Malcolm L Swanson
Insider
First SEC filing: Jan. 2, 2014 · Latest: Jan. 2, 2014
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 10, 2018 | ASTE | A | 85 | $60.33 | $5,128 | 1,930 Direct | +4.61% | Acquired | -30.4% (price as of 2026-10-02) |
| Nov. 29, 2017 | ASTE | A | 3 | $55.48 | $166 | 1,845 Direct | +0.16% | Acquired | -24.3% (price as of 2026-10-02) |
| Oct. 13, 2017 | ASTE | A | 98 | $52.47 | $5,142 | 1,841 Direct | +5.62% | Acquired | -20.0% (price as of 2026-10-02) |
| Aug. 29, 2017 | ASTE | A | 4 | $47.18 | $189 | 1,744 Direct | +0.23% | Acquired | -11.0% (price as of 2026-10-02) |
| July 12, 2017 | ASTE | A | 92 | $55.82 | $5,135 | 1,740 Direct | +5.58% | Acquired | -24.8% (price as of 2026-10-02) |
| May 26, 2017 | ASTE | A | 3 | $56.00 | $168 | 1,648 Direct | +0.18% | Acquired | -25.0% (price as of 2026-10-02) |
| April 7, 2017 | ASTE | A | 225 | $62.01 | $13,952 | 1,645 Direct | +15.85% | Acquired | -32.3% (price as of 2026-10-02) |
| March 31, 2017 | ASTE | A | 2 | $59.54 | $119 | 1,420 Direct | +0.14% | Acquired | -29.5% (price as of 2026-10-02) |
| Feb. 28, 2017 | ASTE | A | 1,170 | · | · | 1,170 Direct | · | Acquired | (price as of 2026-10-02) |
| Jan. 10, 2017 | ASTE | A | 73 | $67.65 | $4,938 | 1,418 Direct | +5.43% | Acquired | -37.9% (price as of 2026-10-02) |
| Nov. 28, 2016 | ASTE | A | 2 | $66.88 | $134 | 1,344 Direct | +0.15% | Acquired | -37.2% (price as of 2026-10-02) |
| Oct. 12, 2016 | ASTE | A | 85 | $58.49 | $4,972 | 1,342 Direct | +6.76% | Acquired | -28.2% (price as of 2026-10-02) |
| Aug. 30, 2016 | ASTE | A | 2 | $59.93 | $120 | 1,258 Direct | +0.16% | Acquired | -29.9% (price as of 2026-10-02) |
| July 8, 2016 | ASTE | A | 85 | $58.15 | $4,943 | 1,256 Direct | +7.26% | Acquired | -27.8% (price as of 2026-10-02) |
| May 27, 2016 | ASTE | A | 2 | $52.86 | $106 | 1,170 Direct | +0.17% | Acquired | -20.5% (price as of 2026-10-02) |
| May 10, 2016 | ASTE | S | 2,987 | $49.33 | $147,349 | 160 Direct | -94.92% | Disposed | -14.9% (price as of 2026-10-02) |
| April 6, 2016 | ASTE | A | 158 | $45.47 | $7,184 | 1,168 Direct | +15.64% | Acquired | -7.6% (price as of 2026-10-02) |
| March 28, 2016 | ASTE | A | 2 | $44.49 | $89 | 1,010 Direct | +0.20% | Acquired | -5.6% (price as of 2026-10-02) |
| Feb. 28, 2016 | ASTE | F | 722 | $42.19 | $30,461 | 0 Direct | -100.00% | Disposed | -0.5% (price as of 2026-10-02) |
| Jan. 8, 2016 | ASTE | A | 132 | $36.34 | $4,797 | 1,008 Direct | +15.07% | Acquired | 15.6% (price as of 2026-10-02) |
| Nov. 25, 2015 | ASTE | A | 2 | $40.82 | $82 | 876 Direct | +0.23% | Acquired | 2.9% (price as of 2026-10-02) |
| Oct. 8, 2015 | ASTE | A | 129 | $37.03 | $4,777 | 874 Direct | +17.32% | Acquired | 13.4% (price as of 2026-10-02) |
| Aug. 28, 2015 | ASTE | A | 2 | $37.38 | $75 | 745 Direct | +0.27% | Acquired | 12.4% (price as of 2026-10-02) |
| July 9, 2015 | ASTE | A | 118 | $40.42 | $4,770 | 743 Direct | +18.88% | Acquired | 3.9% (price as of 2026-10-02) |
| May 28, 2015 | ASTE | A | 1 | $41.87 | $42 | 625 Direct | +0.16% | Acquired | 0.3% (price as of 2026-10-02) |
| April 9, 2015 | ASTE | A | 113 | $42.20 | $4,769 | 623 Direct | +22.16% | Acquired | -0.5% (price as of 2026-10-02) |
| March 27, 2015 | ASTE | A | 1 | $42.66 | $43 | 510 Direct | +0.20% | Acquired | -1.5% (price as of 2026-10-02) |
| Feb. 28, 2015 | ASTE | F | 310 | $42.77 | $13,259 | 2,329 Direct | -11.75% | Disposed | -1.8% (price as of 2026-10-02) |
