Luis E. Valdes

CIK 1543399 · View on SEC EDGAR ↗

Insider

First SEC filing: May 26, 2023 · Latest: May 26, 2023

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 78 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

78 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 18, 2019 PFG S 10b5-1 11,829 $59.54 $704,299 58,223 Direct -16.89% Disposed 89.6% (price as of 2026-08-19)
June 24, 2019 PFG S 10b5-1 20,000 $57.67 $1,153,400 57,485 Direct -25.81% Disposed 95.7% (price as of 2026-08-19)
June 24, 2019 PFG S 10b5-1 27,661 $57.67 $1,595,210 77,485 Direct -26.31% Disposed 95.7% (price as of 2026-08-19)
Feb. 26, 2018 PFG S 10b5-1 27,662 $64.02 $1,770,921 52,319 Direct -34.59% Disposed 76.3% (price as of 2026-08-19)
Dec. 14, 2017 PFG S 10b5-1 27,662 $70.04 $1,937,446 72,319 Direct -27.67% Disposed 61.2% (price as of 2026-08-19)
Dec. 14, 2017 PFG S 10b5-1 20,000 $70.04 $1,400,800 52,319 Direct -27.66% Disposed 61.2% (price as of 2026-08-19)
May 16, 2017 PFG S 10b5-1 10,375 $64.00 $664,000 81,909 Direct -11.24% Disposed 76.4% (price as of 2026-08-19)
April 20, 2017 PFG S 10b5-1 23,656 $63.00 $1,490,328 82,217 Direct -22.34% Disposed 79.2% (price as of 2026-08-19)
April 20, 2017 PFG S 10b5-1 37,255 $63.00 $2,347,065 82,217 Direct -31.18% Disposed 79.2% (price as of 2026-08-19)
April 13, 2017 PFG S 10b5-1 10,000 $62.00 $620,000 82,217 Direct -10.84% Disposed 82.0% (price as of 2026-08-19)
Dec. 5, 2016 PFG S 10b5-1 20,009 $58.74 $1,175,329 81,179 Direct -19.77% Disposed 92.2% (price as of 2026-08-19)
Dec. 5, 2016 PFG S 10b5-1 53,685 $58.74 $3,153,457 101,188 Direct -34.66% Disposed 92.2% (price as of 2026-08-19)
Dec. 5, 2016 PFG S 10b5-1 18,390 $58.74 $1,080,229 101,188 Direct -15.38% Disposed 92.2% (price as of 2026-08-19)
Nov. 6, 2015 PFG S 10b5-1 13,892 $52.00 $722,384 84,927 Direct -14.06% Disposed 117.1% (price as of 2026-08-19)
May 21, 2015 PFG S 10b5-1 6,270 $53.00 $332,310 84,335 Direct -6.92% Disposed 113.0% (price as of 2026-08-19)
Nov. 25, 2014 PFG S 10b5-1 27,783 $54.02 $1,500,838 51,924 Direct -34.86% Disposed 108.9% (price as of 2026-08-19)
Oct. 31, 2014 PFG S 10b5-1 4,606 $52.41 $241,400 51,924 Direct -8.15% Disposed 115.4% (price as of 2026-08-19)
Oct. 30, 2014 PFG S 10b5-1 200 $52.00 $10,400 51,924 Direct -0.38% Disposed 117.1% (price as of 2026-08-19)
Oct. 1, 2014 PFG S 10b5-1 9,469 $52.05 $492,861 51,924 Direct -15.42% Disposed 116.8% (price as of 2026-08-19)
Oct. 17, 2013 PFG S 10b5-1 11,196 $45.00 $503,820 44,827 Direct -19.98% Disposed 150.8% (price as of 2026-08-19)
July 1, 2013 PFG S 10b5-1 12,980 $37.70 $489,346 43,870 Direct -22.83% Disposed 199.4% (price as of 2026-08-19)
July 1, 2013 PFG S 10b5-1 2,660 $37.70 $100,282 38,523 Direct -6.46% Disposed 199.4% (price as of 2026-08-19)

