Lucy Lee Helm

Insider

First SEC filing: Nov. 16, 2018 · Latest: Nov. 9, 2020

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

SBUX selling Dec. 13, 2019

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 73 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

73 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 13, 2019	SBUX	M	5,000	—	—	69,030 Direct	-6.75%	Disposed	(price as of 2026-08-20)
Dec. 13, 2019	SBUX	M	13,982	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 13, 2019	SBUX	S	18,982	$88.49	$1,679,717	114,333 Direct	-14.24%	Disposed	19.0% (price as of 2026-08-20)
Dec. 13, 2019	SBUX	M	5,000	$40.49	$202,450	133,315 Direct	+3.90%	Acquired	160.1% (price as of 2026-08-20)
Dec. 13, 2019	SBUX	M	13,982	$24.87	$347,732	128,315 Direct	+12.23%	Acquired	323.5% (price as of 2026-08-20)
Nov. 14, 2019	SBUX	F	2,434	$84.38	$205,381	114,219 Direct	-2.09%	Disposed	24.8% (price as of 2026-08-20)
Nov. 13, 2019	SBUX	A	18,823	—	—	116,653 Direct	+19.24%	Acquired	(price as of 2026-08-20)
July 16, 2019	SBUX	F	3,301	$90.08	$297,354	97,644 Direct	-3.27%	Disposed	16.9% (price as of 2026-08-20)
June 13, 2019	SBUX	G	13,003	—	—	100,838 Direct	-11.42%	Disposed	(price as of 2026-08-20)
June 12, 2019	SBUX	M	10,000	—	—	13,982 Direct	-41.70%	Disposed	(price as of 2026-08-20)
June 12, 2019	SBUX	S	10,000	$83.00	$830,000	113,841 Direct	-8.07%	Disposed	26.9% (price as of 2026-08-20)
June 12, 2019	SBUX	M	10,000	$24.87	$248,700	123,841 Direct	+8.78%	Acquired	323.5% (price as of 2026-08-20)
Dec. 24, 2018	SBUX	G	18,294	—	—	113,455 Direct	-13.89%	Disposed	(price as of 2026-08-20)
Nov. 16, 2018	SBUX	F	1,174	$68.16	$80,020	131,749 Direct	-0.88%	Disposed	54.5% (price as of 2026-08-20)
Nov. 14, 2018	SBUX	A	25,955	—	—	132,923 Direct	+24.26%	Acquired	(price as of 2026-08-20)
July 17, 2017	SBUX	F	10,286	$58.33	$599,982	137,791 Direct	-6.95%	Disposed	80.6% (price as of 2026-08-20)
Dec. 16, 2016	SBUX	G	9,754	—	—	147,723 Direct	-6.19%	Disposed	(price as of 2026-08-20)
Dec. 14, 2016	SBUX	M	29,244	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 14, 2016	SBUX	S	29,244	$58.72	$1,717,208	157,477 Direct	-15.66%	Disposed	79.4% (price as of 2026-08-20)
Dec. 14, 2016	SBUX	M	29,244	$26.27	$768,240	186,721 Direct	+18.57%	Acquired	300.9% (price as of 2026-08-20)
Nov. 21, 2016	SBUX	A	93,817	—	—	93,817 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 17, 2016	SBUX	F	6,113	$55.85	$341,411	157,477 Direct	-3.74%	Disposed	88.6% (price as of 2026-08-20)
Nov. 15, 2016	SBUX	A	29,141	—	—	163,590 Direct	+21.67%	Acquired	(price as of 2026-08-20)
Nov. 11, 2016	SBUX	F	3,670	$53.93	$197,923	134,449 Direct	-2.66%	Disposed	95.3% (price as of 2026-08-20)
June 15, 2016	SBUX	F	1,823	$55.35	$100,903	137,875 Direct	-1.30%	Disposed	90.3% (price as of 2026-08-20)
Jan. 19, 2016	SBUX	F	1,224	$58.55	$71,665	139,593 Direct	-0.87%	Disposed	79.9% (price as of 2026-08-20)
Dec. 9, 2015	SBUX	M	10,000	—	—	29,244 Direct	-25.48%	Disposed	(price as of 2026-08-20)
Dec. 9, 2015	SBUX	M	3,356	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 9, 2015	SBUX	S	13,356	$62.05	$828,740	140,698 Direct	-8.67%	Disposed	69.7% (price as of 2026-08-20)
