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Mark A Goldfarb
Insider
First SEC filing: May 24, 2023 · Latest: May 24, 2023
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| April 16, 2024 | SCHW | S | 6,700 | $70.82 | $474,494 | 20,317 Indirect | -24.80% | Disposed | 36.5% (price as of 2026-10-02) |
| April 16, 2024 | SCHW | S | 400 | $71.48 | $28,592 | 19,917 Indirect | -1.97% | Disposed | 35.3% (price as of 2026-10-02) |
| May 22, 2023 | SCHW | A | 5,464 | · | · | 5,464 Direct | · | Acquired | (price as of 2026-10-02) |
| May 22, 2023 | SCHW | A | 2,496 | · | · | 7,395 Direct | +50.95% | Acquired | (price as of 2026-10-02) |
| March 16, 2023 | SCHW | P | 4,000 | $58.37 | $233,480 | 27,017 Indirect | +17.38% | Acquired | 65.7% (price as of 2026-10-02) |
| May 19, 2022 | SCHW | A | 2,054 | · | · | 4,899 Direct | +72.20% | Acquired | (price as of 2026-10-02) |
| May 19, 2022 | SCHW | A | 4,703 | · | · | 4,703 Direct | · | Acquired | (price as of 2026-10-02) |
| Nov. 19, 2021 | SCHW | G | 552 | · | · | 20,865 Indirect | -2.58% | Disposed | (price as of 2026-10-02) |
| May 25, 2021 | SCHW | S | 9,667 | $73.06 | $706,271 | 21,417 Indirect | -31.10% | Disposed | 32.4% (price as of 2026-10-02) |
| May 17, 2021 | SCHW | A | 1,529 | · | · | 4,997 Direct | +44.09% | Acquired | (price as of 2026-10-02) |
| May 17, 2021 | SCHW | A | 4,390 | · | · | 4,390 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 10, 2021 | SCHW | M | 10,511 | $25.01 | $262,880 | 39,610 Indirect | +36.12% | Acquired | 286.6% (price as of 2026-10-02) |
| Feb. 10, 2021 | SCHW | M | 8,548 | $31.21 | $266,783 | 48,158 Indirect | +21.58% | Acquired | 209.8% (price as of 2026-10-02) |
| Feb. 10, 2021 | SCHW | M | 7,866 | $28.96 | $227,799 | 56,024 Indirect | +16.33% | Acquired | 233.9% (price as of 2026-10-02) |
| Feb. 10, 2021 | SCHW | S | 26,925 | $55.76 | $1,501,338 | 29,099 Indirect | -48.06% | Disposed | 73.4% (price as of 2026-10-02) |
| Feb. 10, 2021 | SCHW | M | 8,548 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Feb. 10, 2021 | SCHW | M | 10,511 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Feb. 10, 2021 | SCHW | M | 7,866 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| May 14, 2020 | SCHW | A | 3,396 | · | · | 7,167 Direct | +90.06% | Acquired | (price as of 2026-10-02) |
| May 14, 2020 | SCHW | A | 6,655 | · | · | 6,655 Direct | · | Acquired | (price as of 2026-10-02) |
| April 17, 2020 | SCHW | P | 5,530 | $36.17 | $200,020 | 27,385 Indirect | +25.30% | Acquired | 167.3% (price as of 2026-10-02) |
| Aug. 5, 2019 | SCHW | P | 2,595 | $38.68 | $100,375 | 21,855 Indirect | +13.47% | Acquired | 150.0% (price as of 2026-10-02) |
| May 17, 2019 | SCHW | A | 1,841 | · | · | 5,772 Direct | +46.83% | Acquired | (price as of 2026-10-02) |
| May 17, 2019 | SCHW | A | 8,584 | · | · | 8,584 Direct | · | Acquired | (price as of 2026-10-02) |
| June 1, 2018 | SCHW | S 10b5-1 | 2,174 | $56.67 | $123,201 | 16,145 Indirect | -11.87% | Disposed | 70.6% (price as of 2026-10-02) |
| May 17, 2018 | SCHW | A | 1,351 | · | · | 6,105 Direct | +28.42% | Acquired | (price as of 2026-10-02) |
| May 17, 2018 | SCHW | A | 5,139 | · | · | 5,139 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 27, 2017 | SCHW | G | 965 | · | · | 22,013 Direct | -4.20% | Disposed | (price as of 2026-10-02) |
| May 18, 2017 | SCHW | A | 1,831 | · | · | 22,978 Direct | +8.66% | Acquired | (price as of 2026-10-02) |
| May 18, 2017 | SCHW | A | 7,165 | · | · | 7,165 Direct | · | Acquired | (price as of 2026-10-02) |
| April 27, 2017 | SCHW | P | 1,850 | $26.97 | $49,894 | 1,850 Direct | · | Acquired | 258.5% (price as of 2026-10-02) |
