Mark A. Smith
CIK 1496772 · View on SEC EDGAR ↗
First SEC filing: Aug. 11, 2023 · Latest: April 28, 2025
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 24, 2020 | NIOBW | P | 100,000 | $0.53 | $53,000 | 19,000,000 Direct | +0.53% | Acquired | 175.5% (price as of 2026-08-18) |
| Nov. 22, 2019 | NIOBW | P | 14,555 | $0.59 | $8,587 | 18,900,000 Direct | +0.08% | Acquired | 147.5% (price as of 2026-08-18) |
| Nov. 4, 2016 | NIOBW | S | 500,000 | — | — | 2,911,502 Direct | -14.66% | Disposed | (price as of 2026-08-18) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 6, 2026 | NIOBW | Employee Stock Option (Right to Buy) | Common Shares (293,160) | $4.74 | July 6, 2031 | 293,160 | Acquired |
| March 6, 2017 | NIOBW | Employee Stock Option (Right to Buy) | Common Shares (650,000) | — | March 6, 2022 | 650,000 | Acquired |
| Nov. 4, 2016 | NIOBW | Warrants | Common Shares (500,000) | — | Nov. 10, 2016 | 500,000 | Disposed |
| Oct. 31, 2016 | NIOBW | Warrants | Common Shares (720,730) | — | Nov. 10, 2016 | 720,730 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| April 28, 2025 | RAAQ | Class B Ordinary Shares→ Class A Ordinary Shares (25,000) | 25,000 | Direct |
| Dec. 2, 2016 | NIOBW | Warrants→ Common Shares | — | Direct |
| Oct. 28, 2016 | NIOBW | Common Shares | 18,049,715 | Direct |
| Oct. 28, 2016 | NIOBW | Warrants→ Common Shares (4,132,232) | 4,132,232 | Direct |
| Oct. 28, 2016 | NIOBW | Employee Stock Option (Right to Buy)→ Common Shares (300,000) | 300,000 | Direct |
| Oct. 28, 2016 | NIOBW | Employee Stock Option (Right to Buy)→ Common Shares | — | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
NIOBW
CEO| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2025 | $325,000 | — | — | $126,000 | — | — | — | $451,000 |
| 2024 | $325,000 | — | — | $641,250 | — | — | — | $966,250 |
| 2023 | $304,000 | $100,000 | — | $216,300 | — | — | — | $620,300 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.