Dec. 9, 2015	SBUX	M	10,000	$26.27	$262,700	154,054 Direct	+6.94%	Acquired	300.9% (price as of 2026-08-20)
Dec. 9, 2015	SBUX	M	3,356	$21.82	$73,228	144,054 Direct	+2.39%	Acquired	382.7% (price as of 2026-08-20)
Dec. 8, 2015	SBUX	G	14,114	—	—	140,698 Direct	-9.12%	Disposed	(price as of 2026-08-20)
Nov. 19, 2015	SBUX	F	6,726	$61.46	$413,380	154,812 Direct	-4.16%	Disposed	71.4% (price as of 2026-08-20)
Nov. 16, 2015	SBUX	A	63,384	—	—	63,384 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 11, 2015	SBUX	F	3,373	$61.87	$208,688	161,538 Direct	-2.05%	Disposed	70.2% (price as of 2026-08-20)
Nov. 10, 2015	SBUX	A	73,278	—	—	164,911 Direct	+79.97%	Acquired	(price as of 2026-08-20)
March 13, 2015	SBUX	M	10,000	—	—	29,491 Direct	-25.32%	Disposed	(price as of 2026-08-20)
March 13, 2015	SBUX	G	7,799	—	—	45,623 Direct	-14.60%	Disposed	(price as of 2026-08-20)
March 13, 2015	SBUX	S	10,000	$92.90	$929,000	53,422 Direct	-15.77%	Disposed	126.7% (price as of 2026-08-20)
March 13, 2015	SBUX	M	10,000	$49.74	$497,400	63,422 Direct	+18.72%	Acquired	323.5% (price as of 2026-08-20)
Dec. 10, 2014	SBUX	M	5,035	—	—	1,678 Direct	-75.00%	Disposed	(price as of 2026-08-20)
Dec. 10, 2014	SBUX	M	2,985	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 10, 2014	SBUX	G	7,979	—	—	53,363 Direct	-13.01%	Disposed	(price as of 2026-08-20)
Dec. 10, 2014	SBUX	S	8,020	$83.60	$670,472	61,342 Direct	-11.56%	Disposed	152.0% (price as of 2026-08-20)
Dec. 10, 2014	SBUX	M	5,035	$43.64	$219,727	69,362 Direct	+7.83%	Acquired	382.7% (price as of 2026-08-20)
Dec. 10, 2014	SBUX	M	2,985	$30.78	$91,878	64,327 Direct	+4.87%	Acquired	584.3% (price as of 2026-08-20)
Nov. 19, 2014	SBUX	F	3,034	$77.82	$236,106	61,342 Direct	-4.71%	Disposed	170.7% (price as of 2026-08-20)
Nov. 17, 2014	SBUX	A	35,922	$77.83	$2,795,809	35,922 Direct	—	Acquired	170.6% (price as of 2026-08-20)
Nov. 14, 2014	SBUX	F	306	$78.12	$23,905	64,376 Direct	-0.47%	Disposed	169.6% (price as of 2026-08-20)
Nov. 11, 2014	SBUX	A	16,033	—	—	64,682 Direct	+32.96%	Acquired	(price as of 2026-08-20)
June 16, 2014	SBUX	F	912	$75.09	$68,482	48,476 Direct	-1.85%	Disposed	180.5% (price as of 2026-08-20)
June 10, 2014	SBUX	M	7,486	—	—	2,985 Direct	-71.49%	Disposed	(price as of 2026-08-20)
June 10, 2014	SBUX	G	6,111	—	—	49,388 Direct	-11.01%	Disposed	(price as of 2026-08-20)
June 10, 2014	SBUX	S	7,486	$74.85	$560,327	55,499 Direct	-11.89%	Disposed	181.4% (price as of 2026-08-20)
June 10, 2014	SBUX	M	7,486	$30.78	$230,419	62,985 Direct	+13.49%	Acquired	584.3% (price as of 2026-08-20)
Jan. 17, 2014	SBUX	F	619	$74.90	$46,363	55,403 Direct	-1.10%	Disposed	181.2% (price as of 2026-08-20)
Dec. 11, 2013	SBUX	G	5,794	—	—	55,950 Direct	-9.38%	Disposed	(price as of 2026-08-20)
Dec. 10, 2013	SBUX	M	1,471	—	—	10,471 Direct	-12.32%	Disposed	(price as of 2026-08-20)
Dec. 10, 2013	SBUX	M	11,029	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 10, 2013	SBUX	S	12,500	$77.03	$962,875	61,744 Direct	-16.84%	Disposed	173.5% (price as of 2026-08-20)
Dec. 10, 2013	SBUX	M	1,471	$30.78	$45,277	74,244 Direct	+2.02%	Acquired	584.3% (price as of 2026-08-20)
