Mark A Goldfarb

Insider

First SEC filing: May 24, 2023 · Latest: May 24, 2023

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

SCHW buying March 16, 2023

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 36 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

36 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 22, 2023	SCHW	A	5,464	—	—	5,464 Direct	—	Acquired	(price as of 2026-08-20)
May 22, 2023	SCHW	A	2,496	—	—	7,395 Direct	+50.95%	Acquired	(price as of 2026-08-20)
March 16, 2023	SCHW	P	4,000	$58.37	$233,480	27,017 Indirect	+17.38%	Acquired	90.3% (price as of 2026-08-20)
May 19, 2022	SCHW	A	2,054	—	—	4,899 Direct	+72.20%	Acquired	(price as of 2026-08-20)
May 19, 2022	SCHW	A	4,703	—	—	4,703 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 19, 2021	SCHW	G	552	—	—	20,865 Indirect	-2.58%	Disposed	(price as of 2026-08-20)
May 25, 2021	SCHW	S	9,667	$73.06	$706,271	21,417 Indirect	-31.10%	Disposed	52.0% (price as of 2026-08-20)
May 17, 2021	SCHW	A	1,529	—	—	4,997 Direct	+44.09%	Acquired	(price as of 2026-08-20)
May 17, 2021	SCHW	A	4,390	—	—	4,390 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 10, 2021	SCHW	M	10,511	$25.01	$262,880	39,610 Indirect	+36.12%	Acquired	344.1% (price as of 2026-08-20)
Feb. 10, 2021	SCHW	M	8,548	$31.21	$266,783	48,158 Indirect	+21.58%	Acquired	255.9% (price as of 2026-08-20)
Feb. 10, 2021	SCHW	M	7,866	$28.96	$227,799	56,024 Indirect	+16.33%	Acquired	283.5% (price as of 2026-08-20)
Feb. 10, 2021	SCHW	S	26,925	$55.76	$1,501,338	29,099 Indirect	-48.06%	Disposed	99.2% (price as of 2026-08-20)
Feb. 10, 2021	SCHW	M	8,548	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 10, 2021	SCHW	M	10,511	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 10, 2021	SCHW	M	7,866	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 14, 2020	SCHW	A	3,396	—	—	7,167 Direct	+90.06%	Acquired	(price as of 2026-08-20)
May 14, 2020	SCHW	A	6,655	—	—	6,655 Direct	—	Acquired	(price as of 2026-08-20)
April 17, 2020	SCHW	P	5,530	$36.17	$200,020	27,385 Indirect	+25.30%	Acquired	207.1% (price as of 2026-08-20)
Aug. 5, 2019	SCHW	P	2,595	$38.68	$100,375	21,855 Indirect	+13.47%	Acquired	187.2% (price as of 2026-08-20)
May 17, 2019	SCHW	A	1,841	—	—	5,772 Direct	+46.83%	Acquired	(price as of 2026-08-20)
May 17, 2019	SCHW	A	8,584	—	—	8,584 Direct	—	Acquired	(price as of 2026-08-20)
June 1, 2018	SCHW	S 10b5-1	2,174	$56.67	$123,201	16,145 Indirect	-11.87%	Disposed	96.0% (price as of 2026-08-20)
May 17, 2018	SCHW	A	1,351	—	—	6,105 Direct	+28.42%	Acquired	(price as of 2026-08-20)
May 17, 2018	SCHW	A	5,139	—	—	5,139 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 27, 2017	SCHW	G	965	—	—	22,013 Direct	-4.20%	Disposed	(price as of 2026-08-20)
May 18, 2017	SCHW	A	1,831	—	—	22,978 Direct	+8.66%	Acquired	(price as of 2026-08-20)
May 18, 2017	SCHW	A	7,165	—	—	7,165 Direct	—	Acquired	(price as of 2026-08-20)
April 27, 2017	SCHW	P	1,850	$26.97	$49,894	1,850 Direct	—	Acquired	311.8% (price as of 2026-08-20)
Feb. 13, 2017	SCHW	M	1,343	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 13, 2017	SCHW	M	14,345	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 13, 2017	SCHW	S	15,688	$40.94	$642,267	21,147 Direct	-42.59%	Disposed	171.3% (price as of 2026-08-20)
