Manish Potti

Insider

First SEC filing: Dec. 20, 2019 · Latest: Dec. 20, 2019

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 11 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

11 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 16, 2021	OCGN	M	31,500	—	—	87,500 Direct	+56.25%	Acquired	(price as of 2026-08-20)
Dec. 16, 2021	OCGN	M	13,500	—	—	19,500 Direct	+225.00%	Acquired	(price as of 2026-08-20)
Dec. 16, 2021	OCGN	A	16,335	—	—	16,335 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 16, 2021	OCGN	M	31,500	$1.83	$57,645	45,000 Direct	+233.33%	Acquired	-21.0% (price as of 2026-08-20)
Dec. 16, 2021	OCGN	M	13,500	$0.51	$6,885	13,500 Direct	—	Acquired	183.3% (price as of 2026-08-20)
May 3, 2021	OCGN	S 10b5-1	28,000	$15.01	$420,280	0 Direct	-100.00%	Disposed	-90.4% (price as of 2026-08-20)
May 3, 2021	OCGN	S 10b5-1	60,000	$15.02	$901,200	63,429 Indirect	-48.61%	Disposed	-90.4% (price as of 2026-08-20)
March 5, 2021	OCGN	M	7,000	—	—	119,000 Direct	-5.56%	Disposed	(price as of 2026-08-20)
March 5, 2021	OCGN	M	21,000	—	—	33,000 Direct	-38.89%	Disposed	(price as of 2026-08-20)
March 5, 2021	OCGN	M	7,000	$1.83	$12,810	28,000 Direct	+33.33%	Acquired	-21.0% (price as of 2026-08-20)
March 5, 2021	OCGN	M	21,000	$0.51	$10,710	21,000 Direct	—	Acquired	183.3% (price as of 2026-08-20)
Jan. 1, 2021	OCGN	A	126,000	—	—	126,000 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 2, 2020	OCGN	A	54,000	—	—	54,000 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 16, 2021	OCGN	Option (Right to Buy)	Common Stock (31,500)	$1.83	Jan. 1, 2031	31,500	Acquired
Dec. 16, 2021	OCGN	Option (Right to Buy)	Common Stock (13,500)	$0.51	Jan. 2, 2030	13,500	Acquired
Dec. 16, 2021	OCGN	Option (Right to Buy)	Common Stock (16,335)	$5.02	Dec. 16, 2031	16,335	Acquired
March 5, 2021	OCGN	Oprion (Right to Buy)	Common Stock (7,000)	$1.83	Jan. 1, 2031	7,000	Disposed
March 5, 2021	OCGN	Option (Right to Buy)	Common Stock (21,000)	$0.51	Jan. 2, 2030	21,000	Disposed
Jan. 1, 2021	OCGN	Option (Right to Buy)	Common Stock (126,000)	$1.83	Jan. 1, 2031	126,000	Acquired
Jan. 2, 2020	OCGN	Options (Right to Buy)	Common Stock (54,000)	$0.51	Jan. 2, 2030	54,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 20, 2019	OCGN	Common Stock	123,429	Indirect
Dec. 20, 2019	OCGN	Warrants (Right to Buy)→ Common Stock	—	Indirect
Dec. 20, 2019	OCGN	Warrants (Right to Buy)→ Common Stock	—	Indirect