Dec. 10, 2013	SBUX	M	11,029	$22.06	$243,300	72,773 Direct	+17.86%	Acquired	854.9% (price as of 2026-08-20)
Nov. 15, 2013	SBUX	F	900	$81.19	$73,071	61,744 Direct	-1.44%	Disposed	159.4% (price as of 2026-08-20)
Nov. 14, 2013	SBUX	F	306	$81.14	$24,829	62,644 Direct	-0.49%	Disposed	159.6% (price as of 2026-08-20)
Nov. 11, 2013	SBUX	A	37,015	—	—	37,015 Direct	—	Acquired	(price as of 2026-08-20)
May 31, 2013	SBUX	G	4,066	—	—	62,780 Direct	-6.08%	Disposed	(price as of 2026-08-20)
May 29, 2013	SBUX	M	500	—	—	11,029 Direct	-4.34%	Disposed	(price as of 2026-08-20)
May 29, 2013	SBUX	M	4,029	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 29, 2013	SBUX	S	4,529	$63.26	$286,505	66,846 Direct	-6.35%	Disposed	233.0% (price as of 2026-08-20)
May 29, 2013	SBUX	M	500	$22.06	$11,030	71,375 Direct	+0.71%	Acquired	854.9% (price as of 2026-08-20)
May 29, 2013	SBUX	M	4,029	$8.64	$34,811	70,875 Direct	+6.03%	Acquired	2338.0% (price as of 2026-08-20)
Feb. 4, 2013	SBUX	M	6,000	—	—	4,029 Direct	-59.83%	Disposed	(price as of 2026-08-20)
Feb. 4, 2013	SBUX	S	6,000	$56.18	$337,080	66,732 Direct	-8.25%	Disposed	274.9% (price as of 2026-08-20)
Feb. 4, 2013	SBUX	M	6,000	$8.64	$51,840	72,732 Direct	+8.99%	Acquired	2338.0% (price as of 2026-08-20)
Dec. 18, 2012	SBUX	F	5,227	$54.34	$284,035	66,630 Direct	-7.27%	Disposed	287.6% (price as of 2026-08-20)
Dec. 10, 2012	SBUX	M	5,000	—	—	10,029 Direct	-33.27%	Disposed	(price as of 2026-08-20)
Dec. 10, 2012	SBUX	S	5,000	$53.15	$265,750	71,857 Direct	-6.51%	Disposed	296.3% (price as of 2026-08-20)
Dec. 10, 2012	SBUX	M	5,000	$8.64	$43,200	76,857 Direct	+6.96%	Acquired	2338.0% (price as of 2026-08-20)
Nov. 19, 2012	SBUX	A	39,491	—	—	39,491 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 16, 2012	SBUX	F	1,499	$48.76	$73,091	71,857 Direct	-2.04%	Disposed	332.0% (price as of 2026-08-20)
Nov. 15, 2012	SBUX	F	870	$48.43	$42,134	73,356 Direct	-1.17%	Disposed	334.9% (price as of 2026-08-20)
Nov. 13, 2012	SBUX	A	2,234	—	—	74,226 Direct	+3.10%	Acquired	(price as of 2026-08-20)
June 15, 2012	SBUX	A	19,622	$52.54	$1,030,940	19,622 Direct	—	Acquired	300.9% (price as of 2026-08-20)
June 15, 2012	SBUX	A	6,662	—	—	71,778 Direct	+10.23%	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 13, 2019	SBUX	Non-qualified Stock Option (Right to Buy)	Common Stock (5,000)	$40.49	Nov. 11, 2023	5,000	Disposed
Dec. 13, 2019	SBUX	Non-qualified Stock Option (Right to Buy)	Common Stock (13,982)	$24.87	Nov. 19, 2022	13,982	Disposed
June 12, 2019	SBUX	Non-qualified Stock Option (Right to Buy)	Common Stock (10,000)	$24.87	Nov. 19, 2022	10,000	Disposed
Dec. 14, 2016	SBUX	Non-qualified Stock Option (Right to Buy)	Common Stock (29,244)	$26.27	June 15, 2022	29,244	Disposed
Nov. 21, 2016	SBUX	Non-qualified Stock Option (Right to Buy)	Common Stock (93,817)	$56.10	Nov. 21, 2026	93,817	Acquired
Dec. 9, 2015	SBUX	Non-qualified Stock Option (Right to Buy)	Common Stock (10,000)	$26.27	June 15, 2022	10,000	Disposed
Dec. 9, 2015	SBUX	Non-qualified Stock Option (Right to Buy)	Common Stock (3,356)	$21.82	Nov. 14, 2021	3,356	Disposed
Nov. 16, 2015	SBUX	Non-qualified Stock Option (Right to Buy)	Common Stock (63,384)	$60.68	Nov. 16, 2025	63,384	Acquired