Feb. 13, 2017	SCHW	M	1,343	$13.67	$18,359	36,835 Direct	+3.78%	Acquired	712.5% (price as of 2026-08-20)
Feb. 13, 2017	SCHW	M	14,345	$19.21	$275,567	35,492 Direct	+67.83%	Acquired	478.2% (price as of 2026-08-20)
May 19, 2016	SCHW	A	7,866	—	—	7,866 Direct	—	Acquired	(price as of 2026-08-20)
May 19, 2016	SCHW	A	2,412	—	—	21,147 Direct	+12.87%	Acquired	(price as of 2026-08-20)
Oct. 16, 2015	SCHW	P	7,100	$28.57	$202,847	18,735 Direct	+61.02%	Acquired	288.8% (price as of 2026-08-20)
May 15, 2015	SCHW	A	8,548	—	—	8,548 Direct	—	Acquired	(price as of 2026-08-20)
May 15, 2015	SCHW	A	2,227	—	—	11,635 Direct	+23.67%	Acquired	(price as of 2026-08-20)
Feb. 10, 2015	SCHW	P	2,567	$29.21	$74,982	9,408 Direct	+37.52%	Acquired	280.3% (price as of 2026-08-20)
May 19, 2014	SCHW	A	10,511	—	—	10,511 Direct	—	Acquired	(price as of 2026-08-20)
May 19, 2014	SCHW	A	2,819	—	—	6,841 Direct	+70.09%	Acquired	(price as of 2026-08-20)
May 20, 2013	SCHW	A	14,345	—	—	14,345 Direct	—	Acquired	(price as of 2026-08-20)
May 20, 2013	SCHW	A	3,642	—	—	4,022 Direct	+958.42%	Acquired	(price as of 2026-08-20)
Dec. 12, 2012	SCHW	A	1,343	—	—	1,343 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 12, 2012	SCHW	A	380	—	—	380 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 22, 2023	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (5,464)	$51.97	May 22, 2033	5,464	Acquired
May 19, 2022	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (4,703)	$62.66	May 19, 2032	4,703	Acquired
May 17, 2021	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (4,390)	$73.00	May 17, 2031	4,390	Acquired
Feb. 10, 2021	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (8,548)	$31.21	May 15, 2025	8,548	Disposed
Feb. 10, 2021	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (10,511)	$25.01	May 19, 2024	10,511	Disposed
Feb. 10, 2021	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (7,866)	$28.96	May 19, 2026	7,866	Disposed
May 14, 2020	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (6,655)	$33.40	May 14, 2030	6,655	Acquired
May 17, 2019	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (8,584)	$43.21	May 17, 2029	8,584	Acquired
May 17, 2018	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (5,139)	$59.32	May 17, 2028	5,139	Acquired
May 18, 2017	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (7,165)	$38.33	May 18, 2027	7,165	Acquired
Feb. 13, 2017	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (1,343)	$13.67	Dec. 12, 2022	1,343	Disposed
Feb. 13, 2017	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (14,345)	$19.21	May 20, 2023	14,345	Disposed
May 19, 2016	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (7,866)	$28.96	May 19, 2026	7,866	Acquired
May 15, 2015	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (8,548)	$31.21	May 15, 2025	8,548	Acquired
May 19, 2014	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (10,511)	$25.01	May 19, 2024	10,511	Acquired
May 20, 2013	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (14,345)	$19.21	May 20, 2023	14,345	Acquired
Dec. 12, 2012	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (1,343)	$13.67	Dec. 12, 2022	1,343	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).