| Jan. 12, 2015 | ASTE | A | 128 | $36.20 | $4,634 | 509 Direct | +33.60% | Acquired | 16.0% (price as of 2026-10-02) |
| Nov. 28, 2014 | ASTE | A | 1 | $40.67 | $41 | 381 Direct | +0.26% | Acquired | 3.3% (price as of 2026-10-02) |
| Oct. 9, 2014 | ASTE | A | 131 | $35.41 | $4,639 | 380 Direct | +52.61% | Acquired | 18.6% (price as of 2026-10-02) |
| Aug. 29, 2014 | ASTE | A | 1 | $41.56 | $42 | 249 Direct | +0.40% | Acquired | 1.1% (price as of 2026-10-02) |
| July 8, 2014 | ASTE | A | 109 | $42.50 | $4,632 | 249 Direct | +77.86% | Acquired | -1.2% (price as of 2026-10-02) |
| May 29, 2014 | ASTE | A | 0 | $40.35 | · | 140 Direct | 0.00% | Acquired | 4.1% (price as of 2026-10-02) |
| April 7, 2014 | ASTE | A | 139 | $43.13 | $5,995 | 139 Direct | · | Acquired | -2.6% (price as of 2026-10-02) |
| Feb. 28, 2014 | ASTE | F | 310 | $40.52 | $12,561 | 3,329 Direct | -8.52% | Disposed | 3.7% (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 10, 2018 | ASTE | Phantom Stock | Common Stock | · | · | 85 | Acquired |
| Nov. 29, 2017 | ASTE | Phantom Stock | Common Stock | · | · | 3 | Acquired |
| Oct. 13, 2017 | ASTE | Phantom Stock | Common Stock | · | · | 98 | Acquired |
| Aug. 29, 2017 | ASTE | Phantom Stock | Common Stock | · | · | 4 | Acquired |
| July 12, 2017 | ASTE | Phantom Stock | Common Stock | · | · | 92 | Acquired |
| May 26, 2017 | ASTE | Phantom Stock | Common Stock | · | · | 3 | Acquired |
| April 7, 2017 | ASTE | Phantom Stock | Common Stock | · | · | 225 | Acquired |
| March 31, 2017 | ASTE | Phantom Stock | Common Stock | · | · | 2 | Acquired |
| Jan. 10, 2017 | ASTE | Phantom Stock | Common Stock | · | · | 73 | Acquired |
| Nov. 28, 2016 | ASTE | Phantom Stock | Common Stock | · | · | 2 | Acquired |
| Oct. 12, 2016 | ASTE | Phantom Stock | Common Stock | · | · | 85 | Acquired |
| Aug. 30, 2016 | ASTE | Phantom Stock | Common Stock | · | · | 2 | Acquired |
| July 8, 2016 | ASTE | Phantom Stock [F2] | Common Stock | · | · | 85 | Acquired |
| May 27, 2016 | ASTE | Phantom Stock [F2] | Common Stock | · | · | 2 | Acquired |
| April 6, 2016 | ASTE | Phantom Stock | Common Stock | · | · | 158 | Acquired |
| March 28, 2016 | ASTE | Phantom Stock | Common Stock | · | · | 2 | Acquired |
| Jan. 8, 2016 | ASTE | Phantom Stock | Common Stock | · | · | 132 | Acquired |
| Nov. 25, 2015 | ASTE | Phantom Stock | Common Stock | · | · | 2 | Acquired |
| Oct. 8, 2015 | ASTE | Phantom Stock | Common Stock | · | · | 129 | Acquired |
| Aug. 28, 2015 | ASTE | Phantom Stock | Common Stock | · | · | 2 | Acquired |
| July 9, 2015 | ASTE | Phantom Stock | Common Stock | · | · | 118 | Acquired |
| May 28, 2015 | ASTE | Phantom Stock | Common Stock | · | · | 1 | Acquired |
| April 9, 2015 | ASTE | Phantom Stock | Common Stock | · | · | 113 | Acquired |
| March 27, 2015 | ASTE | Phantom Stock | Common Stock | · | · | 1 | Acquired |
| Jan. 12, 2015 | ASTE | Phantom Stock | Common Stock | · | · | 128 | Acquired |
| Nov. 28, 2014 | ASTE | Phantom Stock | Common Stock | · | · | 1 | Acquired |
| Oct. 9, 2014 | ASTE | Phantom Stock | Common Stock | · | · | 131 | Acquired |
| Aug. 29, 2014 | ASTE | Phantom Stock | Common Stock | · | · | 1 | Acquired |
| July 8, 2014 | ASTE | Phantom Stock | Common Stock | · | · | 109 | Acquired |
| May 29, 2014 | ASTE | Phantom Stock | Common Stock | · | · | 0 | Acquired |
| April 7, 2014 | ASTE | Phantom Stock | Common Stock | · | · | 139 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.