feb. 27, 2026	NI	F	15,433	$47.30	$729,981	539,292 Direct	-2.78%	Disposed	-11.4% (price as of 2026-08-20)
Feb. 27, 2026	NI	F	117,285	$47.30	$5,547,580	554,725 Direct	-17.45%	Disposed	-11.4% (price as of 2026-08-20)
Feb. 27, 2026	NI	A	275,962	$47.30	$13,053,003	672,010 Direct	+69.68%	Acquired	-11.4% (price as of 2026-08-20)
Feb. 15, 2026	MRSH	A	209	$173.51	$36,264	10,755 Direct	+1.98%	Acquired	8.5% (price as of 2026-08-20)
Feb. 13, 2026	MRSH	J	55	$172.98	$9,514	10,546 Direct	+0.52%	Acquired	8.8% (price as of 2026-08-20)
Jan. 22, 2026	NI	A	43,658	$43.52	$1,899,996	395,950 Direct	+12.39%	Acquired	-3.7% (price as of 2026-08-20)
Nov. 15, 2025	MRSH	A	198	$183.28	$36,289	10,492 Direct	+1.92%	Acquired	2.7% (price as of 2026-08-20)
Nov. 14, 2025	MRSH	J	50	$183.44	$9,172	10,294 Direct	+0.49%	Acquired	2.6% (price as of 2026-08-20)
Aug. 15, 2025	MRSH	J	43	$208.06	$8,947	10,244 Direct	+0.42%	Acquired	-9.5% (price as of 2026-08-20)
Aug. 15, 2025	MRSH	A	174	$208.06	$36,202	10,200 Direct	+1.74%	Acquired	-9.5% (price as of 2026-08-20)
June 1, 2025	MRSH	A	930	$231.27	$215,081	10,026 Direct	+10.22%	Acquired	-18.6% (price as of 2026-08-20)
May 16, 2025	NI	S	16,127	$38.93	$627,824	351,748 Direct	-4.38%	Disposed	7.6% (price as of 2026-08-20)
May 15, 2025	MRSH	J	33	$222.22	$7,333	9,096 Direct	+0.36%	Acquired	-15.3% (price as of 2026-08-20)
May 15, 2025	MRSH	A	180	$222.22	$40,000	9,064 Direct	+2.03%	Acquired	-15.3% (price as of 2026-08-20)
Feb. 28, 2025	NI	F	12,653	$40.81	$516,369	367,792 Direct	-3.33%	Disposed	2.6% (price as of 2026-08-20)
Feb. 28, 2025	NI	F	96,164	$40.81	$3,924,453	380,445 Direct	-20.18%	Disposed	2.6% (price as of 2026-08-20)
Feb. 28, 2025	NI	A	233,689	$40.81	$9,536,848	476,609 Direct	+96.20%	Acquired	2.6% (price as of 2026-08-20)
Feb. 15, 2025	MRSH	A	174	$230.29	$40,070	8,884 Direct	+2.00%	Acquired	-18.3% (price as of 2026-08-20)
Feb. 14, 2025	MRSH	J	31	$230.28	$7,139	8,710 Direct	+0.36%	Acquired	-18.3% (price as of 2026-08-20)
Jan. 23, 2025	NI	A	47,872	$37.60	$1,799,987	242,816 Direct	+24.56%	Acquired	11.4% (price as of 2026-08-20)
Nov. 15, 2024	MRSH	J	31	$223.62	$6,932	8,679 Direct	+0.36%	Acquired	-15.8% (price as of 2026-08-20)
Nov. 15, 2024	MRSH	A	179	$223.62	$40,028	8,649 Direct	+2.11%	Acquired	-15.8% (price as of 2026-08-20)
Aug. 15, 2024	MRSH	J	31	$219.25	$6,797	8,470 Direct	+0.37%	Acquired	-14.1% (price as of 2026-08-20)
Aug. 15, 2024	MRSH	A	182	$219.25	$39,904	8,439 Direct	+2.20%	Acquired	-14.1% (price as of 2026-08-20)
June 1, 2024	MRSH	A	971	$206.06	$200,084	8,256 Direct	+13.33%	Acquired	-8.6% (price as of 2026-08-20)
May 15, 2024	MRSH	J	24	$204.95	$4,919	7,286 Direct	+0.33%	Acquired	-8.2% (price as of 2026-08-20)
May 15, 2024	MRSH	A	195	$204.95	$39,965	7,261 Direct	+2.76%	Acquired	-8.2% (price as of 2026-08-20)
Feb. 15, 2024	MRSH	J	25	$196.90	$4,922	7,066 Direct	+0.36%	Acquired	-4.4% (price as of 2026-08-20)
Feb. 15, 2024	MRSH	A	203	$196.90	$39,971	7,042 Direct	+2.97%	Acquired	-4.4% (price as of 2026-08-20)
Jan. 25, 2024	NI	A	62,598	$25.56	$1,600,005	194,018 Direct	+47.63%	Acquired	63.9% (price as of 2026-08-20)
Nov. 15, 2023	MRSH	J	24	$199.44	$4,787	6,838 Direct	+0.35%	Acquired	-5.6% (price as of 2026-08-20)
Nov. 15, 2023	MRSH	A	201	$199.44	$40,087	6,815 Direct	+3.04%	Acquired	-5.6% (price as of 2026-08-20)
Aug. 23, 2023	NI	P	40,000	$26.44	$1,057,600	131,242 Direct	+43.84%	Acquired	58.4% (price as of 2026-08-20)