March 13, 2015	SBUX	Non-qualified Stock Option (Right to Buy)	Common Stock (10,000)	$49.74	Nov. 19, 2022	10,000	Disposed
Dec. 10, 2014	SBUX	Non-qualified Stock Option (Right to Buy)	Common Stock (5,035)	$43.64	Nov. 14, 2021	5,035	Disposed
Dec. 10, 2014	SBUX	Non-qualified Stock Option (Right to Buy)	Common Stock (2,985)	$30.78	Nov. 15, 2020	2,985	Disposed
Nov. 17, 2014	SBUX	Non-qualified Stock Option (Right to Buy)	Common Stock (35,922)	$77.83	Nov. 17, 2024	35,922	Acquired
June 10, 2014	SBUX	Non-qualified Stock Option (Right to Buy)	Common Stock (7,486)	$30.78	Nov. 15, 2020	7,486	Disposed
Dec. 10, 2013	SBUX	Non-qualified Stock Option (Right to Buy)	Common Stock (1,471)	$30.78	Nov. 15, 2020	1,471	Disposed
Dec. 10, 2013	SBUX	Non-qualified Stock Option (Right to Buy)	Common Stock (11,029)	$22.06	Nov. 16, 2019	11,029	Disposed
Nov. 11, 2013	SBUX	Non-qualified Stock Option (Right to Buy)	Common Stock (37,015)	$80.99	Nov. 11, 2023	37,015	Acquired
May 29, 2013	SBUX	Non-qualified Stock Option (Right to Buy)	Common Stock (500)	$22.06	Nov. 16, 2019	500	Disposed
May 29, 2013	SBUX	Non-qualified Stock Option (Right to Buy)	Common Stock (4,029)	$8.64	Nov. 17, 2018	4,029	Disposed
Feb. 4, 2013	SBUX	Non-qualified Stock Option (Right to Buy)	Common Stock (6,000)	$8.64	Nov. 17, 2018	6,000	Disposed
Dec. 10, 2012	SBUX	Non-qualified Stock Option (Right to Buy)	Common Stock (5,000)	$8.64	Nov. 17, 2018	5,000	Disposed
Nov. 19, 2012	SBUX	Non-qualified Stock Option (Right to Buy)	Common Stock (39,491)	$49.74	Nov. 19, 2022	39,491	Acquired
June 15, 2012	SBUX	Non-qualified Stock Option (Right to Buy)	Common Stock (19,622)	$52.54	June 15, 2022	19,622	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 12 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Nov. 16, 2018	SBUX	Common Stock	106,968	Direct
Nov. 16, 2018	SBUX	Non-qualified Stock Option (Right to Buy)→ Common Stock (120,634)	120,634	Direct
Nov. 16, 2018	SBUX	Non-qualified Stock Option (Right to Buy)→ Common Stock (63,384)	63,384	Direct
Nov. 16, 2018	SBUX	Non-qualified Stock Option (Right to Buy)→ Common Stock (93,817)	93,817	Direct
Nov. 16, 2018	SBUX	Non-qualified Stock Option (Right to Buy)→ Common Stock (23,982)	23,982	Direct
Nov. 16, 2018	SBUX	Non-qualified Stock Option (Right to Buy)→ Common Stock (74,030)	74,030	Direct
Nov. 16, 2018	SBUX	Non-qualified Stock Option (Right to Buy)→ Common Stock (71,844)	71,844	Direct
April 13, 2012	SBUX	Common Stock	65,116	Direct
April 13, 2012	SBUX	Non-qualified Stock Option (Right to Buy)→ Common Stock (15,029)	15,029	Direct
April 13, 2012	SBUX	Non-qualified Stock Option (Right to Buy)→ Common Stock (11,529)	11,529	Direct
April 13, 2012	SBUX	Non-qualified Stock Option (Right to Buy)→ Common Stock (11,942)	11,942	Direct
April 13, 2012	SBUX	Non-qualified Stock Option (Right to Buy)→ Common Stock (6,713)	6,713	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

SBUX

chief partner officer(7)

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2017	$582,019	—	—	—	$101,250	—	$21,652	$2,615,190

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.