Luke Anthony Norman

CIK 1931343 · View on SEC EDGAR ↗

Insider

First SEC filing: May 31, 2022 · Latest: May 31, 2022

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Insider transactions

1 buys (P) 0 sells (S) Net: $146,300 + 9 non-open-market transactions below Avg return of open purchases vs now: 13.0% last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

9 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
April 8, 2026 USAU P 10,000 $14.63 $146,300 278,759 Indirect +3.72% Acquired 13.0% (price as of 2026-08-28)
April 15, 2024 USAU P 5,000 $4.19 $20,950 348,980 Indirect +1.45% Acquired 294.7% (price as of 2026-08-28)
Oct. 20, 2022 USAU P 3,700 $3.66 $13,542 310,561 Indirect +1.21% Acquired 351.8% (price as of 2026-08-28)
Oct. 20, 2022 USAU P 6,300 $3.63 $22,869 306,861 Indirect +2.10% Acquired 355.6% (price as of 2026-08-28)
July 12, 2022 USAU P 7,396 $3.69 $27,291 300,561 Indirect +2.52% Acquired 348.2% (price as of 2026-08-28)
June 24, 2022 USAU P 8,482 $4.17 $35,370 293,165 Direct +2.98% Acquired 296.6% (price as of 2026-08-28)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 21, 2026 USAU Stock Options Common Stock (15,982) $19.24 Jan. 21, 2031 15,982 Acquired
Dec. 27, 2024 USAU Stock Options Common Stock (13,260) $7.65 Nov. 25, 2029 13,260 Disposed
Dec. 27, 2024 USAU Stock Options Common Stock (12,431) $7.65 Nov. 25, 2029 12,431 Disposed
Jan. 12, 2023 USAU Stock Options Common Stock (25,000) $5.02 Jan. 12, 2028 25,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 31, 2022 USAU Common Stock 100,000 Direct
May 31, 2022 USAU Common Stock 181,220 Indirect
May 31, 2022 USAU Common Stock 3,463 Indirect
May 31, 2022 USAU Warrant→ Common Stock (20,675) 20,675 Indirect
May 31, 2022 USAU Warrant→ Common Stock (25,000) 25,000 Indirect
May 31, 2022 USAU Warrant→ Common Stock (100,000) 100,000 Direct
May 31, 2022 USAU Warrant→ Common Stock (2,282) 2,282 Indirect
May 31, 2022 USAU Stock Options→ Common Stock (24,000) 24,000 Indirect