Aug. 15, 2023	MRSH	J	24	$192.17	$4,612	6,614 Direct	+0.36%	Acquired	-2.0% (price as of 2026-08-20)
Aug. 15, 2023	MRSH	A	208	$192.17	$39,971	6,591 Direct	+3.26%	Acquired	-2.0% (price as of 2026-08-20)
June 1, 2023	MRSH	A	1,158	$172.77	$200,068	6,383 Direct	+22.16%	Acquired	9.0% (price as of 2026-08-20)
May 15, 2023	MRSH	J	16	$180.64	$2,890	5,225 Direct	+0.31%	Acquired	4.2% (price as of 2026-08-20)
May 15, 2023	MRSH	A	208	$180.64	$37,573	5,209 Direct	+4.16%	Acquired	4.2% (price as of 2026-08-20)
Feb. 15, 2023	MRSH	J	16	$170.86	$2,734	5,001 Direct	+0.32%	Acquired	10.2% (price as of 2026-08-20)
Feb. 15, 2023	MRSH	A	219	$170.86	$37,418	4,985 Direct	+4.60%	Acquired	10.2% (price as of 2026-08-20)
Jan. 26, 2023	NI	A	36,311	$27.54	$1,000,005	90,855 Direct	+66.57%	Acquired	52.1% (price as of 2026-08-20)
Nov. 15, 2022	MRSH	J	16	$166.68	$2,667	4,765 Direct	+0.34%	Acquired	12.9% (price as of 2026-08-20)
Nov. 15, 2022	MRSH	A	225	$166.68	$37,503	4,749 Direct	+4.97%	Acquired	12.9% (price as of 2026-08-20)
Aug. 15, 2022	MRSH	J	15	$171.80	$2,577	4,524 Direct	+0.33%	Acquired	9.6% (price as of 2026-08-20)
Aug. 15, 2022	MRSH	A	218	$171.80	$37,452	4,509 Direct	+5.08%	Acquired	9.6% (price as of 2026-08-20)
June 1, 2022	MRSH	A	1,190	$159.68	$190,019	4,291 Direct	+38.37%	Acquired	17.9% (price as of 2026-08-20)
May 13, 2022	MRSH	J	11	$155.64	$1,712	3,101 Direct	+0.36%	Acquired	20.9% (price as of 2026-08-20)
March 10, 2022	SON	A	46	$55.49	$2,553	5,654 Direct	+0.82%	Acquired	4.3% (price as of 2026-08-20)
Feb. 15, 2022	MRSH	J	11	$152.10	$1,673	3,091 Direct	+0.36%	Acquired	23.8% (price as of 2026-08-20)
Jan. 28, 2022	NI	A	30,747	$29.27	$899,965	54,106 Direct	+131.63%	Acquired	43.1% (price as of 2026-08-20)
Jan. 3, 2022	SON	A	913	$57.49	$52,488	5,608 Direct	+19.45%	Acquired	0.7% (price as of 2026-08-20)
Dec. 10, 2021	SON	A	35	$59.89	$2,096	4,695 Direct	+0.75%	Acquired	-3.3% (price as of 2026-08-20)
Nov. 15, 2021	MRSH	J	10	$166.02	$1,660	3,080 Direct	+0.33%	Acquired	13.4% (price as of 2026-08-20)
Oct. 1, 2021	SON	A	540	$60.16	$32,486	4,660 Direct	+13.11%	Acquired	-3.8% (price as of 2026-08-20)
Sept. 10, 2021	SON	A	29	$62.87	$1,823	4,120 Direct	+0.71%	Acquired	-7.9% (price as of 2026-08-20)
Aug. 12, 2021	MRSH	J	11	$151.30	$1,664	3,070 Direct	+0.36%	Acquired	24.4% (price as of 2026-08-20)
July 1, 2021	SON	A	487	$66.68	$32,473	4,091 Direct	+13.51%	Acquired	-13.2% (price as of 2026-08-20)
June 10, 2021	SON	A	24	$66.85	$1,604	3,603 Direct	+0.67%	Acquired	-13.4% (price as of 2026-08-20)
June 1, 2021	MRSH	A	1,376	$138.12	$190,053	3,059 Direct	+81.76%	Acquired	36.3% (price as of 2026-08-20)
May 25, 2021	NI	A	5,922	$25.33	$150,004	23,131 Direct	+34.41%	Acquired	65.4% (price as of 2026-08-20)
May 14, 2021	MRSH	J	6	$134.00	$804	1,683 Direct	+0.36%	Acquired	40.5% (price as of 2026-08-20)
May 12, 2021	AWK	A	936	—	—	7,036 Direct	+15.34%	Acquired	(price as of 2026-08-20)
April 1, 2021	SON	A	508	$64.00	$32,512	3,579 Direct	+16.54%	Acquired	-9.5% (price as of 2026-08-20)
March 10, 2021	SON	A	22	$62.69	$1,379	3,072 Direct	+0.72%	Acquired	-7.6% (price as of 2026-08-20)
Feb. 12, 2021	MRSH	J	7	$113.08	$792	1,678 Direct	+0.42%	Acquired	66.5% (price as of 2026-08-20)
Jan. 4, 2021	SON	A	556	$58.40	$32,470	3,050 Direct	+22.29%	Acquired	-0.9% (price as of 2026-08-20)
