Lydia E Shaw
CIK 1413996 · View on SEC EDGAR ↗
First SEC filing: Nov. 7, 2018 · Latest: Nov. 7, 2018
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 16, 2017 | CWBC | S | 1,300 | $19.90 | $25,870 | 17,200 Direct | -7.03% | Disposed | 30.3% (price as of 2026-08-19) |
| Aug. 15, 2017 | CWBC | S | 200 | $20.50 | $4,100 | 18,500 Direct | -1.07% | Disposed | 26.5% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 7, 2018 | CWBC | CVCY 2005 Omnibus Incentive Plan | CVCY Common Stock (2,500) | $8.02 | Sept. 19, 2022 | 2,500 | Disposed |
| Sept. 5, 2017 | CWBC | CVCY 2005 Omnibus Incentive Plan | CVCY Common Stock (1,000) | $6.70 | Oct. 1, 2017 | 1,000 | Disposed |
| May 2, 2017 | CWBC | CVCY 2005 Omnibus Incentive Plan | CVCY Common Stock (8,000) | $6.70 | Oct. 1, 2017 | 8,000 | Disposed |
| March 6, 2017 | CWBC | CVCY 2005 Omnibus Incentive Plan | CVCY Common Stock (5,000) | $6.70 | Oct. 1, 2017 | 5,000 | Acquired |
| July 28, 2016 | CWBC | CVCY 2005 Omnibus Incentive Plan | CVCY Common Stock (1,000) | $5.76 | Sept. 15, 2020 | 1,000 | Disposed |
| Sept. 12, 2014 | CWBC | CVCY 2005 Omnibus Incentive Plan | CVCY Common Stock (500) | $5.76 | Sept. 15, 2020 | 500 | Disposed |
| Sept. 12, 2014 | CWBC | CVCY 2005 Omnibus Incentive Plan | CVCY Common Stock (1,000) | $6.70 | Oct. 1, 2017 | 1,000 | Disposed |
| Dec. 12, 2012 | CWBC | CVCY 2005 Omnibus Incentive Plan | CVCY Common Stock (1,000) | $5.76 | Sept. 15, 2020 | 1,000 | Disposed |
| Sept. 19, 2012 | CWBC | CVCY 2005 Omnibus Incentive Plan | CVCY Common Stock (2,500) | $8.02 | Sept. 19, 2022 | 2,500 | Acquired |
| Sept. 15, 2010 | CWBC | CVCY 2005 Omnibus Incentive Plan | CVCY Common Stock (2,500) | $5.76 | Sept. 15, 2020 | 2,500 | Acquired |
| Dec. 17, 2008 | CWBC | CVCY 2005 Omnibus Incentive Plan | CVCY Common Stock (15,000) | $6.70 | Oct. 1, 2017 | 15,000 | Acquired |
| Dec. 17, 2008 | CWBC | CVCY 2005 Omnibus Inentive Plan | CVCY Common Stock (0) | $12.20 | Oct. 1, 2017 | 15,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
CWBC
EVP| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2018 | $194,192 | — | $20,000 | — | $68,655 | — | $56,416 | $339,263 |
| 2017 | $191,885 | — | — | — | $66,500 | $22,000 | $55,840 | $336,225 |
| 2016 | $188,500 | — | $17,568 | — | $67,230 | $7,000 | $51,615 | $331,913 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.