| Feb. 13, 2017 | SCHW | M | 1,343 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Feb. 13, 2017 | SCHW | M | 14,345 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Feb. 13, 2017 | SCHW | S | 15,688 | $40.94 | $642,267 | 21,147 Direct | -42.59% | Disposed | 136.2% (price as of 2026-10-02) |
| Feb. 13, 2017 | SCHW | M | 1,343 | $13.67 | $18,359 | 36,835 Direct | +3.78% | Acquired | 607.4% (price as of 2026-10-02) |
| Feb. 13, 2017 | SCHW | M | 14,345 | $19.21 | $275,567 | 35,492 Direct | +67.83% | Acquired | 403.4% (price as of 2026-10-02) |
| May 19, 2016 | SCHW | A | 7,866 | · | · | 7,866 Direct | · | Acquired | (price as of 2026-10-02) |
| May 19, 2016 | SCHW | A | 2,412 | · | · | 21,147 Direct | +12.87% | Acquired | (price as of 2026-10-02) |
| Oct. 16, 2015 | SCHW | P | 7,100 | $28.57 | $202,847 | 18,735 Direct | +61.02% | Acquired | 238.5% (price as of 2026-10-02) |
| May 15, 2015 | SCHW | A | 8,548 | · | · | 8,548 Direct | · | Acquired | (price as of 2026-10-02) |
| May 15, 2015 | SCHW | A | 2,227 | · | · | 11,635 Direct | +23.67% | Acquired | (price as of 2026-10-02) |
| Feb. 10, 2015 | SCHW | P | 2,567 | $29.21 | $74,982 | 9,408 Direct | +37.52% | Acquired | 231.1% (price as of 2026-10-02) |
| May 19, 2014 | SCHW | A | 10,511 | · | · | 10,511 Direct | · | Acquired | (price as of 2026-10-02) |
| May 19, 2014 | SCHW | A | 2,819 | · | · | 6,841 Direct | +70.09% | Acquired | (price as of 2026-10-02) |
| May 20, 2013 | SCHW | A | 14,345 | · | · | 14,345 Direct | · | Acquired | (price as of 2026-10-02) |
| May 20, 2013 | SCHW | A | 3,642 | · | · | 4,022 Direct | +958.42% | Acquired | (price as of 2026-10-02) |
| Dec. 12, 2012 | SCHW | A | 1,343 | · | · | 1,343 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 12, 2012 | SCHW | A | 380 | · | · | 380 Direct | · | Acquired | (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 22, 2023 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $51.97 | May 22, 2033 | 5,464 | Acquired |
| May 19, 2022 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $62.66 | May 19, 2032 | 4,703 | Acquired |
| May 17, 2021 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $73.00 | May 17, 2031 | 4,390 | Acquired |
| Feb. 10, 2021 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $31.21 | May 15, 2025 | 8,548 | Disposed |
| Feb. 10, 2021 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $25.01 | May 19, 2024 | 10,511 | Disposed |
| Feb. 10, 2021 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $28.96 | May 19, 2026 | 7,866 | Disposed |
| May 14, 2020 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $33.40 | May 14, 2030 | 6,655 | Acquired |
| May 17, 2019 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $43.21 | May 17, 2029 | 8,584 | Acquired |
| May 17, 2018 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $59.32 | May 17, 2028 | 5,139 | Acquired |
| May 18, 2017 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $38.33 | May 18, 2027 | 7,165 | Acquired |
| Feb. 13, 2017 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $13.67 | Dec. 12, 2022 | 1,343 | Disposed |
| Feb. 13, 2017 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $19.21 | May 20, 2023 | 14,345 | Disposed |
| May 19, 2016 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $28.96 | May 19, 2026 | 7,866 | Acquired |
| May 15, 2015 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $31.21 | May 15, 2025 | 8,548 | Acquired |
| May 19, 2014 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $25.01 | May 19, 2024 | 10,511 | Acquired |
| May 20, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $19.21 | May 20, 2023 | 14,345 | Acquired |
| Dec. 12, 2012 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $13.67 | Dec. 12, 2022 | 1,343 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).