Malcolm D Griggs

Insider

First SEC filing: May 16, 2023 · Latest: May 16, 2023

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 53 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

53 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 13, 2023	CFG	F	3,093	$24.80	$76,706	122,083 Direct	-2.47%	Disposed	195.3% (price as of 2026-08-19)
March 2, 2023	CFG	F	9,117	$41.61	$379,358	125,176 Direct	-6.79%	Disposed	76.0% (price as of 2026-08-19)
March 1, 2023	CFG	F	3,458	$41.76	$144,406	134,293 Direct	-2.51%	Disposed	75.4% (price as of 2026-08-19)
March 1, 2023	CFG	A	14,419	—	—	137,751 Direct	+11.69%	Acquired	(price as of 2026-08-19)
Feb. 15, 2023	CFG	A	21,901	—	—	123,332 Direct	+21.59%	Acquired	(price as of 2026-08-19)
Nov. 17, 2022	CFG	G	1,900	—	—	101,431 Direct	-1.84%	Disposed	(price as of 2026-08-19)
March 2, 2022	CFG	F	2,280	$48.56	$110,717	103,331 Direct	-2.16%	Disposed	50.8% (price as of 2026-08-19)
March 1, 2022	CFG	F	7,267	$52.42	$380,936	105,611 Direct	-6.44%	Disposed	39.7% (price as of 2026-08-19)
March 1, 2022	CFG	A	13,442	—	—	112,878 Direct	+13.52%	Acquired	(price as of 2026-08-19)
Feb. 25, 2022	CFG	A	9,347	—	—	99,436 Direct	+10.38%	Acquired	(price as of 2026-08-19)
Oct. 27, 2021	CFG	G	4,788	—	—	90,089 Direct	-5.05%	Disposed	(price as of 2026-08-19)
March 2, 2021	CFG	F	2,280	$44.30	$101,004	94,877 Direct	-2.35%	Disposed	65.3% (price as of 2026-08-19)
March 1, 2021	CFG	F	7,547	$43.44	$327,842	97,157 Direct	-7.21%	Disposed	68.6% (price as of 2026-08-19)
March 1, 2021	CFG	A	11,772	—	—	104,704 Direct	+12.67%	Acquired	(price as of 2026-08-19)
Feb. 10, 2021	CFG	A	12,008	—	—	92,932 Direct	+14.84%	Acquired	(price as of 2026-08-19)
Dec. 4, 2020	CFG	G	1,750	—	—	80,924 Direct	-2.12%	Disposed	(price as of 2026-08-19)
March 2, 2020	CFG	A	15,081	—	—	92,784 Direct	+19.41%	Acquired	(price as of 2026-08-19)
March 1, 2020	CFG	F	10,110	$31.69	$320,386	82,674 Direct	-10.90%	Disposed	131.1% (price as of 2026-08-19)
Feb. 12, 2020	CFG	A	14,774	—	—	77,703 Direct	+23.48%	Acquired	(price as of 2026-08-19)
Feb. 5, 2020	CFG	G	3,100	—	—	62,929 Direct	-4.69%	Disposed	(price as of 2026-08-19)
Nov. 12, 2019	CFG	G	2,140	—	—	66,029 Direct	-3.14%	Disposed	(price as of 2026-08-19)
April 25, 2019	CFG	G	2,865	—	—	68,169 Direct	-4.03%	Disposed	(price as of 2026-08-19)
March 1, 2019	CFG	F	12,892	$36.94	$476,230	71,034 Direct	-15.36%	Disposed	98.3% (price as of 2026-08-19)
March 1, 2019	CFG	A	13,297	—	—	83,926 Direct	+18.83%	Acquired	(price as of 2026-08-19)
Feb. 13, 2019	CFG	A	18,720	—	—	70,629 Direct	+36.06%	Acquired	(price as of 2026-08-19)
Nov. 6, 2018	CFG	G	1,350	—	—	51,909 Direct	-2.53%	Disposed	(price as of 2026-08-19)
Oct. 24, 2018	CFG	G	1,340	—	—	53,259 Direct	-2.45%	Disposed	(price as of 2026-08-19)
June 5, 2018	CFG	G	550	—	—	54,599 Direct	-1.00%	Disposed	(price as of 2026-08-19)
March 23, 2018	CFG	F	5,036	$42.95	$216,296	55,149 Direct	-8.37%	Disposed	70.5% (price as of 2026-08-19)
March 1, 2018	CFG	F	3,420	$43.49	$148,736	60,185 Direct	-5.38%	Disposed	68.4% (price as of 2026-08-19)
March 1, 2018	CFG	A	10,096	—	—	63,605 Direct	+18.87%	Acquired	(price as of 2026-08-19)
