Malcolm L Swanson

Insider

First SEC filing: Jan. 2, 2014 · Latest: Jan. 2, 2014

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

ASTE selling May 10, 2016

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 35 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

35 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 10, 2018	ASTE	A	85	$60.33	$5,128	1,930 Direct	+4.61%	Acquired	-30.8% (price as of 2026-08-20)
Nov. 29, 2017	ASTE	A	3	$55.48	$166	1,845 Direct	+0.16%	Acquired	-24.8% (price as of 2026-08-20)
Oct. 13, 2017	ASTE	A	98	$52.47	$5,142	1,841 Direct	+5.62%	Acquired	-20.4% (price as of 2026-08-20)
Aug. 29, 2017	ASTE	A	4	$47.18	$189	1,744 Direct	+0.23%	Acquired	-11.5% (price as of 2026-08-20)
July 12, 2017	ASTE	A	92	$55.82	$5,135	1,740 Direct	+5.58%	Acquired	-25.2% (price as of 2026-08-20)
May 26, 2017	ASTE	A	3	$56.00	$168	1,648 Direct	+0.18%	Acquired	-25.5% (price as of 2026-08-20)
April 7, 2017	ASTE	A	225	$62.01	$13,952	1,645 Direct	+15.85%	Acquired	-32.7% (price as of 2026-08-20)
March 31, 2017	ASTE	A	2	$59.54	$119	1,420 Direct	+0.14%	Acquired	-29.9% (price as of 2026-08-20)
Feb. 28, 2017	ASTE	A	1,170	—	—	1,170 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 10, 2017	ASTE	A	73	$67.65	$4,938	1,418 Direct	+5.43%	Acquired	-38.3% (price as of 2026-08-20)
Nov. 28, 2016	ASTE	A	2	$66.88	$134	1,344 Direct	+0.15%	Acquired	-37.6% (price as of 2026-08-20)
Oct. 12, 2016	ASTE	A	85	$58.49	$4,972	1,342 Direct	+6.76%	Acquired	-28.6% (price as of 2026-08-20)
Aug. 30, 2016	ASTE	A	2	$59.93	$120	1,258 Direct	+0.16%	Acquired	-30.4% (price as of 2026-08-20)
July 8, 2016	ASTE	A	85	$58.15	$4,943	1,256 Direct	+7.26%	Acquired	-28.2% (price as of 2026-08-20)
May 27, 2016	ASTE	A	2	$52.86	$106	1,170 Direct	+0.17%	Acquired	-21.0% (price as of 2026-08-20)
May 10, 2016	ASTE	S	2,987	$49.33	$147,349	160 Direct	-94.92%	Disposed	-15.4% (price as of 2026-08-20)
April 6, 2016	ASTE	A	158	$45.47	$7,184	1,168 Direct	+15.64%	Acquired	-8.2% (price as of 2026-08-20)
March 28, 2016	ASTE	A	2	$44.49	$89	1,010 Direct	+0.20%	Acquired	-6.2% (price as of 2026-08-20)
Feb. 28, 2016	ASTE	F	722	$42.19	$30,461	0 Direct	-100.00%	Disposed	-1.1% (price as of 2026-08-20)
Jan. 8, 2016	ASTE	A	132	$36.34	$4,797	1,008 Direct	+15.07%	Acquired	14.9% (price as of 2026-08-20)
Nov. 25, 2015	ASTE	A	2	$40.82	$82	876 Direct	+0.23%	Acquired	2.3% (price as of 2026-08-20)
Oct. 8, 2015	ASTE	A	129	$37.03	$4,777	874 Direct	+17.32%	Acquired	12.7% (price as of 2026-08-20)
Aug. 28, 2015	ASTE	A	2	$37.38	$75	745 Direct	+0.27%	Acquired	11.7% (price as of 2026-08-20)
July 9, 2015	ASTE	A	118	$40.42	$4,770	743 Direct	+18.88%	Acquired	3.3% (price as of 2026-08-20)
May 28, 2015	ASTE	A	1	$41.87	$42	625 Direct	+0.16%	Acquired	-0.3% (price as of 2026-08-20)
April 9, 2015	ASTE	A	113	$42.20	$4,769	623 Direct	+22.16%	Acquired	-1.1% (price as of 2026-08-20)
March 27, 2015	ASTE	A	1	$42.66	$43	510 Direct	+0.20%	Acquired	-2.2% (price as of 2026-08-20)
