Mark A. Flaherty
CIK 1520700 · View on SEC EDGAR ↗
First SEC filing: Jan. 17, 2020 · Latest: Jan. 17, 2020
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 19, 2022 | GS | S | 2 | $358.34 | $717 | 1,015 Direct | -0.20% | Disposed | 183.8% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 15, 2026 | GS | Restricted Stock Units | Common Stock, par value $0.01 per share (22) | — | — | 22 | Acquired |
| Jan. 18, 2023 | GS | Restricted Stock Units | Common Stock, par value $0.01 per share (1,002) | — | — | 1,002 | Acquired |
| Jan. 19, 2022 | GS | Restricted Stock Units | Common Stock, par value $0.01 per share (1,007) | — | — | 1,007 | Acquired |
| Jan. 20, 2021 | GS | Restricted Stock Units | Common Stock, par value $0.01 per share (1,205) | — | — | 1,205 | Acquired |
| Jan. 16, 2020 | GS | Restricted Stock Units | Common Stock, par value $0.01 per share (2,003) | — | — | 2,003 | Acquired |
| Jan. 17, 2019 | GS | Restricted Stock Units | Common Stock, par value $0.01 per share (2,512) | — | — | 2,512 | Acquired |
| Jan. 18, 2018 | GS | Restricted Stock Units | Common Stock, par value $0.01 per share (1,993) | — | — | 1,993 | Acquired |
| Jan. 19, 2017 | GS | Restricted Stock Units | Common Stock, par value $0.01 per share (2,161) | — | — | 2,161 | Acquired |
| Jan. 21, 2016 | GS | Restricted Stock Units | Common Stock, par value $0.01 per share (3,298) | — | — | 3,298 | Acquired |
| Jan. 20, 2015 | GS | Restricted Stock Units | Common Stock, par value $0.01 per share (238) | — | — | 238 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 19, 2014 | GS | Common Stock, par value $0.01 per share | 1,000 | Direct |