Dec. 10, 2020	SON	A	17	$61.68	$1,049	2,493 Direct	+0.69%	Acquired	-6.1% (price as of 2026-08-20)
Nov. 16, 2020	MRSH	S	6,658	$115.17	$766,802	24,001 Direct	-21.72%	Disposed	63.4% (price as of 2026-08-20)
Nov. 13, 2020	MRSH	J	7	$112.43	$787	1,671 Direct	+0.42%	Acquired	67.4% (price as of 2026-08-20)
Oct. 1, 2020	SON	A	630	$51.58	$32,495	2,476 Direct	+34.13%	Acquired	12.3% (price as of 2026-08-20)
Sept. 10, 2020	SON	A	15	$53.14	$797	1,846 Direct	+0.82%	Acquired	9.0% (price as of 2026-08-20)
Aug. 14, 2020	MRSH	J	7	$116.70	$817	1,664 Direct	+0.42%	Acquired	61.3% (price as of 2026-08-20)
July 1, 2020	SON	A	627	$51.87	$32,522	1,831 Direct	+52.08%	Acquired	11.6% (price as of 2026-08-20)
June 10, 2020	SON	A	14	$53.41	$748	1,204 Direct	+1.18%	Acquired	8.4% (price as of 2026-08-20)
June 1, 2020	MRSH	A	1,657	$105.60	$174,979	1,657 Direct	—	Acquired	78.3% (price as of 2026-08-20)
May 19, 2020	NI	A	5,965	$23.05	$137,493	16,945 Direct	+54.33%	Acquired	81.7% (price as of 2026-08-20)
May 13, 2020	AWK	A	1,159	—	—	4,100 Direct	+39.41%	Acquired	(price as of 2026-08-20)
May 13, 2020	AWK	P	2,000	$115.95	$231,900	6,100 Direct	+48.78%	Acquired	19.7% (price as of 2026-08-20)
April 1, 2020	SON	A	715	$45.48	$32,518	1,191 Direct	+150.21%	Acquired	27.3% (price as of 2026-08-20)
March 10, 2020	SON	A	4	$50.73	$203	476 Direct	+0.85%	Acquired	14.1% (price as of 2026-08-20)
March 9, 2020	NI	A	980	$27.69	$27,136	10,980 Direct	+9.80%	Acquired	51.3% (price as of 2026-08-20)
Jan. 2, 2020	SON	A	472	$60.88	$28,735	472 Direct	—	Acquired	-4.9% (price as of 2026-08-20)
Aug. 26, 2019	DUKU	S	11,077	$90.80	$1,005,792	41,154 Direct	-21.21%	Disposed	-44.3% (price as of 2026-08-20)
Aug. 26, 2019	DUKU	S	1,400	$90.81	$127,134	39,754 Direct	-3.40%	Disposed	-44.3% (price as of 2026-08-20)
Aug. 26, 2019	DUKU	S	1,523	$90.82	$138,319	38,231 Direct	-3.83%	Disposed	-44.3% (price as of 2026-08-20)
Aug. 26, 2019	DUKU	S	1,600	$90.83	$145,328	36,631 Direct	-4.19%	Disposed	-44.3% (price as of 2026-08-20)
Aug. 26, 2019	DUKU	S	100	$90.83	$9,083	36,531 Direct	-0.27%	Disposed	-44.3% (price as of 2026-08-20)
Aug. 26, 2019	DUKU	S	4,300	$90.84	$390,612	32,231 Direct	-11.77%	Disposed	-44.3% (price as of 2026-08-20)
July 25, 2019	AWK	A	941	—	—	2,941 Direct	+47.05%	Acquired	(price as of 2026-08-20)
June 1, 2019	MRSH	A	1,834	$95.40	$174,964	30,659 Direct	+6.36%	Acquired	97.3% (price as of 2026-08-20)
May 23, 2019	DUKU	S	17	$88.18	$1,499	57,331 Direct	-0.03%	Disposed	-42.6% (price as of 2026-08-20)
May 23, 2019	DUKU	S	1,700	$88.19	$149,923	55,631 Direct	-2.97%	Disposed	-42.6% (price as of 2026-08-20)
May 23, 2019	DUKU	S	100	$88.19	$8,819	55,531 Direct	-0.18%	Disposed	-42.6% (price as of 2026-08-20)

Showing latest 100 of 186 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 15, 2026	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (224)	—	—	224	Acquired
Aug. 14, 2026	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (65)	—	—	65	Acquired
June 1, 2026	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (1,350)	—	—	1,350	Acquired
May 15, 2026	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (60)	—	—	60	Acquired
May 15, 2026	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (226)	—	—	226	Acquired
Feb. 15, 2026	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (209)	—	—	209	Acquired
Feb. 13, 2026	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (55)	—	—	55	Acquired
