Louis Rauchenberger
CIK 1385254 · View on SEC EDGAR ↗
First SEC filing: Oct. 22, 2007 · Latest: Oct. 22, 2007
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Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 17, 2009 | JPM | S | 29,600 | $36.85 | $1,090,760 | 84,387 Direct | -25.97% | Disposed | 864.4% (price as of 2026-08-21) |
| April 27, 2007 | JPM | S | 4,305 | $52.21 | $224,764 | 67,609 Direct | -5.99% | Disposed | 580.7% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 19, 2011 | JPM | Stock Appreciation Rights | Common Stock (50,000) | $44.29 | Jan. 19, 2021 | 50,000 | Acquired |
| Jan. 19, 2011 | JPM | Restricted Stock Units | Common Stock (41,211) | — | Jan. 13, 2014 | 41,211 | Acquired |
| Jan. 13, 2011 | JPM | Restricted Stock Units | Common Stock (17,963) | — | Jan. 25, 2012 | 17,963 | Disposed |
| Feb. 3, 2010 | JPM | Stock Appreciation Rights | Common Stock (50,000) | $43.20 | Jan. 20, 2020 | 50,000 | Acquired |
| Feb. 3, 2010 | JPM | Restricted Stock Units | Common Stock (41,093) | — | Jan. 13, 2013 | 41,093 | Acquired |
| July 17, 2009 | JPM | Stock Option (Right to Buy) | Common Stock (29,600) | $36.68 | July 19, 2009 | 29,600 | Disposed |
| Jan. 20, 2009 | JPM | Stock Appreciation Rights | Common Stock (200,000) | $19.49 | Jan. 20, 2019 | 200,000 | Acquired |
| Jan. 20, 2009 | JPM | Restricted Stock Units | Common Stock (35,926) | — | Jan. 25, 2012 | 35,926 | Acquired |
| April 17, 2008 | JPM | Stock Option (Right to Buy) | Common Stock (22,200) | $35.39 | July 15, 2008 | 22,200 | Disposed |
| Oct. 18, 2007 | JPM | Stock Appreciation Rights | Common Stock (100,000) | $45.79 | Oct. 18, 2017 | 100,000 | Acquired |
| April 24, 2007 | JPM | Stock Options (Rights to Buy) | Common Stock (14,800) | $29.17 | July 13, 2007 | 14,800 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 10 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Jan. 9, 2007 | JPM | Common Stock | 59,271 | Direct |
| Jan. 9, 2007 | JPM | Common Stock | 2,079 | Indirect |
| Jan. 9, 2007 | JPM | Stock Appreciation Rights→ Common Stock (50,000) | 50,000 | Direct |
| Jan. 9, 2007 | JPM | Stock Option (Right to Buy)→ Common Stock (13,343) | 13,343 | Direct |
| Jan. 9, 2007 | JPM | Stock Options (Right to Buy)→ Common Stock (22,200) | 22,200 | Direct |
| Jan. 9, 2007 | JPM | Stock Options (Right to Buy)→ Common Stock (29,600) | 29,600 | Direct |
| Jan. 9, 2007 | JPM | Stock options (Right to Buy)→ Common Stock (14,410) | 14,410 | Direct |
| Jan. 9, 2007 | JPM | Stock Options (Right to Buy)→ Common Stock (17,576) | 17,576 | Direct |
| Jan. 9, 2007 | JPM | Stock Options (Rights to Buy)→ Common Stock (14,800) | 14,800 | Direct |
| Jan. 9, 2007 | JPM | Stock Options (Rights to Buy)→ Common Stock (58,571) | 58,571 | Direct |