Showing latest 100 of 114 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 5, 2021 PFG Employee Stock Option (Right to Buy) Common Stock (54,990) $58.68 March 5, 2031 54,990 Acquired
Feb. 24, 2020 PFG Employee Stock Option (Right to Buy) Common Stock (79,810) $51.73 Feb. 24, 2030 79,810 Acquired
July 18, 2019 PFG Employee Stock Option (Right to Buy) Common Stock (11,829) $51.33 Feb. 23, 2025 11,829 Disposed
June 24, 2019 PFG Employee Stock Option (Right to Buy) Common Stock (27,661) $37.88 Feb. 22, 2026 27,661 Disposed
Feb. 25, 2019 PFG Employee Stock Option (Right to Buy) Common Stock (76,940) $53.09 Feb. 25, 2029 76,940 Acquired
Feb. 26, 2018 PFG Employee Stock Option (Right to Buy) Common Stock (51,810) $63.98 Feb. 26, 2018 51,810 Acquired
Feb. 26, 2018 PFG Employee Stock Option (Right to Buy) Common Stock (27,662) $37.38 Feb. 22, 2026 27,662 Disposed
Dec. 14, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (27,662) $37.38 Feb. 22, 2026 27,662 Disposed
May 16, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (10,375) $60.10 Feb. 26, 2018 10,375 Disposed
April 20, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (23,656) $51.33 Feb. 23, 2025 23,656 Disposed
April 20, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (37,255) $44.88 April 24, 2024 37,255 Disposed
Feb. 27, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (49,275) $62.78 Feb. 27, 2027 49,275 Acquired
Dec. 5, 2016 PFG Employee Stock Option (Right to Buy) Common Stock (53,685) $30.70 Feb. 25, 2023 53,685 Disposed
Dec. 5, 2016 PFG Employee Stock Option (Right to Buy) Common Stock (18,390) $34.26 Feb. 28, 2021 18,390 Disposed
Feb. 22, 2016 PFG Employee Stock Option (Right to Buy) Common Stock (82,985) $37.38 Feb. 22, 2026 82,985 Acquired
Nov. 6, 2015 PFG Employee Stock Option (Right to Buy) Common Stock (13,892) $27.46 Feb. 27, 2022 13,892 Disposed
May 21, 2015 PFG Employee Stock Option (Right to Buy) Common Stock (6,270) $49.25 Feb. 27, 2016 6,270 Disposed
Feb. 23, 2015 PFG Employee Stock Option (Right to Buy) Common Stock (35,485) $51.33 Feb. 23, 2025 35,485 Acquired
Nov. 25, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (27,783) $27.46 Feb. 27, 2022 27,783 Disposed
Oct. 31, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (4,606) $39.02 Feb. 28, 2015 4,606 Disposed
Oct. 30, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (200) $39.02 Feb. 28, 2015 200 Disposed
Oct. 1, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (9,469) $39.02 Feb. 28, 2015 9,469 Disposed
Feb. 24, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (37,255) $44.88 Feb. 24, 2024 37,255 Acquired
Oct. 17, 2013 PFG Employee Stock Option (Right to Buy) Common Stock (11,250) $36.30 Feb. 24, 2014 11,250 Disposed
July 1, 2013 PFG Employee Stock Option (Right to Buy) Common Stock (18,327) $22.21 Feb. 23, 2020 18,327 Disposed
July 1, 2013 PFG Employee Stock Option (Right to Buy) Common Stock (5,939) $11.07 Feb. 24, 2019 5,939 Disposed
July 1, 2013 PFG Employee Stock Option (Right to Buy) Common Stock (18,327) $22.21 Feb. 23, 2020 18,327 Disposed
July 1, 2013 PFG Employee Stock Option (Right to Buy) Common Stock (5,939) $11.07 Feb. 24, 2019 5,939 Disposed
Feb. 25, 2013 PFG Employee Stock Option (Right to Buy) Common Stock (40,755) $30.70 Feb. 25, 2023 40,755 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 11 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 26, 2023 PFG Common Stock 27,589 Direct
March 9, 2012 PFG Common Stock 26,980 Direct
March 9, 2012 PFG Employee Stock Option (Right to Buy)→ Common Stock (11,250) 11,250 Direct
March 9, 2012 PFG Employee Stock Option (Right to Buy)→ Common Stock (14,275) 14,275 Direct
March 9, 2012 PFG Employee Stock Option (Right to Buy)→ Common Stock (6,270) 6,270 Direct
March 9, 2012 PFG Employee Stock Option (Right to Buy)→ Common Stock (7,480) 7,480 Direct
March 9, 2012 PFG Employee Stock Option (Right to Buy)→ Common Stock (10,375) 10,375 Direct
March 9, 2012 PFG Employee Stock Option (Right to Buy)→ Common Stock (5,939) 5,939 Direct
March 9, 2012 PFG Employee Stock Option (Right to Buy)→ Common Stock (18,327) 18,327 Direct
March 9, 2012 PFG Employee Stock Option (Right to Buy)→ Common Stock (18,390) 18,390 Direct
March 9, 2012 PFG Employee Stock Option (Right to Buy)→ Common Stock (41,675) 41,675 Direct