Nov. 15, 2025	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (198)	—	—	198	Acquired
Nov. 14, 2025	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (50)	—	—	50	Acquired
Aug. 15, 2025	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (43)	—	—	43	Acquired
Aug. 15, 2025	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (174)	—	—	174	Acquired
June 1, 2025	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (930)	—	—	930	Acquired
May 15, 2025	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (33)	—	—	33	Acquired
May 15, 2025	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (180)	—	—	180	Acquired
Feb. 15, 2025	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (174)	—	—	174	Acquired
Feb. 14, 2025	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (31)	—	—	31	Acquired
Nov. 15, 2024	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (31)	—	—	31	Acquired
Nov. 15, 2024	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (179)	—	—	179	Acquired
Aug. 15, 2024	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (31)	—	—	31	Acquired
Aug. 15, 2024	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (182)	—	—	182	Acquired
June 1, 2024	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (971)	—	—	971	Acquired
May 15, 2024	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (24)	—	—	24	Acquired
May 15, 2024	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (195)	—	—	195	Acquired
Feb. 15, 2024	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (25)	—	—	25	Acquired
Feb. 15, 2024	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (203)	—	—	203	Acquired
Nov. 15, 2023	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (24)	—	—	24	Acquired
Nov. 15, 2023	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (201)	—	—	201	Acquired
Aug. 15, 2023	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (24)	—	—	24	Acquired
Aug. 15, 2023	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (208)	—	—	208	Acquired
June 1, 2023	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (1,158)	—	—	1,158	Acquired
May 15, 2023	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (16)	—	—	16	Acquired
May 15, 2023	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (208)	—	—	208	Acquired
Feb. 15, 2023	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (16)	—	—	16	Acquired
Feb. 15, 2023	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (219)	—	—	219	Acquired
Nov. 15, 2022	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (16)	—	—	16	Acquired
Nov. 15, 2022	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (225)	—	—	225	Acquired
Aug. 15, 2022	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (15)	—	—	15	Acquired
Aug. 15, 2022	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (218)	—	—	218	Acquired
June 1, 2022	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (1,190)	—	—	1,190	Acquired
May 13, 2022	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (11)	—	—	11	Acquired
March 10, 2022	SON	Phantom Stock Units	Common Stock (46)	—	—	46	Acquired
Feb. 15, 2022	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (11)	—	—	11	Acquired
Jan. 3, 2022	SON	Phantom Stock Units	Common Stock (913)	—	—	913	Acquired
Dec. 10, 2021	SON	Phantom Stock Units	Common Stock (35)	—	—	35	Acquired
Nov. 15, 2021	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (10)	—	—	10	Acquired
