Lori J Braender

Insider

First SEC filing: Nov. 29, 2018 · Latest: Nov. 29, 2018

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Compensation Executive pay disclosed in company proxy statements.

Insider at

AQST selling March 10, 2026

Insider transactions

0 buys (P) 1 sells (S) Net: $-167,225 + 21 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

21 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 7, 2026	AQST	F	135,690	$4.23	$573,969	231,042 Direct	-37.00%	Disposed	7.6% (price as of 2026-08-20)
May 5, 2026	AQST	F	76,147	$4.18	$318,294	366,732 Direct	-17.19%	Disposed	8.9% (price as of 2026-08-20)
March 10, 2026	AQST	S	40,102	$4.17	$167,225	442,879 Direct	-8.30%	Disposed	9.1% (price as of 2026-08-20)
March 9, 2026	AQST	A	50,000	$4.29	$214,500	50,000 Direct	—	Acquired	6.1% (price as of 2026-08-20)
March 9, 2026	AQST	A	80,000	—	—	482,981 Direct	+19.85%	Acquired	(price as of 2026-08-20)
March 9, 2025	AQST	F	10,658	$2.65	$28,244	402,981 Direct	-2.58%	Disposed	71.7% (price as of 2026-08-20)
March 7, 2025	AQST	A	82,500	—	—	82,500 Direct	—	Acquired	(price as of 2026-08-20)
March 7, 2025	AQST	A	60,000	—	—	60,000 Direct	—	Acquired	(price as of 2026-08-20)
March 7, 2025	AQST	F	9,592	$2.65	$25,419	413,639 Direct	-2.27%	Disposed	71.7% (price as of 2026-08-20)
March 7, 2025	AQST	A	110,000	—	—	423,231 Direct	+35.12%	Acquired	(price as of 2026-08-20)
March 9, 2024	AQST	F	10,530	$4.88	$51,386	313,231 Direct	-3.25%	Disposed	-6.8% (price as of 2026-08-20)
March 7, 2024	AQST	A	67,500	—	—	67,500 Direct	—	Acquired	(price as of 2026-08-20)
March 7, 2024	AQST	A	135,000	—	—	323,761 Direct	+71.52%	Acquired	(price as of 2026-08-20)
Aug. 9, 2023	AQST	A	75,000	—	—	75,000 Direct	—	Acquired	(price as of 2026-08-20)
May 5, 2023	AQST	A	75,000	—	—	75,000 Direct	—	Acquired	(price as of 2026-08-20)
March 9, 2023	AQST	A	150,000	—	—	188,761 Direct	+386.99%	Acquired	(price as of 2026-08-20)
Nov. 4, 2022	AQST	A	40,000	—	—	40,000 Direct	—	Acquired	(price as of 2026-08-20)
March 10, 2022	AQST	A	160,000	—	—	160,000 Direct	—	Acquired	(price as of 2026-08-20)
March 11, 2021	AQST	A	75,000	—	—	75,000 Direct	—	Acquired	(price as of 2026-08-20)
March 16, 2020	AQST	A	60,000	—	—	60,000 Direct	—	Acquired	(price as of 2026-08-20)
March 16, 2020	AQST	P	14,000	$1.54	$21,560	25,000 Direct	+127.27%	Acquired	195.5% (price as of 2026-08-20)
Aug. 9, 2019	AQST	P	10,000	$4.07	$40,700	11,000 Direct	+1000.00%	Acquired	11.8% (price as of 2026-08-20)
Feb. 28, 2019	AQST	A	100,000	—	—	100,000 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 27, 2018	AQST	P	1,000	$10.57	$10,570	1,000 Direct	—	Acquired	-57.0% (price as of 2026-08-20)
Sept. 10, 2018	AQST	A	85,000	—	—	85,000 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 9, 2026	AQST	Non-Qualified Stock Option (right to buy)	Common Stock (50,000)	$4.29	March 9, 2036	50,000	Acquired
March 7, 2025	AQST	Performance Stock Units [F1]	Common Stock (82,500)	—	March 7, 2028	82,500	Acquired
March 7, 2025	AQST	Non-Qualified Stock Option (right to buy)	Common Stock (60,000)	$2.65	March 7, 2035	60,000	Acquired
March 7, 2024	AQST	Non-Qualified Stock Option (right to buy)	Common Stock (67,500)	$5.68	March 7, 2034	67,500	Acquired
Aug. 9, 2023	AQST	Performance Stock Units	Common Stock (75,000)	—	May 5, 2026	75,000	Acquired
May 5, 2023	AQST	Performance Stock Units	Common Stock (75,000)	—	May 5, 2026	75,000	Acquired
Nov. 4, 2022	AQST	Non-Qualified Stock Option (right to buy)	Common Stock (40,000)	$0.88	Nov. 4, 2032	40,000	Acquired
March 10, 2022	AQST	Non-Qualified Stock Option (right to buy)	Common Stock (160,000)	$2.55	March 10, 2032	160,000	Acquired
March 11, 2021	AQST	Non-Qualified Stock Option (right to buy)	Common Stock (75,000)	$5.30	March 11, 2031	75,000	Acquired
March 16, 2020	AQST	Non-Qualified Stock Option (right to buy)	Common Stock (60,000)	$1.54	March 16, 2030	60,000	Acquired
Feb. 28, 2019	AQST	Non-Qualified Stock Option (right to buy)	Common Stock (100,000)	$8.05	Feb. 28, 2029	100,000	Acquired
Sept. 10, 2018	AQST	Stock Option (Right to Purchase)	Common Stock (85,000)	$18.67	Sept. 10, 2028	85,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

AQST

General Counsel

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2022	$424,058	—	—	$268,636	$216,805	—	$37,894	$935,909

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.