Feb. 28, 2015	ASTE	F	310	$42.77	$13,259	2,329 Direct	-11.75%	Disposed	-2.4% (price as of 2026-08-20)
Jan. 12, 2015	ASTE	A	128	$36.20	$4,634	509 Direct	+33.60%	Acquired	15.3% (price as of 2026-08-20)
Nov. 28, 2014	ASTE	A	1	$40.67	$41	381 Direct	+0.26%	Acquired	2.6% (price as of 2026-08-20)
Oct. 9, 2014	ASTE	A	131	$35.41	$4,639	380 Direct	+52.61%	Acquired	17.9% (price as of 2026-08-20)
Aug. 29, 2014	ASTE	A	1	$41.56	$42	249 Direct	+0.40%	Acquired	0.4% (price as of 2026-08-20)
July 8, 2014	ASTE	A	109	$42.50	$4,632	249 Direct	+77.86%	Acquired	-1.8% (price as of 2026-08-20)
May 29, 2014	ASTE	A	0	$40.35	—	140 Direct	0.00%	Acquired	3.4% (price as of 2026-08-20)
April 7, 2014	ASTE	A	139	$43.13	$5,995	139 Direct	—	Acquired	-3.2% (price as of 2026-08-20)
Feb. 28, 2014	ASTE	F	310	$40.52	$12,561	3,329 Direct	-8.52%	Disposed	3.0% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 10, 2018	ASTE	Phantom Stock	Common Stock	—	—	85	Acquired
Nov. 29, 2017	ASTE	Phantom Stock	Common Stock	—	—	3	Acquired
Oct. 13, 2017	ASTE	Phantom Stock	Common Stock	—	—	98	Acquired
Aug. 29, 2017	ASTE	Phantom Stock	Common Stock	—	—	4	Acquired
July 12, 2017	ASTE	Phantom Stock	Common Stock	—	—	92	Acquired
May 26, 2017	ASTE	Phantom Stock	Common Stock	—	—	3	Acquired
April 7, 2017	ASTE	Phantom Stock	Common Stock	—	—	225	Acquired
March 31, 2017	ASTE	Phantom Stock	Common Stock	—	—	2	Acquired
Jan. 10, 2017	ASTE	Phantom Stock	Common Stock	—	—	73	Acquired
Nov. 28, 2016	ASTE	Phantom Stock	Common Stock	—	—	2	Acquired
Oct. 12, 2016	ASTE	Phantom Stock	Common Stock (85)	—	—	85	Acquired
Aug. 30, 2016	ASTE	Phantom Stock	Common Stock (2)	—	—	2	Acquired
July 8, 2016	ASTE	Phantom Stock [F2]	Common Stock (85)	—	—	85	Acquired
May 27, 2016	ASTE	Phantom Stock [F2]	Common Stock (2)	—	—	2	Acquired
April 6, 2016	ASTE	Phantom Stock	Common Stock	—	—	158	Acquired
March 28, 2016	ASTE	Phantom Stock	Common Stock	—	—	2	Acquired
Jan. 8, 2016	ASTE	Phantom Stock	Common Stock	—	—	132	Acquired
Nov. 25, 2015	ASTE	Phantom Stock	Common Stock	—	—	2	Acquired
Oct. 8, 2015	ASTE	Phantom Stock	Common Stock	—	—	129	Acquired
Aug. 28, 2015	ASTE	Phantom Stock	Common Stock	—	—	2	Acquired
July 9, 2015	ASTE	Phantom Stock	Common Stock	—	—	118	Acquired
May 28, 2015	ASTE	Phantom Stock	Common Stock	—	—	1	Acquired
April 9, 2015	ASTE	Phantom Stock	Common Stock	—	—	113	Acquired
March 27, 2015	ASTE	Phantom Stock	Common Stock	—	—	1	Acquired
Jan. 12, 2015	ASTE	Phantom Stock	Common Stock	—	—	128	Acquired
Nov. 28, 2014	ASTE	Phantom Stock	Common Stock	—	—	1	Acquired
Oct. 9, 2014	ASTE	Phantom Stock	Common Stock	—	—	131	Acquired
Aug. 29, 2014	ASTE	Phantom Stock	Common Stock	—	—	1	Acquired
July 8, 2014	ASTE	Phantom Stock	Common Stock	—	—	109	Acquired
May 29, 2014	ASTE	Phantom Stock	Common Stock (0)	—	—	0	Acquired
April 7, 2014	ASTE	Phantom Stock	Common Stock	—	—	139	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Jan. 2, 2014	ASTE	Common Stock	160	Direct
Jan. 2, 2014	ASTE	Common Stock	—	Direct
Jan. 2, 2014	ASTE	Common Stock	—	Indirect