Oct. 1, 2021	SON	Phantom Stock Units	Common Stock (540)	—	—	540	Acquired
Sept. 10, 2021	SON	Phantom Stock Units	Common Stock (29)	—	—	29	Acquired
Aug. 12, 2021	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (11)	—	—	11	Acquired
July 1, 2021	SON	Phantom Stock Units	Common Stock (487)	—	—	487	Acquired
June 10, 2021	SON	Phantom Stock Units	Common Stock (24)	—	—	24	Acquired
June 1, 2021	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (1,376)	—	—	1,376	Acquired
May 14, 2021	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (6)	—	—	6	Acquired
April 1, 2021	SON	Phantom Stock Units	Common Stock (508)	—	—	508	Acquired
March 10, 2021	SON	Phantom Stock Units	Common Stock (22)	—	—	22	Acquired
Feb. 12, 2021	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (7)	—	—	7	Acquired
Jan. 4, 2021	SON	Phantom Stock Units	Common Stock (556)	—	—	556	Acquired
Dec. 10, 2020	SON	Phantom Stock Units	Common Stock (17)	—	—	17	Acquired
Nov. 13, 2020	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (7)	—	—	7	Acquired
Oct. 1, 2020	SON	Phantom Stock Units	Common Stock (630)	—	—	630	Acquired
Sept. 10, 2020	SON	Phantom Stock Units	Common Stock (15)	—	—	15	Acquired
Aug. 14, 2020	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (7)	—	—	7	Acquired
July 1, 2020	SON	Phantom Stock Units	Common Stock (627)	—	—	627	Acquired
June 10, 2020	SON	Phantom Stock Units	Common Stock (14)	—	—	14	Acquired
June 1, 2020	MRSH	Restricted Stk. Units-Dir. Stk. Plan	Common Stock (1,657)	—	—	1,657	Acquired
April 1, 2020	SON	Phantom Stock Units	Common Stock (715)	—	—	715	Acquired
March 10, 2020	SON	Phantom Stock Units	Common Stock (4)	—	—	4	Acquired
Jan. 2, 2020	SON	Phantom Stock Units	Common Stock (472)	—	—	472	Acquired
Feb. 13, 2019	DUKU	Performance Shares	Common Stock (14,586)	$89.59	—	14,586	Acquired
Feb. 24, 2016	DUKU	Performance Shares	Common Stock (7,234)	$74.95	—	7,234	Acquired
Feb. 25, 2015	DUKU	Performance Shares	Common Stock (4,098)	$79.01	—	4,098	Acquired
Feb. 25, 2014	DUKU	Performance Shares	Common Stock (11,992)	$71.03	—	11,992	Disposed
Feb. 25, 2013	DUKU	Performance Shares	Common Stock (8,415)	$69.11	—	8,415	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
March 11, 2020	NI	Common Stock	10,000	Direct
Oct. 23, 2019	SON	Common Stock	4,000	Direct
July 29, 2019	AWK	Common Stock	2,000	Direct
July 12, 2012	DUKU	Common Stock [F1]	57,116	Direct
July 12, 2012	DUKU	Common Stock [F1]	1,508	Indirect
July 12, 2012	DUKU	Management Deferred Compensation Plan [F1]→ Common Stock (155)	155	Direct
July 12, 2012	DUKU	Management Incentive Compensation Plan [F1]→ Common Stock (2,627)	2,627	Direct
July 12, 2012	DUKU	Performance Share Sub-Plan [F1]→ Common Stock (38,504)	38,504	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

NI

President and CEO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2025	$1,191,667	—	$9,619,864	—	$2,261,784	—	$124,485	$13,197,800
2024	$1,133,334	—	$8,266,041	—	$3,230,100	—	$155,495	$12,784,970
2023	$1,041,667	—	$5,208,422	—	$2,500,000	—	$466,592	$9,216,680

DUKU

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2019	$540,260	$0	$1,759,427	$0	$564,300	$1,871,364	$2,800,449	$7,535,800
2018	$701,060	$0	$1,544,470	$0	$600,685	$0	$106,578	$2,952,793
2017	$683,419	$0	$1,563,447	$0	$532,072	$751,046	$136,604	$3,666,588

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.