Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 13 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

13 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Nov. 2, 2021 OCGN S 10b5-1 63,429 $15.07 $955,875 27,695 Indirect -69.61% Disposed -93.1% (price as of 2026-10-05)
June 15, 2021 OCGN S 68,185 $8.86 $604,119 91,124 Indirect -42.80% Disposed -88.3% (price as of 2026-10-05)
May 3, 2021 OCGN S 10b5-1 28,000 $15.01 $420,280 0 Direct -100.00% Disposed -93.1% (price as of 2026-10-05)
May 3, 2021 OCGN S 10b5-1 60,000 $15.02 $901,200 63,429 Indirect -48.61% Disposed -93.1% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Dec. 16, 2021 OCGN Option (Right to Buy) Common Stock (31,500) $1.83 Jan. 1, 2031 31,500 Acquired
Dec. 16, 2021 OCGN Option (Right to Buy) Common Stock (13,500) $0.51 Jan. 2, 2030 13,500 Acquired
Dec. 16, 2021 OCGN Option (Right to Buy) Common Stock (16,335) $5.02 Dec. 16, 2031 16,335 Acquired
June 15, 2021 OCGN Warrant (Right to Buy) Common Stock (95,880) $6.30 Dec. 15, 2026 95,880 Disposed
March 5, 2021 OCGN Oprion (Right to Buy) Common Stock (7,000) $1.83 Jan. 1, 2031 7,000 Disposed
March 5, 2021 OCGN Option (Right to Buy) Common Stock (21,000) $0.51 Jan. 2, 2030 21,000 Disposed
Jan. 1, 2021 OCGN Option (Right to Buy) Common Stock (126,000) $1.83 Jan. 1, 2031 126,000 Acquired
Jan. 2, 2020 OCGN Options (Right to Buy) Common Stock (54,000) $0.51 Jan. 2, 2030 54,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Dec. 20, 2019 OCGN Common Stock 123,429 Indirect
Dec. 20, 2019 OCGN Warrants (Right to Buy)→ Common Stock · Indirect
Dec. 20, 2019 OCGN Warrants (Right to Buy)→ Common Stock · Indirect