Jan. 19, 2018	CFG	F	867	$45.76	$39,674	53,509 Direct	-1.59%	Disposed	60.1% (price as of 2026-08-19)
Nov. 1, 2017	CFG	G	870	—	—	54,376 Direct	-1.57%	Disposed	(price as of 2026-08-19)
Oct. 24, 2017	CFG	G	1,060	—	—	55,246 Direct	-1.88%	Disposed	(price as of 2026-08-19)
March 23, 2017	CFG	F	5,324	$34.43	$183,305	56,306 Direct	-8.64%	Disposed	112.7% (price as of 2026-08-19)
March 1, 2017	CFG	F	2,252	$37.37	$84,157	61,630 Direct	-3.53%	Disposed	96.0% (price as of 2026-08-19)
March 1, 2017	CFG	A	9,850	—	—	63,882 Direct	+18.23%	Acquired	(price as of 2026-08-19)
Jan. 20, 2017	CFG	F	1,775	$34.73	$61,646	54,032 Direct	-3.18%	Disposed	110.9% (price as of 2026-08-19)
June 7, 2007	FITB	S	404	$41.78	$16,879	11,249 Direct	-3.47%	Disposed	36.2% (price as of 2026-08-19)
June 5, 2007	FITB	M	8,888	—	—	164,995 Direct	-5.11%	Disposed	(price as of 2026-08-19)
June 5, 2007	FITB	F	180	$42.13	$7,583	11,653 Direct	-1.52%	Disposed	35.1% (price as of 2026-08-19)
June 5, 2007	FITB	D	8,304	$42.13	$349,848	11,833 Direct	-41.24%	Disposed	35.1% (price as of 2026-08-19)
June 5, 2007	FITB	M	8,888	$39.36	$349,832	20,137 Direct	+79.01%	Acquired	44.6% (price as of 2026-08-19)
April 9, 2007	FITB	A	33,333	—	—	173,883 Direct	+23.72%	Acquired	(price as of 2026-08-19)
April 9, 2007	FITB	A	3,266	—	—	11,249 Direct	+40.91%	Acquired	(price as of 2026-08-19)
Dec. 22, 2006	FITB	A	402	$40.95	$16,462	1,405 Direct	+40.08%	Acquired	38.9% (price as of 2026-08-19)
April 7, 2006	FITB	A	35,550	—	—	140,550 Direct	+33.86%	Acquired	(price as of 2026-08-19)
March 3, 2006	FITB	A	130	$38.37	$4,988	974 Direct	+15.40%	Acquired	48.3% (price as of 2026-08-19)
Jan. 23, 2006	FITB	A	30,000	—	—	105,000 Direct	+40.00%	Acquired	(price as of 2026-08-19)
Jan. 23, 2006	FITB	A	7,983	—	—	7,983 Direct	—	Acquired	(price as of 2026-08-19)
Dec. 27, 2005	FITB	A	482	$38.53	$18,571	835 Direct	+136.54%	Acquired	47.7% (price as of 2026-08-19)
April 8, 2005	FITB	A	37,500	—	—	75,000 Direct	+100.00%	Acquired	(price as of 2026-08-19)
Dec. 28, 2004	FITB	A	341	$47.79	$16,296	341 Direct	—	Acquired	19.1% (price as of 2026-08-19)
April 19, 2004	FITB	A	37,500	—	—	37,500 Direct	—	Acquired	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 5, 2007	FITB	Stock Appreciation Right	Common Stock (8,888)	$39.36	April 7, 2016	8,888	Disposed
April 9, 2007	FITB	Stock Appreciation Right	Common Stock (33,333)	$38.27	April 9, 2017	33,333	Acquired
Dec. 22, 2006	FITB	Phantom Stock [F1]	Common Stock (402)	—	—	402	Acquired
April 7, 2006	FITB	Stock Appreciation Right	Common Stock (35,550)	$39.36	April 7, 2016	35,550	Acquired
March 3, 2006	FITB	Phantom Stock [F1]	Common Stock (130)	—	—	130	Acquired
Jan. 23, 2006	FITB	Stock Appreciation Right	Common Stock (30,000)	$37.58	Jan. 23, 2016	30,000	Acquired
Dec. 27, 2005	FITB	Phantom Stock [F1]	Common Stock (482)	—	—	482	Acquired
April 8, 2005	FITB	Stock Appreciation Right	Common Stock (37,500)	$42.90	April 8, 2015	37,500	Acquired
Dec. 28, 2004	FITB	Phantom Stock [F1]	Common Stock (341)	—	—	341	Acquired
April 19, 2004	FITB	Stock Appreciation Right	Common Stock (37,500)	$54.40	April 19, 2014	37,500	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
April 4, 2016	CFG	Common Stock	55,807	Direct