Lora Lee Daves
Insider
First SEC filing: Nov. 1, 2010 · Latest: Nov. 1, 2010
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 13, 2023 | SMBC | M | 2,000 | $37.31 | $74,620 | 26,867 Direct | +8.04% | Acquired | 94.6% (price as of 2026-10-02) |
| July 13, 2023 | SMBC | M | 1,600 | $34.35 | $54,960 | 28,467 Direct | +5.96% | Acquired | 111.3% (price as of 2026-10-02) |
| July 13, 2023 | SMBC | M | 1,200 | $37.40 | $44,880 | 29,667 Direct | +4.22% | Acquired | 94.1% (price as of 2026-10-02) |
| July 13, 2023 | SMBC | M | 1,200 | $34.91 | $41,892 | 30,879 Direct | +4.04% | Acquired | 107.9% (price as of 2026-10-02) |
| July 13, 2023 | SMBC | M | 1,200 | · | · | 800 Direct | -60.00% | Disposed | (price as of 2026-10-02) |
| July 13, 2023 | SMBC | M | 1,200 | · | · | 1,800 Direct | -40.00% | Disposed | (price as of 2026-10-02) |
| July 13, 2023 | SMBC | M | 1,600 | · | · | 400 Direct | -80.00% | Disposed | (price as of 2026-10-02) |
| July 13, 2023 | SMBC | M | 2,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Feb. 21, 2023 | SMBC | A | 750 | · | · | 24,867 Direct | +3.11% | Acquired | (price as of 2026-10-02) |
| Feb. 21, 2023 | SMBC | A | 2,500 | · | · | 2,500 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 3, 2022 | SMBC | A | 400 | · | · | 24,098 Direct | +1.69% | Acquired | (price as of 2026-10-02) |
| Feb. 3, 2022 | SMBC | A | 1,500 | · | · | 1,500 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 10, 2021 | SMBC | A | 600 | · | · | 23,680 Direct | +2.60% | Acquired | (price as of 2026-10-02) |
| Feb. 10, 2021 | SMBC | A | 3,000 | · | · | 3,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 10, 2021 | SMBC | A | 600 | · | · | 23,624 Direct | +2.61% | Acquired | (price as of 2026-10-02) |
| Feb. 18, 2020 | SMBC | A | 2,000 | · | · | 2,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 18, 2020 | SMBC | A | 600 | · | · | 23,025 Direct | +2.68% | Acquired | (price as of 2026-10-02) |
| Jan. 4, 2019 | SMBC | A | 2,000 | · | · | 2,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Jan. 4, 2019 | SMBC | A | 600 | · | · | 22,425 Direct | +2.75% | Acquired | (price as of 2026-10-02) |
| Jan. 16, 2018 | SMBC | A | 2,000 | · | · | 2,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Jan. 16, 2018 | SMBC | A | 500 | · | · | 21,825 Direct | +2.34% | Acquired | (price as of 2026-10-02) |
| May 16, 2017 | SMBC | A | 1,250 | · | · | 21,308 Direct | +6.23% | Acquired | (price as of 2026-10-02) |
| Jan. 22, 2016 | SMBC | M | 10,000 | $6.38 | $63,800 | 0 Direct | -100.00% | Disposed | 1037.8% (price as of 2026-10-02) |
| Jan. 22, 2016 | SMBC | M | 10,000 | $6.38 | $63,800 | 20,046 Direct | +99.54% | Acquired | 1037.8% (price as of 2026-10-02) |
| June 29, 2012 | SMBC | A | 4,000 | $21.50 | $86,000 | 5,000 Direct | +400.00% | Acquired | 575.3% (price as of 2026-10-02) |
| Nov. 17, 2011 | SMBC | P | 500 | $19.00 | $9,500 | 1,000 Direct | +100.00% | Acquired | 664.1% (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 13, 2023 | SMBC | Stock Option (Right to Buy) | Common Stock | $37.40 | Feb. 18, 2030 | 1,200 | Disposed |
| July 13, 2023 | SMBC | Stock Option (Right to Buy) | Common Stock | $34.91 | Feb. 10, 2031 | 1,200 | Disposed |
| July 13, 2023 | SMBC | Stock Option (Right to Buy) | Common Stock | $34.35 | Jan. 4, 2029 | 1,600 | Disposed |
| July 13, 2023 | SMBC | Stock Option (Right to Buy) | Common Stock | $37.31 | Jan. 16, 2028 | 2,000 | Disposed |
| Feb. 21, 2023 | SMBC | Stock Option (Right to Buy) | Common Stock | $46.94 | Feb. 21, 2033 | 2,500 | Acquired |
| Feb. 3, 2022 | SMBC | Stock Option (Right to Buy) | Common Stock | $53.82 | Feb. 3, 2032 | 1,500 | Acquired |
| Feb. 10, 2021 | SMBC | Stock Option (Right to buy) | Common stock | $34.91 | Feb. 10, 2031 | 3,000 | Acquired |
| Feb. 18, 2020 | SMBC | Stock Option (Right to Buy) | Common Stock | $37.40 | Feb. 18, 2030 | 2,000 | Acquired |
| Jan. 4, 2019 | SMBC | Stock Option (Right to Buy) | Common Stock | $34.35 | Jan. 4, 2029 | 2,000 | Acquired |
| Jan. 16, 2018 | SMBC | Stock Option (Right to Buy) | Common Stock | $37.31 | Jan. 16, 2028 | 2,000 | Acquired |
| Jan. 22, 2016 | SMBC | Stock Option (Right to Buy) | Common Stock | $6.38 | Jan. 19, 2020 | 10,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.